434 Compliance Reporting Jobs - Page 12

As a Managed Service Operations Analyst Senior at FIS, you will be part of the Loan Syndication and Operations team, playing a crucial role in providing world-class services to clients in the CDO/CLO market. This position requires individuals with a strong operational knowledge of the market and its reporting requirements. You will work closely with account managers and relationship managers to ensure swift problem resolutions and maintain service quality within a deadline-driven environment. The team you will be a part of combines market-leading growth solutions and operational services for the investment bank and broker-dealer community. With a focus on front-to-back best-of-breed solution...

As a Managed Service Operations Analyst Senior at FIS, you will utilize your significant operational knowledge of the CDO/CLO market and its reporting requirements. Working within our Loan syndication and operations team, you will play a vital role in delivering world-class services to clients with a strong focus on service quality and meeting deadlines. Collaborating closely with account managers and relationship managers, you will ensure swift problem resolutions and exceptional client satisfaction. Joining our team means being part of a dynamic environment that combines market-leading growth solutions with premier operational services, catering primarily to the investment bank and broker-...

As a key member of our Loan Syndication and Operations team at FIS, you will utilize your operational expertise in the CDO/CLO market to meet reporting requirements and provide top-notch services to our clients. Your role will involve collaborating closely with account managers and relationship managers to ensure efficient problem resolution and service delivery. Our team at FIS is dedicated to offering market-leading growth solutions and operational services to the investment bank and broker-dealer community. With a focus on Loan Syndication, capital markets, private debt, and middle market, we process over a billion transactions utilizing cutting-edge technology and monitoring tools. Join ...

Ensuring quarterly, half yearly and yearly compliance applicable to the Private Limited company/Subsidiary Companies/ LLP. Support and assist in convening Board/Committee meetings and shareholders meeting of Subsidiaries, LLP s and group companies. Prepare agenda and draft minutes of Board/Board Committee Meetings and Directors Report. Prepare and ensure timely filings of Annual Returns and other E-forms as applicable with the ROC and other regulators for various Corporate actions. Maintaining Statutory Registers as prescribed under Companies Act 2013 and/or such other relavant Act as required. Providing information/documents as and when requested by various departments, statutory Auditors, ...

The position available is for a Managed Service Operations Analyst Senior at FIS, a leading fintech solutions provider with a global presence. The role requires individuals with a Bachelor's degree in Commerce or Business, along with seven to ten years of relevant industry experience. The ideal candidate should possess a deep understanding of structured finance, particularly CDO/CLO, loan syndication, compliance reporting, and financial transaction processing. As a Managed Service Operations Analyst Senior, you will be responsible for acting as a Subject Matter Expert in compliance reporting, collaborating with clients, external resources, and internal teams to address issues, and developing...

As a full-time employee at FIS, a leading fintech solutions provider, you will be part of a diverse and inclusive team that is committed to advancing the world of fintech. In this role, you will be responsible for utilizing your significant operational knowledge of the CDO/CLO market and its reporting requirements. Working within the Loan syndication and operations team, you will play a crucial role in delivering world-class services to clients while ensuring a strong focus on service quality and meeting deadlines. The team you will be a part of combines market-leading growth solutions and operational services that primarily cater to the investment bank and broker-dealer community. With a fo...

Project Role : Security Advisor Project Role Description : Provide enterprise-level advice to make organizations cyber resilient. Assist in navigating the complex landscape of cyber threats, ensuring robust digital asset protection while maintaining trust with stakeholders. Must have skills : SailPoint IdentityNow Good to have skills : NA Minimum 3 Year(s) Of Experience Is Required Educational Qualification : 15 years full time education Summary: As a Security Advisor, you will provide enterprise-level advice to make organizations cyber resilient. Your typical day will involve engaging with various stakeholders to assess their security posture, identifying potential vulnerabilities, and reco...

As a Senior Analyst in R&D Compliance Specification at Kimberly-Clark, you are a dedicated learner and a natural leader who takes initiative to improve processes and engage others in the journey. Your commitment to integrity and quality is unwavering, ensuring that your responsibilities contribute to long-term success. By joining our team, you will play a crucial role in enhancing healthcare for billions of individuals worldwide, starting with your efforts. Reporting to the R&D Center of Excellence Leader, you will be an integral part of the EM R&D Team. Your main responsibility will be to ensure that all products and processes adhere to regulatory standards and internal specifications. This...

About us: 5paisa Capital Ltd. stands at the forefront of India&aposs fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile applications and web platforms. Today 5paisa is a go-to platform for serious traders and investors. Role Overview: The Compliance Manager will be responsible for overseeing and implementing the organizations regulatory compliance framework, ensuring adherence to all SEBI, Exchange, and depository regulations across business verticals includi...

As an Assistant Manager in Line Compliance within the Banking Backoffice, you will play a crucial role in ensuring that all operations strictly adhere to contractual and regulatory requirements pertaining to financial transactions. This includes overseeing that procedures, processes, and operations are compliant with relevant laws, internal policies, and industry best practices. Your primary responsibilities will revolve around managing risk and compliance related to Operational and Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts, and Organizational Policies and Procedures within your designated client area. You will be expected to provide essential support and gu...

As the International Controller for APAC & EMEA at HireRight, you will play a crucial role in driving operational, financial, and strategic objectives for our expanding business. Reporting to the Vice President Controller, you will lead a team across various locations to foster partnerships with corporate accounting and tax teams, operations, technology, sales, and local management teams. Your responsibilities will include ensuring the timely and accurate recording of transactions in accordance with US GAAP, month-end closings, reporting, and analysis. Additionally, you will oversee the accurate recording of transactions, audits, and financial reporting in compliance with country-specific st...

Your Role Manage and maintain standards within the HCL BigFix infrastructure across enterprise endpoints Proactively monitor system health, patch compliance, and software deployment activities Assist users and teams with analysis and resolution of endpoint-related issues Develop and deploy Fixlets, Tasks, and Baselines for automation and compliance Generate reports on patch status, inventory, and audit readiness Your Profile 4 to 12 years of experience in BigFix Administrationor Endpoint Management Proficient inFixlet development, patching workflows, and compliance reporting Strong scripting skills in PowerShell, Bash, or VBScript for automation and customization Experience with SACM, ITIL I...

Role & responsibilities Assistance in preparation of Compliance Review plan to be put up to the Board. Preparation and updating of Compliance review checklists in line with the regulatory guidelines/internal policies. Undertaking field work and ensuring that the review is completed within the prescribed timelines. Preparation of Draft Compliance Review report and discuss the same with the relevant stakeholders. Obtain the responses from the stakeholders and preparation of Final Compliance Review Report. Ensure proper documentation and working papers are maintained for all the compliance reviews conducted. Preparation of Open Issue tracker for Compliance Review Reports issued. Follow up with ...

The Cash Application Analyst plays a vital role in managing a variety of tasks related to the company's finances. Your primary responsibilities include organizing the company's financial records, overseeing cash inflow, and maintaining a harmonious relationship with client organizations to address any concerns. Additionally, you will be updating client records and ensuring accurate and timely transactions. As the Invoicing Analyst, you will be crucial in ensuring the timely and accurate submission of invoices to customers. Your duties will involve preparing and sending invoices to customers based on agreed-upon terms, contracts, or project milestones. Your responsibilities will include revie...

As a member of our Manufacturing and Distribution team at Oracle, you will play a key role in supporting global supply chain initiatives through data analytics, reporting, and strategic purchasing insights. Your collaboration with cross-functional teams, such as Finance, Operations, IT, HR, Shared Services, Accounting, and Procurement, will be essential for ensuring the smooth execution of supply chain activities. In this role, you will be responsible for developing and maintaining dashboards to visualize critical supply chain metrics, including inventory levels, purchasing trends, supplier performance, and material flow. Your attention to detail, proficiency in managing large datasets, and ...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Description How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether youre finding new ways to prevent identity fraud or enab...

We have an immediate job opportunity for you as an AM/Manager/Senior Manager in Funds Accounting focusing on Open-end or Closed-end Fund Accounting with Bank Debt experience mandatory. The shift timings for this role are from 2:00 PM IST to 11:00 PM IST. The job is based in Hyderabad. We are seeking a mid-level fund accounting professional to join our Funds Accounting team, specifically with experience in Open-end or Closed-end Fund Accounting with Bank Debt operations. In this role, you will collaborate with internal teams and client-side stakeholders, including Fund Administrators, Relationship Managers, and Operations teams in the U.S. This position provides the opportunity to work on int...

Hiring a Senior Cybersecurity GRC Consultant, you will play a pivotal role in helping organizations manage and improve their Governance, Risk, and Compliance (GRC) frameworks. You will be responsible for setting up and leading assessments, implementing strategies, and advising clients on how to mitigate cybersecurity risks and achieve compliance with industry standards and regulatory requirements. 8+ Years of Experience in cybersecurity, risk management, and governance, with a proven track record of leading GRC initiatives. Educational Background: Bachelors or Masters degree in Information Technology, Cybersecurity, Computer Science, Business Administration, or a related field. Certification...

As a member of the IT Security team at Fresenius Digital Technology, you will play a crucial role in the implementation, management, and operation of various security capabilities across different business segments within the Fresenius Group. Your responsibilities will include the deployment and maintenance of Identity Governance and Administration (IGA) solutions to ensure alignment with security, business, and compliance objectives. You will be involved in technical integrations of business applications such as Active Directory, SAP, and cloud platforms, in collaboration with application owners. Implementing best practices for IGA processes, including identity lifecycle management, access ...

As a CA article at Grrowwide Group, located in Borivali, you will play a crucial role in providing financial and accounting management services, tax and business advisory, and compliance reporting. Your responsibilities will include collaborating with the team to support clients with their financial and accounting requirements, offering valuable insights, and delivering recommendations. To excel in this role, you should possess knowledge of financial and accounting management, tax and business advisory practices, and have experience in compliance reporting. Strong analytical and problem-solving skills are essential, along with meticulous attention to detail and accuracy. Effective communicat...

Bachelors / masters degree in software engineering / information technology / MBA / MCA / CA/ CWA Experience in SAP S/4 Hana Project Implementation with DRC SAP Document and Reporting Compliance (previously known as Advance Compliance Reporting) Minimum 1 End to End Implementation in SAP DRC Methodology, Integration & Migration experience in SAP overall Sound knowledge in Taxation Direct and Indirect Tax Tax integration is an added advantage SAP E-invoicing executions and Country specific reporting Sound knowledge in Manage Document and Reporting Compliance process Knowledge of Scrum and working experience will be an advantage Roles & Responsibilities of day-to-day activities of an SAP DRC C...

Job Title: Senior Information Security Engineer (ISO, Compliance) Experience Required: 4-5 years in Information Security Location: Whitefield, Bengaluru -Hybrid Key Areas: SOC 2 Type 1 and Type 2, ISO 27001, GDPR, security governance, vendor security due-diligence, vendor security reviews and assessment, preparation of security checklist, security awareness/phishing simulation, management dashboards, manage key metrics for IT and Infosec. You can apply by filling the form : https://forms.gle/LGarRicG4jcFVWEX6 Roles & Responsibilities: Develop and finalize policies, procedures, and guidelines related to IT and Infosec domains in alignment with industry best practices (ISO 27001 , GDPR and SOC...

Role Overview The Compliance Officer will ensure Rational Asset Management (RAM) IFSC LLP, the Fund Management Entity (FME) and its associated Category III AIFs funds in GIFT City operate in strict adherence to IFSCA regulations, Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) requirements and other applicable laws. The Compliance Officer will also oversee fund documentation, investor compliance, and operational risk frameworks. Key Responsibilities: Ensure day-to-day compliance with IFSCA Regulations Maintain up-to-date knowledge of regulatory changes and ensure timely implementation Act as the key contact with IFSCA on all compliance matters Oversee compliance related ...

Assist Compliance Officer in compliance duties for regulations & rules issued by SEBI Monitor the resolution of client grievances for all projects Support the Compliance Officer in monitoring the compliance of Operations Provide regular reports Required Candidate profile Understanding of compliance regulations Compliance-related duties for regulations and rules issued by SEBI under KRA Regulation, UIDAI, CCA, GSTN, or the Central Government. Contact-Ankit-8104808547

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Consultant-TMT-TAX-TAX - Indirect Tax - Core - New Delhi TMT : Industry convergence...