Compliance Officer

Position:

Experience:

Location:

Employment Type:

If you're interested kindly fill out the form: https://forms.gle/A94wdko1eWpfoD5x7

About the Role:

We are looking for an experienced Compliance Officer to join our team in Gandhinagar, Gujarat. The ideal candidate will ensure adherence to regulatory requirements while leading client operations, risk management, and supporting business growth in broking, global market access, distribution, and insurance domains.

Key Responsibilities:

• Ensure compliance with

  IFSCA regulations and AML/CFT processes.

• Lead client operations and risk management to safeguard business interests.
• Drive business growth initiatives and expand distribution networks.
• Manage regulatory compliance and reporting with

  SEZ, IFSCA, Exchanges, and other authorities.

• Prepare and maintain policies, SOPs, and internal notes to ensure robust compliance frameworks.
• Collaborate with business and operations teams to ensure compliance requirements are integrated seamlessly.

Qualifications:

• Post-graduate or professional degree in

  Finance, Law, or related fields.

• Minimum

  5+ years of experience

  in capital markets or financial services.
• Strong expertise in

  regulatory compliance and leadership roles.

• Candidates with prior experience in

  Broking Firms, NBFCs, Insurance, or BFSI sector

  strongly preferred.

Skills & Competencies:

• In-depth knowledge of capital market regulations and financial services compliance.
• Strong leadership, decision-making, and stakeholder management skills.
• Excellent communication and documentation abilities.
• Ability to balance compliance rigor with business growth initiatives.