Compliance Officer

As a Compliance Officer, you will play a crucial role in managing and overseeing all regulatory, legal, and compliance matters within our business. Your primary responsibility will be to ensure strict adherence to SEBI, NSE, BSE, CDSL/NSDL, and other statutory requirements while fostering a robust internal compliance culture. Your key duties will involve ensuring compliance with SEBI, NSE, BSE, and Depositories regulations, developing and implementing internal compliance policies aligned with regulatory updates, monitoring operational activities for potential regulatory risks, and timely filing of reports to regulatory bodies. Additionally, you will be tasked with conducting audits, inspections, and reviews across various operational functions, assisting in regulatory inspections and inquiries, organizing compliance training sessions, and maintaining updated compliance manuals and records. To excel in this role, you should hold a degree in Commerce, Finance, Law, or a related field, with at least 5-7 years of experience in compliance within stock broking, capital markets, or financial services. A sound knowledge of SEBI regulations, exchange guidelines, depository rules, AML, PMLA, and KYC regulations is essential. Strong communication, analytical, and problem-solving skills are required, along with the ability to handle regulatory inspections and audits independently. Key skills that will be beneficial for this position include Regulatory & Statutory Compliance, Attention to Detail, Risk Management & Internal Control, Reporting & Documentation, Stakeholder Coordination, and Ethics & Integrity. As the Compliance Officer, you will report directly to the Principal Officer/CEO/Managing Director and collaborate closely with compliance teams at exchanges and regulators. This full-time, on-site position is based in Ranchi, Jharkhand.,