Compliance Manager

JOB

1014 years

EXPERIENCE:

• Proven and rich experience of 10+ years in compliance with Banks / NBFCs.
• Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
• Strong analytical skills with the ability to interpret regulations.
• Team Leader. Excellent communication and interpersonal skills.

KEY RESPONSIBILITIES:

• Serve as the

  primary compliance interface

  for retail lending business lines including housing loans, personal loans, digital lending, and LAP.
• Review retail product proposals, new business initiatives, and operational processes & provide clear compliance advice, handling queries and clarifications.
• Periodically review and update retail compliance policies and procedures in line with regulatory guidance.
• Monitor regulatory developments (especially RBI) and assess their impact on retail operations and policies.
• Assist the Chief Compliance Officer in ensuring business-wide regulatory oversight.
• Lead or coordinate compliance‑related assignments or automation projects—guide end‑to‑end completion and implementation.
• Identify areas of compliance vulnerabilities, assess risks, and develop corrective action plans.
• Oversee pre‑ and post‑inspection activities, support regulatory inspections, and ensure timely remediation.
• Monitor internal compliance with policies and procedures across retail operations.
• Develop and nurture stakeholder relationships—engage with internal teams and external regulators or auditors.