Compliance Head

Compliance Head

Roles & Responsibilities:

• Regulatory Advisory

  : Provide regulatory advisory and clarifications to internal stakeholders and ensure adherence to all regulatory requirements of the

  RBI

  and internal policies.

• Compliance Oversight

  : Serve as the primary point of contact for retail business compliance, including housing loans, personal loans, digital lending, and

  LAP

  .

• Policy Management

  : Review and update policies and procedures for the retail business and monitor regulatory developments to assess their impact on operations.

• Risk Mitigation

  : Identify potential areas of compliance vulnerability and risks, and develop and implement corrective action plans for resolution.

• Stakeholder Management

  : Foster effective relationships with both internal stakeholders (Business, Legal, Risk, Operations) and external stakeholders (Statutory Auditors, Regulators).

• Project Leadership

  : Drive key assignments and projects, including automation relating to compliance, and supervise end-to-end completion and implementation.

• Regulatory Inspections

  : Be responsible for handling regulatory inspections and managing all pre- and post-inspection related activities.

• Team Leadership

  : Support the Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines and monitoring compliance with internal policies.

Skills Required:

• Proven and rich experience in compliance within Banks or

  NBFCs

  .
• Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
• Strong analytical skills with the ability to interpret regulations.
• Excellent communication and interpersonal skills.
• Proven leadership abilities as a team leader.

QUALIFICATION:

• CA/CS/ LLB/MBA in Finance.