Compliance Head

JOB

Regulatory Advisory. Incumbent will be responsible for providing regulatory advisory / clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies.

KEY STAKEHOLDERS:

Business, Legal, Risk, Operations, Finance, Internal Audit, Secretarial

KEY STAKEHOLDERS:

Statutory Auditors, Regulators

QUALIFICATION:

CA/CS/ LLB/MBA Finance

EXPERIENCE:

• Proven and rich experience of 12+ years in compliance with Banks / NBFCs.
• Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
• Strong analytical skills with the ability to interpret regulations.
• Team Leader. Excellent communication and interpersonal skills.

KEY ATTRIBUTES:

• Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.
• To review retail products/ new initiatives or processes and lead compliance advisory, queries, clarification for retail business.
• To review and update policies & procedures for retail business.
• Monitor regulatory developments and access their impact on our operations.
• Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines.
• Key role in driving the key assignments / projects including automation relating to compliance, and businesses & other functions / products involving compliance by supervising and responsible for end-to-end completion and implementation.
• Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution.
• Responsible for handling regulatory inspections, handling the pre/post inspection related activities.
• Monitor and enforce compliance with internal policies and procedures across retail operations.
• Foster effective relationships with internal & external stakeholders.