Company Secretary

Role & responsibilities

• Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.
• Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
• Liaising with legal advisers / consultants and appropriately responding to summons and notices issued by the Regulators and appearing in hearings wherever required to resolve queries raised by stock exchange / SEBI.
• Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
• Developing and overseeing the systems that ensure the entity complies with all applicable regulations, in addition to its legal and statutory requirements.
• Vetting of regular business agreement to be executed by the organization.
• Assisting in the exchange related compliances as applicable to a SEBI Registered Stockbroker, depository participant.
• Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
• Leading M&A transactions from legal perspective like drafting or reviewing share purchase agreements, shareholders agreements, business purchase agreements, continuous review of compliances by portfolio companies and assisting them wherever required.

Preferred candidate profile

• 7-10 Years of experience
• Candidates having experience of M&A transactions, due diligences and /or SEBI compliances applicable to stockbrokers / Investors shall be preferred

• Strong analytical skills
• Experience in conflict resolution, communicating viewpoint assertively and negotiating legal points effectively.
• Ability to build and maintain positive relationships with colleagues.

• Fluency in English Communication
• Flexible, Adaptable & Positive Attitude
• Attention to Details
• Problem Solving Skills