Chief Compliance Officer

• Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization.
• Developing the annual compliance work plan that reflects the organization’s unique characteristics.
• Periodically revising the compliance plan in light of changes.
• Guiding in a productive, professional way the compliance team.
• Overseeing and monitoring the implementation of the compliance program.
• Providing guidance, advice, and training.
• Providing strategic direction to the management on compliance.
• Preparing and presenting clear and concise compliance reports to the Board.
• Interacting with regulators on compliance issues.
• Co-ordinating efforts related to audits, reviews, and examinations.
• Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
• Independently investigating and acting on matters related to compliance.
• Monitoring external review processes.
• Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, RBI, Securities and Other Business Laws.
• Coordinate the board/general meetings and follow-up actions thereof.
• Play the central role in identifying and mitigating the level of Compliance risk in existing / new products and processes.
• Setting up training materials regarding Secretarial matters.
• Representing the Company at tribunals and courts.
  

Skills And Knowledge

• Excellent verbal and written communication skills.
• Expert at SEBI, FEMA, RBI, Companies Act
• Expert at Corporate Laws, Contracts, Governance Risk Compliance
• Meticulous attention to detail and the ability to work well under pressure.
• Interpersonal skills and the ability to work with people at all levels.
• Influencing skills.
• Excellent organization and time management.
• An ability to take initiative.
• A flexible and practical approach to work.
• Discretion when handling confidential information
• Maintain a diplomatic approach towards issues.
  

Salary

• As per Company standards