AVP Compliance – RBI Regulatory Compliance | NBFC (CS Qualified)

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About the Role

Compliance Manager (RBI & Corporate Law)

NBFC compliance

Key Responsibilities

RBI Regulatory Compliance – Core Focus Area

• Ensure end-to-end compliance with

  RBI norms applicable to NBFC-ND-SI-ML

  , including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines.
• Timely submission of regulatory filings and reports via

  RBI portals

  – CIMS, Daksh, FIU-IND, and others.
• Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance.
• Draft, implement, and periodically review internal policies in line with RBI directives.
• Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny.
• Maintain and update the

  Regulatory Compliance Calendar

  , tracking and ensuring timely completion of tasks.
• Provide compliance input to business teams on

  related party transactions

  , group exposure, outsourcing, borrowings, and guarantees.

Corporate Secretarial & Governance Support – Secondary Responsibility

• Organize and conduct Board Meetings, Committee Meetings, and Shareholder Meetings.
• Draft notices, agendas, resolutions, and minutes; maintain actionable trackers.
• Support in drafting and filing statutory documents with

  ROC/MCA

  .
• Assist in fundraising activities such as issuing

  NCDs and Commercial Papers

  , ensuring RBI and SEBI compliance.
• Work with the CSR team on eligibility checks, compliance, and documentation related to CSR initiatives.
• Coordinate and manage statutory, secretarial, and compliance audits.
• Contribute to the preparation of the

  Annual Report

  , Board’s Report, and other governance disclosures.

Qualifications

• Qualified Company Secretary (CS)

  ; Additional legal or compliance certifications preferred.
• 4–8 years of relevant experience in

  NBFC or BFSI sector

  , with strong exposure to RBI regulations.

Required Skills

• In-depth knowledge of

  Companies Act, 2013

  , Secretarial Standards,

  RBI NBFC guidelines

  , and relevant financial regulations.
• Proficient in

  MS Word, Excel, PowerPoint

  .
• Strong understanding of

  financial statements

  , including balance sheets and P&L.

Preferred Skills

• Excellent interpersonal and stakeholder management abilities.
• Strong communication and presentation skills.
• Organized, deadline-driven, and calm under pressure.
• Analytical thinking and high attention to detail.

Why Join Us?

• Work with a fast-growing, compliant-first NBFC backed by a strong corporate governance culture.
• Gain exposure to diverse areas of regulatory and corporate compliance.
• Be part of a purpose-led organization working at the forefront of financial innovation.