Surveillance Manager

5 - 10 years

5 - 10 Lacs

Mumbai

Posted:1 month ago| Platform: Naukri logo

Apply

Skills Required

Risk Management NISM Surveillance Greeksoft Noren Limit Setting Stock Broking Omnesys BOD RBI EOD Regulatory Compliance SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Role & responsibilities 1. Accurate and timely execution of BOD and EOD process. 2. Monitoring Client Positions, Client / Dealer Limits and triggering the square off process for the clients. 3. Monitoring member positions limit violations / TM funds on NMASS. 4. Limit setting in NEAT and RTRMS 5. Effectively Tracking Market Movements and Risk Exposure. 6. Follow up of T + 1 +5 debit / MTM loss / Margin shortfall with clients / RMs. 7. New client set up, conversion, modification in the trading system. 8. Coordinate with in-house team for development of projects and User Acceptance Testing 9. Ensure all the activities are in adherence as per the compliance and risk policy. 10. Active participation in Mock session 11. Experience in SMTF product would be preferred. Preferred candidate profile 1. Knowledge of Equity/ Derivatives / Currency Market. 2. Should have minimum 5 years experience in Risk management 3. Knowing exchange new margin concepts. 4. Cleared NISM certificates.

Mock Interview

Practice Video Interview with JobPe AI

Start Risk Management Interview Now
Skillventory
Skillventory

E-learning and Skill Development

N/A

N/A Employees

189 Jobs

    Key People

  • John Doe

    CEO
  • Jane Smith

    Chief Operating Officer

RecommendedJobs for You

Mumbai, Mumbai Suburban, Mumbai (All Areas)