Job Title: Compliance Professional – Senior Associate / Manager
Department: Regulatory & Compliance AdvisoryLocation: NoidaExperience Required: 7–8 yearsQualifications: Company Secretary (CS) and/or Bachelor of Laws (LLB)Employment Type: Full-time⸻About the RoleWe are seeking an experienced Compliance Professional with a strong background in regulatory compliance, corporate governance, and risk management to join our consulting practice. The ideal candidate will have in-depth knowledge of corporate laws, SEBI regulations, RBI/NBFC compliance, and other financial sector regulations, coupled with a consulting mindset and client-handling skills.⸻Key Responsibilities • Regulatory Advisory: • Advise clients on compliance with laws and regulations including Companies Act, SEBI, RBI, FEMA, and other applicable regulatory frameworks. • Interpret and analyze new regulatory developments and assess their business impact. • Compliance Management: • Develop, review, and implement compliance frameworks, policies, and standard operating procedures. • Conduct compliance risk assessments and periodic compliance monitoring/reviews for clients. • Support clients in setting up compliance programs and reporting mechanisms. • Governance & Secretarial Support: • Manage corporate secretarial compliances including board/shareholder meetings, filings, and statutory registers. • Advise on corporate governance best practices and board advisory matters. • Regulatory Filings & Liaison: • Assist in preparing and reviewing regulatory filings and returns with authorities such as SEBI, RBI, MCA, etc. • Liaise with regulatory bodies for queries, representations, and submissions. • Client Engagement & Project Management: • Lead client engagements independently, ensuring timely deliverables and quality outputs. • Work cross-functionally with tax, legal, and financial advisory teams to provide integrated solutions. • Manage and mentor junior team members on regulatory and compliance matters.⸻Required Qualifications & Skills • Qualified Company Secretary (CS) and/or Law Graduate (LLB). • 7–8 years of post-qualification experience in compliance, legal, or regulatory functions—preferably in a consulting firm, financial institution, or corporate legal/compliance department. • Strong understanding of corporate laws, SEBI regulations, FEMA, and RBI/NBFC regulatory framework. • Excellent drafting, analytical, and interpretation skills. • Strong communication, presentation, and client management abilities. • Proactive, detail-oriented, and capable of managing multiple engagements simultaneously.⸻Preferred Experience • Exposure to advisory assignments involving AIFs, NBFCs, listed entities, or fintechs. • Experience in designing and implementing compliance frameworks or conducting regulatory health checks.⸻What We Offer • Opportunity to work on complex regulatory assignments across diverse sectors. • Exposure to senior leadership and high-impact client engagements. • Collaborative, learning-oriented environment with clear career progression.
