1757 Regulatory Requirements Jobs - Page 7

About The Role Credit Card Process Manager Marketing HO Department Credit Card Products Location Infiniti IT park Reporting Relationship Position Grade Senior Manager Job Role Process designing for Credit Cards covering key aspects of Process Workflows (Digital / Physical), Compliance, Risk, Legal, Ops, Customer Experience, etc. Creating and documenting SOPs/Process notes of various Credit Card processes with clear defined roles and responsibilities to promote efficient implementation. Ability to think through end to end process at various touchpoints such as online channels, partners, Branches, Call center etc. Review processes in light of Fraud and Risk raised by RCU and ORM. Identificatio...

About The Role The Group Internal Audit department conducts risk based internal audit of the Bank and its subsidiaries, including international subsidiaries. The role would involve executing credit audits of various businesses under Commercial Bank/Wholesale Bank. Understanding & evaluating credit proposals independently and highlighting gaps, if any. Testing operating effectiveness of controls, identifying weaknesses therein and making recommendations to improve the control environment; preparing audit reports/presentations; etc. Gaining & sharing knowledge. Job Requirements: Good understanding of banking business processes (lending) and exposure to credit underwriting/credit audits will be...

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financin...

Ensure compliance with all applicable laws, labour regulations, and industry guidelines. Draft, review, and maintain legal documents, contracts, and agreements. Handle compliance audits and liaise with regulatory authorities. Required Candidate profile Strong knowledge of compliance, contracts, and legal framework. Attention to detail with analytical and problem-solving skills. Good communication and drafting ability. Location: Kolhapur

Overview: We are seeking an experienced Insurance Domain Expert to lead data migration projects within our organization. The ideal candidate will have a deep understanding of the insurance industry, data management principles, and hands-on experience in executing successful data migration initiatives. Key Responsibilities: 1. Policy Administration Handled quoting, rating, underwriting, policy issuance, endorsements, renewals, and cancellations. Exposure on Tools: Guidewire PolicyCenter, Duck Creek worked on policy admin Data components: Product models, customer attributes, risk factors supported Integrations with CRM, payment gateways, general ledger 2. Billing Management Managed the entire ...

Key Responsibilities: Technical Oversight: Provide technical leadership in the planning, operation, and maintenance of building systems, including HVAC, electrical, plumbing, and other critical infrastructure. Oversee the implementation of preventive maintenance programs to ensure the reliability and performance of technical systems. Team Leadership: Lead and mentor a team of technicians, engineers, and support staff. Provide technical guidance, training, and support to enhance the skills and capabilities of the technical team. Project Management: Manage and oversee technical projects, renovations, and upgrades. Coordinate with external contractors, architects, and vendors to ensure successf...

As a Chief Risk Officer (Manager) at our company, you will be responsible for assessing and mitigating risks associated with our operations, ensuring compliance with regulatory standards, and enhancing overall audit processes. Your key responsibilities will include: - **Audit Planning and Reporting:** - Assist in developing annual audit plans based on risk assessments and regulatory requirements. - Prepare and present audit findings, reports, and recommendations to senior management and audit committees. - **Internal Audits:** - Plan and execute internal audits to assess the adequacy and effectiveness of internal controls, policies, and procedures. - Prepare audit reports detailing findings,...

Role Overview: As the Accounting Manager at CBRE Business Services Organization (BSO) in Hyderabad, Telangana, India, you will be part of the BPoC Operations Team and play a crucial role in managing a dedicated account team servicing Brookfield Properties operated by CBRE. Reporting directly to the BPoC Service Delivery Leader for India, you will collaborate closely with the BPoC Accounting teams and Controller Team across the United States and Canada. Key Responsibilities: - Support daily production of BPoC Phase 1 activity, as needed - Coordinate with BPoC Service Delivery Leader and Business Teams on Financial Reporting activity Solution and Knowledge Transfer - Manage Service Delivery of...

As a Credit Bureau Manager, your role is crucial in overseeing the accurate and timely reporting of personal loan data to all Credit Information Companies (CICs). Your meticulous approach and proactive mindset will ensure compliance with regulatory guidelines, prevent escalations, and safeguard the company's credit reporting integrity. Key Responsibilities: - Ensure timely, complete, and accurate submission of personal loan data (e.g., CIBIL, Experian, CRIF High Mark, Equifax) in accordance with regulatory requirements. - Validate data before submission to avoid errors impacting customer credit scores or company compliance. - Manage and resolve all customer credit report disputes promptly by...

As a Governance, Risk Management, and Compliance Specialist, your primary responsibilities will include: - Tracking all policy process documents to ensure they are up to date as per standard requirements. This includes conducting the annual review of ISMS, ITSM & SOPs. - Amending policy process documents and updating necessary versions as needed. - Interviewing and monitoring the process effectiveness with internal team members periodically to ensure compliance meets standard requirements. - Tracking and updating the training dashboard, attendance records, and assessment records on SharePoint. - Collecting and storing documented evidence in the central SharePoint folder regularly, at least m...

As a Drone Documentation Specialist at Indian Robotics Solution, you will be responsible for creating, maintaining, and updating technical documentation related to drones. This includes user manuals, maintenance guides, compliance documents, and training materials. The ideal candidate for this role will have a strong understanding of drone technology and regulatory requirements, as well as excellent writing and organizational skills. Key Responsibilities: - Develop and maintain comprehensive technical documentation for drone hardware, software, and systems. - Prepare user manuals, maintenance guides, and troubleshooting procedures. - Ensure compliance with industry regulations and standards ...

As a Project Manager, your role involves delivering projects that meet stakeholder expectations, align with strategic priorities, and create value for the organization. You will be responsible for developing detailed project plans, timelines, and achieving project goals efficiently. It is crucial to identify, assess, and mitigate project risks to minimize disruptions and promptly resolve issues to maintain project momentum. Your coordination with cross-functional teams is vital to ensure clear communication and act as a bridge between technical teams, business units, and leadership. Tracking project milestones, performance metrics, deliverables, and providing regular status updates to all re...

Role Overview: You will be responsible for performing various financial analyses, quantifying opportunities, preparing financial projections, and calculating capital adequacy to provide management with accurate and timely financial data. Your role will involve maintaining the MIS system, generating analytical reports, and supporting decision-making through ad-hoc financial analysis. Additionally, you will liaise with different functions to provide financial analysis support as requested. Key Responsibilities: - Perform financial and accounting activities within agreed timelines - Manage day-to-day operations to ensure processes meet SLAs - Conduct month-end closing activities such as revenue...

Role Overview: As a global leader in cybersecurity, CrowdStrike is on a mission to stop breaches and redefine modern security with the world's most advanced AI-native platform. CrowdStrike values a culture that provides flexibility and autonomy to its employees, fostering limitless passion, relentless innovation, and a fanatical commitment to customers, community, and each other. If you are ready to join a mission that matters, the future of cybersecurity starts with you. Key Responsibilities: - Deliver reports in the requested formats - Implement annual review cycles/year end as per plan and ensure compliance with legislative regulations - Collect and analyze relevant data to identify quali...

Are you looking to take on new challenges and be part of a successful team at a leading oilfield services industry company like Baker Hughes If so, this opportunity might be for you. Role Overview: As a Cyber Security Architect specializing in Endpoint Security, your role involves defining the strategy and technology roadmap for endpoint Cyber Security Programs. You will provide hands-on technical expertise to deliver valuable outcomes to the business. Your responsibilities also include identifying IT solutions, building a cybersecurity design and assessment framework, leading assessments and evaluations of existing solutions, and remediating cybersecurity risks and vulnerabilities. You will...

Role Overview: Our mission at Controlling and Finance Assurance (CF A) is to provide objective, factual, and independent foresight to help Siemens be excellent and to improve the overall success of the company. As a business partner to Siemens management, we leverage our expertise in a wide range of topics in order to create an impact. Ecosystems of collaboration provide a basis to derive and apply innovative methodologies for a new level of assurance. We offer an inspiring, diverse, and inclusive environment for our people to develop professionally and personally. Our core values, being respectful, curious, humble, and open, define how we work together as a department. To deliver on our vis...

Role Purpose The purpose of the role is to lead and manage security requirements and recommend specific improvement measures that helps maintain the Security posture of organisation Do 1. Lead Risk and Compliance to protect sensitive information a. Drive Risk Management, Regulatory and Contractual compliance b. Diagnose the level of preparedness of the customer for cyber security and health and accordingly propose a solution to the client c. Build appropriate risk governance with client partners and internal stakeholders and ensure customer policies and SOW requirements are in line with the deliverables d. Govern design and rollout of Common Compliance frameworks e. Ensure policies, processe...

We are seeking a skilled Lending Business Analyst to join our team and drive business process improvement, requirements gathering, and solution design for lending operations. The ideal candidate will bridge the gap between business stakeholders and technology teams, ensuring that solutions meet regulatory, compliance, and operational requirements while enabling business growth. Key Responsibilities: Analyze complex lending scenarios and propose effective solutions to address operational and regulatory challenges. Collaborate with business stakeholders to gather, document, and validate detailed business requirements, workflow diagrams, user stories, and acceptance criteria. Ensure all solutio...

- Provide support in regulatory reporting and documentation. - Assist in developing and delivering compliance training programs for employees. - Collaborate with different departments to ensure compliance with anti-money laundering (AML), Know Your Customer (KYC), and other regulatory requirements. - Maintain accurate records and documentation related to compliance activities. - Stay updated with industry trends and best practices in compliance. Requirements: - Qualified Company Secretary with a valid membership. - Minimum of 2 years of experience in compliance, legal, or regulatory roles in the financial services industry, preferably in an investment bank. - Strong understanding of relevant...

As an IT Test Specialist at Novo Nordisk, you will have the following responsibilities: Define and implement test strategies, including roadmaps, tools, and services with acceptable service evaluations Ensure documentation of test planning, reporting, and testing artifacts like scripts, executions, and defect reviews Involve in product design to ensure adherence to test coverage for meeting end-user requirements Organize and monitor defect management processes, handle changes, and conduct regression tests Identify, implement, and monitor test metrics to assess the quality of testing services Manage compliance and documentation for IT Operations, Changes, Problems, and Incidents impacting the...

Role & responsibilities Manage pharmacovigilance activities including adverse event reporting and vigilance documentation. Ensure compliance with USFDA, EU MDR, ISO 13485 and global regulatory requirements Prepare pharmacovigilance data, safety reports, and regulatory submissions/dossiers Conduct post market surveillance, risk assessments and trend analysis Handle product recalls, field corrective actions, and regulator communications Support product registrations, renewal and audits across global markets Liase with cross functional teams (R&D, Quality, Manufacturing) for compliance. Preferred candidate profile Strong knowledge of pharmacovigilance reporting systems, dossier filing and regul...

Job Summary: - We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector. - The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses. Key Responsibilities: - Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. - Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. - Liaise with SEBI, ...

Purpose Responsible for driving the growth of the franchise network and overseeing the successful operations of existing franchises by driving operational excellence and performance of franchisees and supporting franchisees in achieving their business goals and ensuring adherence to PH standards. Key Responsibilities New Franchise Development Develop and implement a comprehensive strategy for franchise expansion Identify potential markets and territories for new franchise locations Conduct market research and analysis to assess the viability of new locations Franchisee Recruitment Identify and recruit qualified franchise candidates who align with the brand's values and goals Conduct initial ...

Role Overview: You will be responsible for assisting in key strategic, business development, and marketing projects across the region by coordinating with stakeholders both internal and external. Your main focus will be on achieving the annual targets for the assigned market, with specific business development activities for LATAM, AFRICA, and CIS regions. Additionally, you will be involved in coordinating between customers and support departments, keeping track of production/procurements, and providing regular updates to customers. Price negotiations with suppliers, coordination with the logistics team for shipment planning and execution, studying regulatory requirements, maintaining minima...

As a Senior Data Engineer in the Analytics & Information Management (AIM) team located in Gurugram, your role will be crucial in developing and implementing data analytics solutions to support key business objectives for Legal Operations within the Chief Operating Office (COO). Your responsibilities will include: - Supporting Business Execution activities in the Chief Operating Office by implementing data engineering solutions to manage banking operations - Establishing monitoring routines, scorecards, and escalation workflows - Overseeing Data Strategy, Smart Automation, Insight Generation, Data Quality, and Reporting activities - Enabling proactive issue detection, escalation workflows, an...