2887 Regulatory Requirements Jobs - Page 11

As the Vice President of Issue Management at American Express, you will lead a diverse team of high-performing professionals focused on ensuring effective operational risk management is embedded in the day-to-day operations of the organization. Your role will involve extensive collaboration with multiple partners across various business units, functional areas, and geographies. Key Responsibilities: - Define and maintain the issue management framework and program across the enterprise, ensuring consistency and thoroughness in approach - Provide subject matter expertise input into the Learning, Development & Communications plans to educate stakeholders on issues management - Develop and maint...

Role Overview: As a Lead Business Analyst, you will utilize your solid experience to identify, plan, and control design and analysis activities across multiple projects. Your knowledge of governance and regulatory requirements will be key as you share insights, suggest improvements, and deliver impactful business analysis activities. Your expertise in ISEB, CBAP, or equivalent qualifications, along with a solid Six Sigma background including green belt certification, will be highly beneficial in this role. Key Responsibilities: - Conduct process analysis to document, institutionalize, and enhance business processes - Develop and manage Sikorsky CRM systems and salesforce.com - Complete all w...

As a Senior TPRM Analyst, your role involves leading third-party risk management activities at the enterprise level. You will be responsible for designing/redesigning strategies to ensure effective coverage of operational risk and maintaining the asset portfolio within the desired risk level. Collaboration with Business/Product Heads, Heads of Credit, Risk, Operations, Legal, and Collections is crucial to drive efficiency in enterprise risk management. **Key Responsibilities:** - Manage Outsourcing Program and related Compliances. - Oversee System Implementation and roll out for Vendor Tool selected by the bank. - Handle Regulatory and Audit Requirements, reviews, and exams. - Engage with In...

As a Clinical Research Associate II at Syneos Health in Shanghai, your role will involve performing a variety of site management activities to ensure regulatory compliance and protocol adherence. You will be responsible for conducting site qualification, initiation, monitoring, and close-out visits, both on-site and remotely. Your key responsibilities will include: - Evaluating site performance and providing recommendations for site-specific actions - Ensuring informed consent procedures are properly documented for each subject/patient - Assessing factors that may impact subject/patient safety and clinical data integrity - Conducting source document reviews and verifying clinical data accura...

As an Investment Compliance Monitoring Associate at Fidelity International Limited, you will be responsible for monitoring communications and trading activities to detect misconduct, market abuse, or behavior not in line with firm policies. Your role will involve assisting with periodic surveillance controls, monitoring electronic communications and trading activities, identifying and escalating compliance exceptions, calibrating monitoring tools, and collaborating with Compliance, Technology, and Business teams to ensure seamless adoption of changes. You will also develop effective working relationships with other functional areas and perform tasks within defined SLAs. **Key Responsibilitie...

As a Research Assistant in Zoology/Aquaculture, your role will involve participating in Scientific Regulatory Research/studies related to your background in Zoology. You will be responsible for running multiple experiments simultaneously and ensuring high-quality execution according to designated protocols. Your tasks will include setting up animals for experiments, daily dosing, washout, monitoring, sampling, conducting measurements, and documenting results in Electronic Lab Notebooks. Key Responsibilities: - Participate and learn while conducting Scientific Regulatory Research/studies relevant to your graduation in Zoology - Run multiple experiments simultaneously and ensure high-quality e...

As a Transaction Monitoring and Anomaly Detection Specialist, your role will involve analyzing merchant transaction data to detect suspicious, fraudulent, or anomalous behavior patterns. You will collaborate with data science teams to build and refine anomaly detection algorithms using machine learning and statistical methods. Additionally, you will perform deep dives on flagged transactions to identify root causes and patterns. It will be important for you to work closely with risk, product, compliance, and engineering teams to define detection strategies and enhance risk scoring systems. Maintaining and improving the transaction monitoring system, including rule tuning and false positive r...

As a Sr. Manager or AGM in Sales & Marketing for Export/ Domestic with the leading chemical manufacturing company in Dombivli, your role will involve developing and implementing effective sales and business development strategies for chemical products. Your responsibilities will include: - Developing and implementing effective domestic sales/ international sales and business development strategies for chemical products. - Identifying and pursuing new business opportunities across global markets, particularly focusing on B2B sales. - Building, nurturing, and maintaining strong relationships with new and existing international clients. - Conducting market research to identify trends, competito...

Become part of Barclays Impairment team as an Assistant Vice President - Impairment US Cards Portfolio Analytics. At Barclays, we don't just anticipate the future we're creating it. As a part of this role , the candidate will be required to embed a control functionality by building and leading the development of the output for the team ,where you will help the colleague to demonstrate analytical and technical skills as well as knowledge of fundamentals of retail credit risk management, particularly across impairment management. The colleague will also need to demonstrate sound judgement in collaboration with the wider team and management. To Be Successful In This Role, You Should Have To pro...

Summary The GCP Compliance Specialist (Technology) is accountable to manage delegated activities supporting GCO projects and teams in ensuring compliance against GCP for emerging technology and change of strategy in current GCO managed technology, including awareness of the use of artificial intelligence (AI) and machine learning in GCO operated clinical trials, with the aim to guarantee regulatory adherence in the use of computerized systems and in the collection of electronic data. The GCP Compliance Specialist (Technology) provides data analytics and reporting support, knowledge in GxP relevant Enterprise IT systems in the frame of GCP Compliance activities and supports the delivery of th...

Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment ...

Ensure compliance with all applicable laws, labour regulations, and industry guidelines. Draft, review, and maintain legal documents, contracts, and agreements. Handle compliance audits and liaise with regulatory authorities. Required Candidate profile Strong knowledge of compliance, contracts, and legal framework. Attention to detail with analytical and problem-solving skills. Good communication and drafting ability. Location: Kolhapur Male only

Job Purpose Compliance testing Lead a team for Compliance testing of various products and processes. Develop a compliance testing plan, determine scope & testing methodology, lead a team for execution, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product reviews Compliance Function plays a central role in identifying the level of Compliance risk in the organisation. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will principally be accountable to lead the CMT team. The CMT team is responsible for test...

Job Purpose The data analyst plays a crucial role in ensuring that organizations adhere to regulatory standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications. Duties and Responsibilities Preparation of weekly/ monthly / quarterly / half yearly /annual RBI returns Preparation of data required for Regulatory inspection requirement and adhoc data requirements from RBI Handling statutory, internal and regulatory audits w. r. t RBI reporting End to end handling of RBI Reporting related automation projects Analysis of various system cha...

Job Purpose This position is open with Bajaj Finance Ltd. Duties and Responsibilities Analysis and review of system data points pertaining to lending portfolio, exception reports and identification of gaps and assistance in finalization of remedial measures for closure of the same in co-ordination of various stakeholders Review of specific business function process w. r. t regulatory compliance requirements Assist in preparation and implementation of policies as per RBI Regulations Publishing of periodic MIS to management w. r. t key compliance requirements and their status of compliance for specific business and functions Analysis of new directions issued by Regulator and its impact assessm...

Job Purpose The prospective candidate shall handle work related to: RBI Inspections (Department of Supervision, DPSS, CSITE and Regulatory studies) Liaising with RBI, Internal and Group level stakeholders. Update KYC policy and handling of KYC/ AML references Assist in Internal Risk Assessment, Annual Review of Compliance, Inter-Regulatory Forum Prepare Notes to the Board/ ACB/ RMC Submission of Ad-hoc Regulatory Reportings Participation in Company/ Group level projects. Duties and Responsibilities Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes....

Job Purpose Compliance advisory role involves providing guidance and support to organisations on compliance matters. Compliance advisors stay up to date with legal and regulatory developments, assess their impact on the organisation, and provide recommendations to ensure compliance. Duties and Responsibilities Providing advice on all lending & deposit products to businesses Review policies/product /process notes and approve after verifying adherence to regulatory requirements. Review product journey / documentation and confirm before Go-Live. Advising management on the companys compliance with laws and regulations through detailed reports Researching industry compliance regulations and polic...

Job Title Systems Engineer Job Description The Systems Engineer plays a key role in designing and implementing robust system solutions that align with current and future product requirements. Working under general supervision, this role focuses on enhancing system efficiency, supporting risk mitigation efforts, and contributing to the development of reliable and scalable architectures using established product development protocols, while actively exploring novel technologies to augment system durability and effectiveness The role develops comprehensive product requirement documentation for new prototypes, collaborating closely with stakeholders to ensure alignment with user needs, regulator...

Job Title Senior Systems Engineer Job Description Senior Systems Engineer The Senior Systems Engineer is responsible for shaping the architecture of cutting-edge solutions, ensuring alignment with present and future features, non-functional prerequisites, and architectural principles, working under limited supervision. The role conceptualizes and implements innovative strategies to enhance system efficiency and resilience, while spearheading thorough risk management efforts. The role contributes to the designing and optimizing of architecture using established product development protocols, while actively exploring novel technologies to augment system durability and effectiveness. The role d...

Job Title Regulatory Affairs Operations Specialist Job Description Job Responsibilities: International Registrations Upload, Verify, and Validate the data with new Regulatory Information to the RIM database Maintain Registration &Licensing Information Create Submission Packages for International Registrations Initiate Renewals with the countries. Initiate Product Change Notices per input from BU Project RA Specialist Establish and Maintenance of Dashboards on Product Change Notices Update PRAs (RIMSYS), NOR-D, and SAP system on regulatory status International and Local Labelling Initiate Local label Requests through Change Requests Monitor the status of the Label Change requests through Impl...

Job Title Deputy Manager- Order Manager Job Description Job title: Deputy Manager- Order Manager Your role: Job Responsibilities: . Assists the team lead in daily operations, including the management of KPIs to meet agreed targets, ensuring team performance aligns with organizational goals. . Works under general supervision, supporting direct colleagues in understanding and following standard processes and SAP navigation to optimize operational performance. . Engages in projects and Kaizens focused on identifying and implementing standardized methods to support operational excellence, contributing significantly to the organization's continuous improvement initiatives by providing innovative ...

Job Title Regulatory Affairs Operations Specialist Job Description Job Responsibilities: International Registrations Upload, Verify, and Validate the data with new Regulatory Information to the RIM database Maintain Registration &Licensing Information Create Submission Packages for International Registrations Initiate Renewals with the countries. Initiate Product Change Notices per input from BU Project RA Specialist Establish and Maintenance of Dashboards on Product Change Notices Update PRAs (RIMSYS), NOR-D, and SAP system on regulatory status International and Local Labelling Initiate Local label Requests through Change Requests Monitor the status of the Label Change requests through Impl...

Job Title Sr Regulatory Operation Specialist Job Description Job Responsibilities: International Registrations Upload, Verify, and Validate the data with new Regulatory Information to the RIM database Maintain Registration &Licensing Information Create Submission Packages for International Registrations Initiate Renewals with the countries. Initiate Product Change Notices per input from BU Project RA Specialist Establish and Maintenance of Dashboards on Product Change Notices Update PRAs (RIMSYS), NOR-D, and SAP system on regulatory status International and Local Labelling Initiate Local label Requests through Change Requests Monitor the status of the Label Change requests through Implementa...

Position Purpose Responsible for ensuring efficient processing of Trade Finance Operations of MEA branches through close coordination with branches and ISPL ; ensure smooth and optimized functioning of the activities in accordance with internal policies & guidelines and external regulations. Responsibilities Direct Responsibilities I. Ensure that the Control framework for the activities under his scope is adequate and in line with the Group and CIB policies and guidelines Manage operational risk, and ensure accurate reporting of operational risk incidents - maintain safe operational risk environment and work closely with OPC on all identified areas of risk and agreed corrective action plans....

Job Purpose This job exists to onboard vendors and manage code creation process across all businesses with specific emphasis on RBI regulatory requirements. Duties and Responsibilities ‚Ensuring completeness and accuracy of vendor related data ‚Provide data within internal / external teams for: a. RBI inspections / audits b. Internal audits of Credit Operations c. Internal audits of other departments within BFL ‚Managing a team setup at Outsourced/Inhouse location ‚Monitoring all partner onboarding channel TAT & SLAs. ‚Handle different type of queries from field team and Business. ‚Manage escalations from Businesses and other stakeholders. ‚Managing Quality performance of team. ‚Initiate mul...