1757 Regulatory Requirements Jobs - Page 8

You will be joining Oaktree, a global investment manager with over $200 billion in assets under management and a focus on opportunistic, value-oriented, and risk-controlled investments in various sectors. With a team of over 1400 employees across 25 cities worldwide, Oaktree values collaboration, curiosity, inclusivity, and diversity of thought, offering training, career development opportunities, and strong support for local communities through philanthropic initiatives. As a Regulatory Reporting Professional in Oaktree's Risk, Reporting & Analytics (RR&A) team, your responsibilities will include: - Aggregating and analyzing portfolio data to meet recurring and ad hoc regulatory reporting r...

Role Overview: Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll be supported and inspired by a collaborative community of colleagues around the world, and where you'll be able to reimagine what's possible. Join us and help the world's leading organizations unlock the value of technology and build a more sustainable, more inclusive world. Key Responsibilities: - Provide technical leadership and guidance to network engineering and operations teams, fostering a culture of innovation, collaboration, and continuous improvement. - Design and implement complex network architectures, including LANs, WANs, wireless networ...

Role Overview: At PwC, the Data and Analytics team focuses on leveraging data to drive insights and make informed business decisions. As a Data Analyst, you will utilize advanced analytics techniques to help clients optimize their operations and achieve strategic goals. Your main focus will be on extracting insights from large datasets and driving data-driven decision-making. You will use skills in data manipulation, visualization, and statistical modeling to support clients in solving complex business problems. Key Responsibilities: - Respond effectively to the diverse perspectives, needs, and feelings of others. - Use a broad range of tools, methodologies, and techniques to generate new id...

As a Purchase Agreement Review Specialist at Digital Risk, your primary responsibility will be to review and validate purchase agreements and related documentation to ensure adherence to company policies and investor guidelines. Your role will involve verifying property details, buyer/seller information, and contract terms, as well as identifying and resolving discrepancies in documentation. Effective communication with internal and external stakeholders is essential, along with maintaining knowledge of current regulatory and investor requirements. Key Responsibilities: - Review purchase agreements and related documents for accuracy and completeness - Verify property details, buyer/seller in...

Role Overview: As a Trade and Transaction Analyst at Deutsche Bank in Pune, India, your main responsibility will be to ensure the seamless delivery of services and maintain a stable operating environment to support the Global Trade Services (GTS) functions. You will play a key role in contributing to the operational strategy of the GTS function and ensuring its effective implementation. Additionally, you will focus on improving service delivery, maximizing service quality, enhancing operational efficiency, and minimizing operational risk through the implementation of appropriate controls. Your role will be critical in engaging with various teams such as Trading Desk, Risk and PnL teams, Docs...

You will be responsible for overseeing the purified water and water for injection (WFI) systems to ensure compliance with pharmacopoeia standards. Your duties will include implementing Installation Qualification (IQ), Operational Qualification (OQ), and Performance Qualification (PQ) for water systems. You will also be in charge of maintaining Standard Operating Procedures (SOPs) and ensuring adherence to regulatory guidelines. Additionally, you will need to identify and resolve system inefficiencies to ensure continuous improvement. Key Responsibilities: - Knowledge of water purification technologies including Pretreatment, Reverse Osmosis, Deionization (EDI), and Distillation (WFI). - Unde...

As the Senior Director, Site Quality Head at Teva Pharmaceuticals in Goa, India, your primary responsibility will be to provide Quality oversight for Manufacturing, Packaging, and Laboratory Operations. Your key responsibilities will include: - Leading the Quality organization on site, encompassing Quality Control, Microbiology, Quality Compliance, Quality Systems, and Quality Assurance Operations. - Ensuring the implementation and continuous improvement of a current Quality Management System. - Ensuring products are manufactured, released, and distributed in accordance with cGMP requirements and registered specifications. - Assessing and mitigating risks by identifying quality risks, defini...

As a Compliance Testing & Monitoring professional at KKR, you will play a crucial role in designing and executing the firm's annual compliance testing program. You will collaborate with global colleagues to assess internal controls, regulatory compliance, and operational effectiveness. Your attention to detail, ability to analyze complex data sets, and proficiency in Excel will be key in identifying trends, anomalies, and ensuring adherence to regulatory requirements. Your responsibilities will include leading compliance testing initiatives, developing testing methodologies, and preparing clear documentation for senior stakeholders. Additionally, you will stay informed about evolving regulat...

Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment ...

We are looking for a highly skilled and experienced professional to join our team as a Business Support specialist in the Health, Safety, Security & Environment department. The ideal candidate will have 6-8 years of experience in a related field. Roles and Responsibility Develop and implement effective business support strategies to achieve organizational goals. Collaborate with cross-functional teams to ensure seamless execution of projects. Conduct risk assessments and provide recommendations to mitigate potential risks. Ensure compliance with regulatory requirements and industry standards. Provide training and guidance to junior staff members on health, safety, security, and environmental...

Job Summary : We are seeking a highly skilled and experienced Risk and Compliance Executive to join our organization. This role will be responsible for vendor management, risk mitigation, business continuity planning, and client-related compliance activities. The ideal candidate will have a strong background in risk management, compliance, and contract administration within a corporate environment. Key Responsibilities: 1. Audits and Risk Management: Plan and execute internal and external audits to ensure compliance with regulations and company policies Manage and maintain comprehensive risk registers Develop and implement risk mitigation strategies 2. Business Continuity Planning: Assist in...

We are seeking a detail-oriented Quality Analyst to join our team. The ideal candidate will be responsible for evaluating, analysing, and improving quality standards across our operations while ensuring compliance with industry regulations and company policies. This role is critical in identifying process inefficiencies and implementing solutions that drive continuous improvement. What this job involves Analyze quality and performance data to support operational decision-making and identify process inefficiencies Create and revise procedures, checklists, and job aids to reduce errors and enhance operational efficiency Develop and maintain comprehensive quality assurance procedure documentati...

JLL empowers you to shape a brighter way . Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients. We are committed to hiring the best, most talented people and empowering them to thrive, grow meaningful careers and to find a place where they belong. Whether you’ve got deep experience in commercial real estate, skilled trades or technology, or you’re looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Role Overview A Compliance Executive ensures that an organization adheres to legal standards, regulatory requiremen...

Role Overview A Compliance Executive ensures that an organization adheres to legal standards, regulatory requirements, and internal policies. This role is pivotal in mitigating risks, fostering ethical practices, and maintaining the company's integrity across all operations. Key Responsibilities Policy Development & Implementation: Formulate and enforce compliance policies and procedures aligned with applicable laws and industry standards. Regulatory Monitoring: Stay updated on changes in legislation and regulations affecting the organization, ensuring timely adaptation of internal policies. Risk Assessment: Conduct regular compliance risk assessments to identify potential vulnerabilities an...

About The Role Skill required: Com.Bkg- Credit UW - Commercial Credit Underwriting Designation: Banking Advisory Specialist Qualifications: BCom/MCom/Master of Business Administration Years of Experience: 7 to 11 years What would you do? We help clients address quality and productivity issues, keep pace with customer expectations, navigate regulatory and operational pressures and ensure business sustainability by transforming their banking operations into an agile, resilient operating model.The Corporate banking /Wholesale banking team is responsible for helping clients and organizations processes trade finance transactions by providing superior service delivery to trade customers whilst saf...

Role Overview The Planning & Documentation Specialist is responsible for developing, maintaining, and improving comprehensive documentation and planning processes. This role supports project teams by creating clear documentation, establishing effective planning procedures, and ensuring information accuracy and accessibility. Key Responsibilities Create and maintain detailed project plans, schedules, and documentation Develop standard operating procedures (SOPs) and process documentation Collaborate with cross-functional teams to gather requirements and information Prepare technical and non-technical documentation including user manuals, guides, and training materials Maintain document contro...

Role Overview The Planning & Documentation Specialist is responsible for developing, maintaining, and improving comprehensive documentation and planning processes. This role supports project teams by creating clear documentation, establishing effective planning procedures, and ensuring information accuracy and accessibility. Key Responsibilities Create and maintain detailed project plans, schedules, and documentation Develop standard operating procedures (SOPs) and process documentation Collaborate with cross-functional teams to gather requirements and information Prepare technical and non-technical documentation including user manuals, guides, and training materials Maintain document contro...

About The Role Skill required: Pharmacovigilance Services - Pharmacovigilance & Drug Safety Surveillance Designation: Pharmacovigilance Services Specialist Qualifications: Any Graduation/Bachelor of Pharmacy/Master of Pharmacy Years of Experience: 5 to 11 years Language - Ability: Japanese - Elementary What would you do? You will be aligned with our Life Sciences R&D vertical. Our services span across the entire life sciences enterprise, from research laboratories, clinical trials support, and regulatory services, to pharmacovigilance and patient services solutions. Employees under this span will be a part of one of the sub-offerings - Clinical, Pharmacovigilance & Regulatory, helping the wo...

remote typeOn-site locationsBengaluru, KA time typeFull time posted onPosted 6 Days Ago job requisition idREQ426213 Job Summary We are seeking a highly skilled and experienced Risk and Compliance Executive to join our organization. This role will be responsible for vendor management, risk mitigation, business continuity planning, and client-related compliance activities. The ideal candidate will have a strong background in risk management, compliance, and contract administration within a corporate environment. Key Responsibilities: 1. Audits and Risk Management: Plan and execute internal and external audits to ensure compliance with regulations and company policies Manage and maintain compre...

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with KYC experience along with ECDD/OCDD knowledgeBusiness and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship. This includes driving cus...

Job Title: Vendor Data Maintenance Executive / Master Data Analyst Employment Type: Full-time Experience Required: 1 - 3 years in Vendor Data Maintenance / Master Data Management Education: Bachelors Degree – B.Com / BCA / BA (Preferred fields: Analytics, Business Intelligence, Statistics, Computer Science, or related technology discipline) Role Overview We are looking for a detail-oriented and proactive Vendor Data Maintenance Executive to support our master data management activities. This role involves handling day-to-day requests for vendor data creation, updates, and maintenance, ensuring accuracy, compliance, and efficiency across business operations. The ideal candidate will have stro...

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & oper...

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & oper...

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & oper...

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & oper...