1757 Regulatory Requirements Jobs - Page 6

Your role As an Authorized Officer of Account Transfers at UBS Financial Services Inc., your primary responsibilities will include: - Processing daily ACAT (Deliver and Receive) transfers to ensure completeness and accuracy of the reports. - Handling rejects that did not transition smoothly due to mismatches between contra firm and UBS within market deadlines. - Supporting new FAs coming over via new recruits function to ensure their client accounts transition correctly. - Providing prompt and accurate responses to systemic requests from Client Branches and email inquiries for broker dealer firms. - Identifying issues and escalating them to the right stakeholders in a timely manner to avoid ...

As a Senior Data Engineer at Citigroup, you will play a crucial role in developing and implementing data analytics solutions to support key business objectives for Legal Operations as part of the Chief Operating Office. Your responsibilities will include: - Supporting Business Execution activities in the Chief Operating Office by implementing data engineering solutions to manage banking operations - Establishing monitoring routines, scorecards, and escalation workflows - Overseeing Data Strategy, Smart Automation, Insight Generation, Data Quality, and Reporting activities - Enabling proactive issue detection and alignment with firmwide Data Related policies - Building a governance framework ...

As a Commercial Real Estate (CRE) Loan Processor & Closer at AVANA Companies, you will be an integral part of the loan origination and closing process. Your responsibilities will include preparing loan files, performing financial statement analysis, and assisting with credit decision data entry. You will work closely with borrowers, loan representatives, third-party vendors, and legal counsel to ensure a smooth and timely closing process. Key Responsibilities: - Collection of Borrower and Property Information: - Provide excellent customer service to various stakeholders involved in the loan process. - Gather necessary borrower, guarantor, and property information for the loan file. - Coordin...

As a Customer Implementation Specialist at MetLife, you will play a crucial role in assisting with the management, processing, and documentation of customer implementations and variances. Your responsibilities will include: - Ensuring that requested variances/updates are handled timely and accurately to meet our customer needs while staying within all compliance and regulatory requirements. - Reviewing, investigating, and responding to questions related to individual change requests, identifying gaps in content or inefficiencies in proposed processes, and recommending alternative solutions. - Collaborating with multiple partners for the investigation, analysis, and development of non-standar...

Responsibilities Develop and implement regulatory strategies to ensure compliance with all applicable laws and regulations in the construction industry Monitor and evaluate regulatory requirements for construction projects and provide guidance to project teams Coordinate with internal teams, external consultants, and regulatory authorities to obtain necessary approvals and permits Review and interpret regulatory documents and communicate requirements to stakeholders Conduct audits and inspections to assess compliance with regulatory standards and implement corrective actions as needed Stay updated on changes in regulatory requirements and proactively address potential compliance issues Prepa...

About The Role Project Role : Industry Subject Matter Advisor Project Role Description : Work closely with client project teams to provide expertise (functional, technical, industry, tools/methods) to ensure successful solution design and delivery. Must have skills : Life Sciences R&D Good to have skills : Research and Development Operations Minimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Industry Subject Matter Advisor, you will engage with client project teams to offer your expertise in various domains. Your typical day will involve collaborating with team members to understand project requirements, providing insights on b...

About The Role Project Role : Industry Subject Matter Advisor Project Role Description : Work closely with client project teams to provide expertise (functional, technical, industry, tools/methods) to ensure successful solution design and delivery. Must have skills : Life Sciences R&D Good to have skills : Research and Development Operations Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Industry Subject Matter Advisor, you will engage with client project teams to offer your expertise in functional, technical, and industry-specific areas. Your typical day will involve collaborating with various stakeholders to ensure that t...

Job Overview: We are seeking a motivated and detail-oriented HR Associate to join our Human Resources team. The HR Associate will be responsible for supporting various HR functions including communication, policy implementation, organizational development, and employee engagement initiatives. The ideal candidate should have a solid understanding of HR practices, excellent communication skills, and a proactive approach to problem-solving. Key Responsibilities: Assist in developing and implementing HR policies and procedures. Coordinate and communicate HR policies and practices to employees. Support organizational development initiatives aimed at enhancing employee performance and satisfaction...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Role Overview: As a Clearance & Settlements associate at UBS Financial Services Inc., you will collaborate with team members to address any outstanding escalations and issues. Your responsibilities will include managing day-to-day International Settlement processes, ensuring trade settlements are conducted accurately, and minimizing risks to uphold the firm's reputation and client service standards. Additionally, you will work closely with various Operations teams to achieve common goals and provide timely responses to client inquiries. Key Responsibilities: - Perform International Settlement processes and associated controls for UBS Financial Services - Collaborate with Operations teams to ...

Role Overview: You will be responsible for contributing to the product strategy with cross-functional stakeholders in line with the shared vision for the product. You will be implementing the architectural roadmap that balances innovative design and technical implementation while considering regulatory requirements, time-to-market, customer needs, and product profitability. Additionally, you will ensure that the customer experience and customer needs are prioritized in product requirements and decision-making. Monitoring metrics to gauge product success, managing workstreams for data-driven decision-making, and overseeing product profitability measures will also be part of your key responsib...

Role Overview: You will be responsible for overseeing the herbal extraction and processing operations at the Hassan facility of a leading manufacturer of premium herbal extracts. As a Production Supervisor, you will play a crucial role in ensuring compliance with GMP, safety protocols, and quality standards while supervising daily production activities, coordinating workflow, and troubleshooting production issues. Key Responsibilities: - Supervise daily production activities and coordinate workflow - Ensure compliance with GMP, safety protocols, and quality standards - Monitor equipment performance and coordinate maintenance activities - Train and mentor production staff on procedures and be...

Role Overview: As a Sr. Systems Engineer - Firewall, you will have a passion for data networking, focusing on large, global security engineering for Palo Alto firewall architecture and operations. You will thrive in team-oriented environments and possess the technical depth to lead/influence/participate in engineering discussions, strategic planning, and roadmaps to ensure a robust, scalable, and secure network. Your responsibilities will include designing, implementing, and maintaining high-availability in multi-vsys Palo Alto firewall infrastructure, enforcing advanced security policies, performing troubleshooting on security incidents, leading firewall projects, and collaborating with cro...

To apply you need to submit details via this application form - https://forms.gle/Vu25brzvENpWhn8z8 Job name - AML KYC Analyst Company: Revolut Location: Hybrid (Gurgaon, Bangalore, Hyderabad, Mumbai) Experience: 4+ years Salary: 9 24 LPA Industry: Banking / Financial Services Functional Area: Corporate Banking, Financial Analysis, Client Relationship Management Employment Type: Full Time, Permanent Education: MBA / CA (Finance, Business, Economics, Accounting) Job Description - Job summary: As an Analyst in the Global Corporate Banking - Subsidiary Banking India team, you are jointly responsible for the overall relationship management and credit requirements of the Indian subsidiaries of ou...

Job Description Job title: Product Quality Engineer Philips is a global leader in health technology, committed to improving billions of lives worldwide and striving to make the world healthier and more sustainable through innovation. Driven by the vision of a better tomorrow. But itu2019s not just what we do, itu2019s who we are. We are 80,000, wonderfully unique individuals, with two things in common: and a relentless determination to deliver on our customersu2019 needs. Itu2019s what inspires us to create meaningful solutions u2013 the kind that make a real difference u2013 when it matters most. The world and our customersu2019 needs are changing faster than ever before and while we are pr...

Job Description : Business: Piramal Consumer Healthcare Department: Business Development Location: Kurla Travel: Medium Job Overview The purpose of the role is to liaise with internal and external Stakeholders to ensure timely delivery of New Product Developments (NPDs). The roles & responsibility include (but not limited to) scouting new product opportunities, develop and drive plans with reasonable negotiation, effective tracking and risk mitigation and achieve deadlines and milestones across stakeholders, teams and management, to ensure projects are completed successfully and as per timelines aligned Key Stakeholders: Internal Quality, R&D & Packaging, Regulatory & Quality Assurance, SCM,...

Opportunity to work with a growing company Head Tele Collections Vertical Job Description Develop and implement tele-collection strategies to meet recovery targets effectively. Lead and mentor the tele-collections team to ensure high performance and productivity. Monitor and analyse collection metrics to identify areas for improvement and optimise processes. Ensure compliance with regulatory requirements and company policies in all collection activities. Collaborate with cross-functional teams to address customer concerns and resolve payment issues. Provide regular reports and insights to senior management on collection progress and challenges. Drive initiatives to enhance customer experienc...

Who we are looking for We are looking for a Global Delivery/Chief Commercial Office (GD/CCO), Assistant Vice President to lead audit engagements focused in this area. This includes various components of State Street's core fund accounting and custody business, including sales, onboarding, client service, as well as all operational function supporting the delivery of custody and accounting services. In this role, under the direction of senior audit management, you will oversee individual audit engagement and lead assigned teams through all aspects of the audit (i.e., planning, assessments, testing and reporting). You will also play a critical role in the ongoing development of audit staff and...

Role Overview: As a Data Engineer, Senior Consultant for the Asia Pacific Region based out of Bangalore, you will bring deep expertise in data architecture, big data/data warehousing, and the ability to build large-scale data processing systems using the latest database and data processing technologies. Your role will be crucial in enabling VISA's clients in the region with foundational data capabilities needed to scale their data ecosystem for next-generation portfolio optimization and hyper-personalized marketing, especially within the BFSI space. You will work closely with VISA's market teams in AP, acting as a bridge between end-users and technology colleagues in Bangalore and the US to ...

You will play a crucial role as a Bank Authorizer in Retail Banking at our branches across India. Your main responsibility will be to provide top-notch customer service, aiming to be their preferred banking partner by engaging with them efficiently and cost-effectively. Your tasks will include client engagement, customer service, operations, liability build-up, cross-selling, and ensuring compliance with regulatory requirements. **Key Responsibilities:** - Engage with customers daily to build up Current Accounts (CA), Savings Accounts (SA), and Term Deposits (TD), as well as cross-sell assets and wealth products - Meet assigned business targets based on performance scorecard - Provide person...

Role Overview: At EY, as a Manager, you will have the opportunity to lead a team in delivering high-quality and innovative solutions in the Asset management sector. You will be responsible for managing a team to ensure high performance, mature practice, and operational risk processes. Your role will involve collaborating with business and technology partners to drive process improvements, automation, and product roadmap strategies to migrate legacy systems to next-gen solutions. Additionally, you will play a key role in facilitating cross-functional initiatives and agile delivery of offerings. Key Responsibilities: - Manage a team to deliver high-quality, innovative solutions and build a mat...

Role Overview: You will be responsible for analyzing automotive technologies, including conventional components such as powertrain controls, body electrical systems, controller architecture, connected telematics (v2x/safety/comfort convenience), and understanding the design philosophy of competitors" vehicles from a customer's perspective. You will study and analyze the functions, architecture, and integration of these technologies with other electrical and electronics systems. Additionally, you will conduct design, cost, weight analysis, and performance evaluation of new technologies, prepare analysis summary reports, and provide support to the engineering team. Sharing and releasing benchm...

Identify and develop new business opportunities for loan products. Engage with prospective clients to understand their financial needs. Recommend appropriate loan products based on client needs and financial status. Ensure compliance with company policies and regulatory requirements during the sales process. Maintain strong, ongoing relationships with clients, providing exceptional customer service. Achieve and exceed sales targets on a monthly and quarterly basis. Provide regular sales reports and updates to management. Coordinate with other departments to ensure timely processing and approval of loans. Stay up-to-date with the latest loan products and market trends. Qualifications Bachelor...

About The Role As a About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor,understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). To monitor new regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders. Proactively analyse the impacts, allocate actions to business owners, and provide guidance on implementation. Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & oper...

About The Role The Group Internal Audit department conducts risk based internal audit of the Bank and its subsidiaries, including international subsidiaries. The role would involve executing credit audits of various businesses under Commercial Bank/Wholesale Bank. Understanding & evaluating credit proposals independently and highlighting gaps, if any. Testing operating effectiveness of controls, identifying weaknesses therein and making recommendations to improve the control environment; preparing audit reports/presentations; etc. Gaining & sharing knowledge. Job Requirements: Good understanding of banking business processes (lending) and exposure to credit underwriting/credit audits will be...