1757 Regulatory Requirements Jobs - Page 13

About The Role Skill required: AML fraud mgmt. Financial Crime & Fraud Management Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years What would you do? The Risk & Controls Analyst will be a key member of the Clients Operations Team, supporting the day-to-day management of the First Line of Defense risk management framework and related activitiesThis role involves working collaboratively across the bank to identify, assess, monitor, and mitigate operational risks.Strategize, architect, Analyse, design, implement and contribute to engagements involving tools and processes associated with the prevention (or management ) of fraud. W...

About your team General Counsel (GC) is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. General Counsel Shared services (GCSS) function is a global centre of expertise currently being built out in Dalian and India. It provides operational support and services to the General Counsel function. About your role The primary function of the role is to support the business requirements for KYC (Know your client) and ASL (Authorised Signatory List) processes and to extend support to compliance officers. Working wit...

Role Description Positive Impact- Its what drives us. More than a claim, this describes the way we do business. Our purpose as a business is to enable economic growth and societal progress. We want to be a bank that creates a positive impact for clients, employees, investors, and society. Were committed to being the best financial services provider in the world, balancing positive impact with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As youll discover, our culture supports this. Diverse, international, and shaped by a variety of di...

Shift timings: UK Shift The Financial Crime Control Continuous Improvement Centre of Excellence (FCCI CoE) operates within KYC Operations under the Client Aligned Delivery functions. FCCI collaborates with the front office and supports Accountable Client Owners (ACOs) in reviewing Account Activity Review (AAR) and assessing the Expected Nature and Purpose of Relationship (ENPR). The role involves using an automated account activity surveillance platform that monitors irregularities and generates alerts when notable deviations from expected behaviour are detected. Responsibilities include global collaboration with ACOs, analysis of Corporate and Investment Banking (CIB) product transactions, ...

Role Description DWS Group (DWS) is one of the world's leading asset managers with EUR 841bn of assets under management (as of 31 March 2023). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas and Asia. DWS is recognised by clients globally as a trusted source for integrated investment solutions, stability and innovation across a full spectrum of investment disciplines. We offer individuals and institutions access to our strong investment capabilities across all major asset classes and solutions aligned to growth trends. Our diverse expertise in Active, Passive and Alternatives asset management as well as our deep environmental,...

Role Serves as the go-to person in the resolution of routine issues/tasks within a compliance area, typically escalates or seeks advice on non-standard/complex issues. Provides measurable input into creating compliance programs or policies and supports execution of programs or projects with a focus on EEMEA Region. Investigates and escalates potential compliance risks to minimize adverse financial impact and lawful liability Tracks ongoing measurement and monitoring of compliance program efforts and controls, including compiling data or metrics for reporting Perform detailed tests of Compliance controls for EEMEA/Global based on documented testing steps to ensure Mastercard employee comply w...

Role Description Positive Impact- Its what drives us. More than a claim, this describes the way we do business. Our purpose as a business is to enable economic growth and societal progress. We want to be a bank that creates a positive impact for clients, employees, investors, and society. Were committed to being the best financial services provider in the world, balancing positive impact with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As youll discover, our culture supports this. Diverse, international, and shaped by a variety of di...

Role Description Support and contribute towards a continuous improvement program of work borne out of a QA testing results, assess root causes and thematic issues proposing steps to be taken to eliminate, evidencing improvements. Contribute to forward looking strategy for QA including, AI, machine learning & process re-engineering. The Operations Expert provides in-depth technical knowledge and expertise covering complex policies, processes, products, and regulatory requirements. Keep abreast of industry best practices, sharing knowledge with a range of internal stakeholders at all levels, regionally and globally as appropriate. Input to Business strategy as required. The Operations Expert r...

Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the banks platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, t...

Your key responsibilities As part of the Deutsche Bank IPB , we are seeking to hire qualified candidates to handle the following functions: Client Data Collection, Documentation & Maintenance as part of new adoption / during periodic reviews. Should also know the due diligence required to establish the correctness/validity of documents Know your client verification checks Risk categorization reviews for clients as per the regulatory requirements with knowledge of enhanced due diligence required while adopting High Risk clients Liaise with different stakeholders to manage work pipeline effectively Key responsibilities of this role would include: Ability to understand complex ownership structu...

Role Description Its a popular perception that if you have experience in Trade Finance Operations, you are never out of job. We handle multiple products like Letter of Credit, Collections, Bank Guarantees etc. Depending on your appetite to learn, you will get enough opportunities to learn multiple products/processes. The learning never ends in Trade Finance Operations. Our subject matter experts will ensure that you get the necessary training on the products and processes. Your key responsibilities Handle the day-to-day processing of Collections, Letter of credit and Bank Guarantees as part of trade operation team in Delivery Hub, to meet agreed customer service level agreements and review o...

Job Title Trade Finance Non-Financial Risk Management Center of Excellence (TF NFR; CoE) , Associate Trade Finance Non-Financial Risk Center of Excellence is looking for bright candidates with good Trade Finance and Non-Financial Risk background to support regulatory compliance across Trade Finance within DBs Corporate Bank. The role would suit for an individual looking to develop product knowledge, business understanding, risk factors, support global projects in an international challenging fast-paced environment, where the team and individual can make significant contribution for the Global Corporate Bank - Trade Finance and Lending Business. Your key responsibilities Support global/region...

At EY, you have the opportunity to shape a career that is as unique as you are. With our global reach, support, inclusive culture, and cutting-edge technology, you have the tools to become the best version of yourself. We value your distinct voice and perspective, and we rely on them to help EY evolve and excel further. Come join us in creating an exceptional experience for yourself and in contributing to a better working world for all. EY is the sole professional services firm with a dedicated Financial Services Office, exclusively focused on the financial services sector. Our teams have consistently been at the forefront of pivotal events that have transformed the industry. If you are pass...

The Trade and Transaction Analyst, NCT role is based in Bangalore, India and plays a crucial part in ensuring the continued service delivery and maintaining a stable operating environment to support the Global Trade Services (GTS) functions. As a Trade and Transaction Analyst, you will be responsible for contributing to the operational strategy of the GTS function and ensuring its effective implementation. Your role involves improving service delivery, enhancing productivity, maximizing service quality, increasing operational efficiency, and minimizing operational risk by implementing appropriate controls. You are expected to demonstrate a commitment to continuous process improvement while s...

As the Head of Derivatives Execution at a global bank based in Fort, Mumbai, you will be responsible for overseeing all aspects of Order Management and Execution. Your main duties will include supervising the regulated Execution activity of the Derivatives Clearing and Settlement (DCS) business in partnership with the DCS regional lead. It will be your responsibility to proactively identify and manage risks associated with derivatives execution while ensuring compliance with exchange and regulatory requirements. Aligning the DCS strategy with the bank's overall business objectives and risk appetite will also be crucial. Your role will involve driving Client Engagement and Sales Growth for th...

As a Pharmacist at Jaswant Rai Speciality Hospital located in Meerut, you will be responsible for dispensing medications, providing drug information to healthcare professionals, monitoring patient drug therapies, and ensuring compliance with regulatory requirements. Your role will require Pharmacy Dispensing and Drug Information skills, experience in monitoring patient drug therapies, knowledge of regulatory requirements for medication dispensing, excellent communication and interpersonal skills, and the ability to work in a fast-paced healthcare environment. A Bachelor's degree in Pharmacy or PharmD is required for this full-time on-site position.,

IIM Calcutta Innovation Park is seeking a senior finance professional with a CA/CS/MBA(Finance) qualification and a minimum of 10 years of post-qualification experience. The ideal candidate should demonstrate proven competency in process-driven organizations, particularly in the following areas: - Corporate governance policies & procedures - Compliance with regulatory requirements (MCA, SEBI, etc) Experience in funding corporate entities through Equity & Equity-like instruments would be considered advantageous. Knowledge of Tally ERP is preferred. In addition to technical skills, proficiency in soft skills such as MS Office and written & verbal communication is essential. Interested candidat...

The role of Production Documentation at Ryzer Pharmaceutical Pvt Ltd involves preparing, reviewing, and maintaining various production documents such as batch records, SOPs, and technical documents. It requires ensuring compliance with cGMP standards, regulatory requirements, and company policies. Collaboration with cross-functional teams including production, quality assurance, and regulatory affairs is essential. Developing and implementing document control processes to ensure accuracy, completeness, and timeliness is a key responsibility. Regular audits are conducted to ensure document compliance and identify areas for improvement. Providing training and support to production staff on doc...

You should possess a PhD in Pharmaceutics along with teaching and research experience in the field. Strong communication and interpersonal skills are crucial, as well as the ability to mentor and guide students. Experience in curriculum development and assessment is required, along with knowledge of regulatory requirements in the pharmaceutical industry. A publication record in reputable journals and experience in industry collaborations and research projects will be beneficial.,

At Allucent, we are dedicated to assisting small-medium biopharmaceutical companies in efficiently navigating the complex world of clinical trials to bring life-changing therapies to patients in need across the globe. The Clinical Data Manager I (CDM1) plays a crucial role in supporting various data management activities within the Allucent Data Management (DM) department. This position involves collaborating with other Allucent Clinical Data Managers (CDMs) and Clinical Programmer(s) to ensure the quality standards and regulatory requirements for analysis and reporting are met. Your key tasks in this role will include: - Assisting in various data management tasks and collaborating with Lead...

The role at State Street Risk Analytics involves managing systematic model testing for VaR, Vol, TE, stress testing, and supporting Back testing. You will be responsible for addressing client queries on investment risk-related concepts and reconciling risk results against accounting reports and independent data, investigating further where necessary. Your duties will include providing timely and accurate market data for internal Market risk systems and analyzing time series data for information content that may be useful to Risk Managers, such as market liquidity and hedge efficiency. You will work closely with the Client relationship team to ensure streamlined Investor communications and co...

As the Head of Commercial Operations at Gramen Botanicals Pvt Ltd, you will play a crucial role in overseeing the financial health and driving strategic growth of the company. Your responsibilities will include developing and implementing financial strategies to ensure sustainable business growth and profitability. You will lead all financial functions such as budgeting, forecasting, financial planning, and reporting. In addition, you will be responsible for managing commercial operations, including procurement, pricing strategies, cost optimization, and supply chain finance. Ensuring compliance with accounting standards, regulatory requirements, and corporate governance best practices will ...

The position is based in Hyderabad and you must be available for a face-to-face interview for the second round. Your primary responsibilities will include collaborating with business stakeholders to streamline end-to-end clinical operations processes and translating business requirements into technical specifications for development teams. You will define and communicate the product feature vision, ensuring alignment with business objectives and collaborating with stakeholders to design, implement, and manage Clinical Operations solutions. As part of the role, you will create a strategic roadmap for Veeva Vault Clinical Operations applications, oversee the software development lifecycle, and...

The U.S. Pharmacopeial Convention (USP) is an independent scientific organization dedicated to collaborating with global health and science authorities to develop quality standards for medicines, dietary supplements, and food ingredients. With a core value of Passion for Quality, USP strives to strengthen the supply of safe, quality medicines and supplements worldwide through the efforts of over 1,300 professionals across twenty global locations. At USP, inclusivity is highly valued, and the organization is committed to fostering a culture that offers meaningful opportunities for mentorship and professional growth. Emphasizing Diversity, Equity, Inclusion, and Belonging, USP aims to create a...

Genpact is a global professional services and solutions firm that is dedicated to delivering outcomes that shape the future. With a workforce of over 125,000 individuals spread across more than 30 countries, we are propelled by our inherent curiosity, entrepreneurial agility, and the aspiration to create lasting value for our clients. Our purpose, which is the relentless pursuit of a world that works better for people, drives us to serve and transform leading enterprises, including the Fortune Global 500. We leverage our deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI to achieve this. We are currently seeking applications for the p...