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Deutsche Bank
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Regulatory Control Support - Compliance Surveillance - Analyst, AS

Regulatory Control Support - Compliance Surveillance - Analyst, AS

Deutsche Bank

2 - 6 years

6 - 10 Lacs

Mumbai

Posted:1 day ago| Platform:

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Skills Required

mandarin regulatory regulatory compliance regulatory requirements quality assurance language teaching quality control ich-gcp guidelines pharmacovigilance ich chinese quality management clinical research chinese language qms regulatory affairs

Work Mode

Work from Office

Job Type

Full Time

Job Description

:
Job Title
Regulatory Control Support Compliance Surveillance - Analyst
Corporate TitleAssociate
LocationMumbai, India
Role Description
The Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of market manipulation, insider trading and other risks as defined by established DB standards and regulatory requirements. The focal point of our activities is the monitoring of communication, voice, and trade data.The successful candidate will join the Compliance Surveillance function in Deutsche India Private Limited. The role involves working closely with colleagues to support the Germany region.What well offer you

100% reimbursement under childcare assistance benefit (gender neutral)

Sponsorship for Industry relevant certifications and education

Accident and Term life Insurance

Your key responsibilities

Conduct daily surveillance - primarily on trade data - to detect potential breaches such as insider trading, market manipulative actions.

Perform research and investigations within defined service levels to identify the reason for potential violations.

Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements.

Work with members of the broader Surveillance team (mostly the German Surveillance team) to identify, analyze, investigate, and resolve issues.

Work on ad-hoc Surveillance tasks as needed.

Your skills and experience

Degree level preferably in finance or economics.

Knowledge of Financial Markets and Financial Instruments and understanding of related risks (e.g., market abuse) as well as interest in financial news.

At minimum two years of experience in Banking with exposure to Financial Instruments and / or Compliance.

Fluent in spoken and written English. Being familiar with Mandarin or Cantonese is a plus.

Strong attention to details, analytical skills and sound judgement.

Team player with good communication skills with the ability to work independently.

Proficiency in MS Office.

How well support you

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Deutsche Bank

Banking and Financial Services

Frankfurt

approximately 84,000 Employees

2330 Jobs

Key People

Christian Sewing

CEO
Karl von Rohr

President
Garth Ritchie

Former Head of Corporate & Investment Bank

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Regulatory Control Support - Compliance Surveillance - Analyst, AS