12304 Regulatory Compliance Jobs - Page 43

The Lead Compliance & Licensing ensures EHS compliance, manages statutory licenses, and engages with stakeholders. Requires 12-15 years of EHS experience in process industries. Mob-9824059611 Phone: 0265 - 2601938 ila@uppl.in Required Candidate profile The Lead Compliance & Licensing ensures EHS compliance, manages statutory licenses, and engages with stakeholders. Requires 12-15 years of EHS experience in process industries.

Greetings, If you are holding 1 year of Experience and looking for a (AML) process in Gurgaon. Telephonic Interviews are being conducted. Hiring open for AML Fraud and Investigation1 yrs experience compulsory Required Candidate Profile Min 1 year of AML/KYC/ Fraud Analyst experience. Other Requirements: - Strong Interpersonal, Communication and Listening Skills. - Must possess Excellent Verbal Communication. Salary: Upto 4 LPA plus allowances and incentives . Shift: 24x7 (Rotational) Work Days: 5 days working with Rotational Shifts Interested Candidates can Call or Whatsapp Resume Ayushi- 86022 79217 Aditi- 89826 89969 Zainab- 72229 03998 ## NO REGISTRATION CHARGES ## Not for candidates purs...

Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch

The Land Acquisition Manager (Transmission Line Projects) is responsible for the end-to-end management of land and Right of Way (RoW) acquisition required for the construction of transmission lines, substations, and associated facilities. The role ensures that all land-related activities including identification, negotiation, documentation, and statutory clearances are executed efficiently, legally, and within the project timelines. The incumbent acts as the nodal point of coordination between the project execution team, local authorities, landowners, and community stakeholders to secure uninterrupted access along the transmission corridor. This involves route alignment verification, facilit...

Carry out testing activities on various processes (Independence Assessment, CES, engagement testing etc). This would involve review of reports, selection of samples for testing, liaising with project teams for information and clarifications. Preparing weekly summary for internal reviews and reporting of monitoring results Appropriately and immediate escalating issues identified to the Reporting Manager. Perform other specific assigned tasks in Independence and allied areas diligently. Collaborate with the wider independence and risk teams across lines of services, where required. Desired skills Enthusiasm and commitment towards work. Deeply held values of integrity, ethics and confidentialit...

NAB is looking for Senior Associate to join our dynamic team and embark on a rewarding career journey Assisting with the preparation of operating budgets, financial statements, and reports. Processing requisition and other business forms, checking account balances, and approving purchases. Advising other departments on best practices related to fiscal procedures. Managing account records, issuing invoices, and handling payments. Collaborating with internal departments to reconcile any accounting discrepancies. Analyzing financial data and assisting with audits, reviews, and tax preparations. Updating financial spreadsheets and reports with the latest available data. Reviewing existing financ...

Job Purpose Drive continuous improvement in both Pilot & Cabin crew scheduling by conducting regular post-facto analysis and operational assessments to identify inefficiencies, deviations, and implement corrective measures. Streamline processes by formulating and implementing standard operating procedures based on industry best practices. Monitor & ensure regulatory compliance, and optimize resources to enhance efficiency and reliability. Collaborate with Head Tactical Ops to implement coverage of flights, enhance operational effectiveness in the D+72 Hrs window, while maintaining regulatory compliance and fairness in the released roster. Collaborate with Head Planning & Head Manpower Planni...

The Acquisition Manager Business Banking is responsible for driving the growth of the deposit base and cross-selling ficial products to business banking customers This role involves managing branch operations, ensuring regulatory compliance, and achieving profitability targets The ideal candidate will have strong sales experience in retail liabilities, leadership capabilities, and a deep understanding of ficial markets and instruments Enhance the deposit pool by acquiring and managing business banking customers Drive cross-selling of non-deposit products including mutual funds, insurance, and other third-party offerings Generate fee income through effective product penetration and customer e...

The Acquisition Manager Business Banking is responsible for driving the growth of the deposit base and cross-selling ficial products to business banking customers This role involves managing branch operations, ensuring regulatory compliance, and achieving profitability targets The ideal candidate will have strong sales experience in retail liabilities, leadership capabilities, and a deep understanding of ficial markets and instruments Enhance the deposit pool by acquiring and managing business banking customers Drive cross-selling of non-deposit products including mutual funds, insurance, and other third-party offerings Generate fee income through effective product penetration and customer e...

Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch Job Requirements Overall 6yrs of Banking experience; out of which 3-4yrs in Retail Liabilities Must have had Sales experience and exposure, preferably of Liabilities products Qualifications- MBA / CA/ CAIB Good Leadership skills (though more tactical than strategic) Thinker Doer 4060 In-depth understanding of ficial instruments, markets a...

Relationship Manager-Tractors and Farm Equipments (TFE)-Retail Sales Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch Job Requirements Overall 6yrs of Banking experience; out of which 3-4yrs in Retail Liabilities Must have had Sales experience and exposure, preferably of Liabilities products Qualifications- MBA / CA/ CAIB Good Leadership skills (though more tactical than strategic) Thin...

To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the banks activities and operations comply with all applicable laws, regulations, and internal control policies. Accountabilities Identification and assessment of prudential regulatory reporting risks arising from the banks activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and addr...

To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the banks activities and operations comply with all applicable laws, regulations, and internal control policies. Accountabilities Identification and assessment of prudential regulatory reporting risks arising from the banks activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and addr...

Regulatory Affairs, Chemistry, Manufacturing and Controls (RA CMC) facilitates product development and global registration by developing and executing regulatory strategies and managing effective regulatory agency interactions for product manufacturing and quality programs throughout product lifecycle Amgens Regulatory Compliance team is seeking to expand its capacity in India The Regulatory Compliance team performs assessment of operational changes for regulatory reportability for Amgen products across phases of development, modality, and countries The Change Assessor will report into the Regulatory Compliance Team lead The Regulatory Compliance Change Assessor will interface with the Amgen...

Precise planning & execution of certification & compliance activities w.r.t. DGCA Type Certification, CEMILAC, FAA, EASA. Effective communications & collaborations with CB, DGCA, QCI, CEMILAC, DFI, BIS .implementing National & foreign regulations

Role & responsibilities Ensure compliance with Companies Act & ROC matters Oversee company secretarial functions & affairs Manage listing agreements & ROC filings Draft agendas, notices, minutes, and resolutions Handle corporate governance for multiple clients Ensure compliance with Companies Act, SEBI (LODR), FEMA, Insider Trading Regulations, and other statutory requirements Maintain statutory registers and handle ROC, SEBI, Stock Exchange & RBI filings Track regulatory changes and ensure timely adherence Organize Board, Committee, and General Meetings (AGM/EGM)

DETAILS OF THE ROLE Position Title - Assistant Manager - Recruitment Reports To - Manager Recruitment Service Line - Business Advisory Services (BAS) Recruitment Levels - Executive to AD Location - Mumbai Lower Parel Experience - 6 8 years in a recruitment role within an Audit or professional services firm. Role Summary: We are looking for an experienced Assistant Manager Recruiter to manage end-to-end recruitment for roles across assigned service line/region. The role will be responsible for partnering with business stakeholders, defining hiring needs, managing interview processes, and ensuring a seamless candidate experience. This is an individual contributor role, working closely with the...

The Sales Manager CASA is responsible for driving the growth of the deposit base, cross-selling ficial products, and managing the overall performance and profitability of the branch. This role requires strong leadership, a deep understanding of retail liabilities, and the ability to deliver exceptional customer service while ensuring regulatory compliance and operational excellence. Drive enhancement of the deposit pool through acquisition and deepening of customer relationships. Establish and maintain high standards of customer service delivery. Achieve cross-sell targets for non-deposit products including mutual funds, insurance, and other third-party offerings. Generate fee income through...

The Acquisition Manager Business Banking is responsible for driving the growth of the deposit base and cross-selling ficial products to business banking customers. This role involves managing branch operations, ensuring regulatory compliance, and achieving profitability targets. The ideal candidate will have strong sales experience in retail liabilities, leadership capabilities, and a deep understanding of ficial markets and instruments. Enhance the deposit pool by acquiring and managing business banking customers. Drive cross-selling of non-deposit products including mutual funds, insurance, and other third-party offerings. Generate fee income through effective product penetration and custo...

Job Title: Company Secretary Experience: 2-6 Years Location: Gurugram Udyog Vihar, Phase IV Key Responsibilities (KRAs): Board Committee Meetings: Preparation of agenda, notices, minutes, and resolutions for Board, Committee, and General Meetings. Coordinating and conducting meetings in compliance with statutory and regulatory requirements. Regulatory Compliance: In-depth understanding and application of the Companies Act, 2013, and allied regulations. Advising management on legal and statutory compliance requirements. Filing Documentation: Preparation and filing of various statutory e-forms and XBRL filings with the Ministry of Corporate Affairs (MCA). Ensuring timely submission of returns ...

Streamline investor communications. Automate fund documentation. Stay compliant with evolving disclosure requirements. The Challenge: Fragmented, Manual Investor Communication For fund managers, depositaries, and compliance teams, producing investor disclosures across multiple jurisdictions is complex and resource-heavy. Different regulations, from PRIIPs and UCITS to ESG and cost disclosures, require precise, up-to-date information in multiple formats and languages. Without automation, processes are slow, error-prone, and at risk of regulatory breaches, reputational damage, and investor dissatisfaction. The Solution: End-to-End Investor Communication Automation Our Fund Document Solutions a...

Job Purpose Drive continuous improvement in both Pilot Cabin crew scheduling by conducting regular post-facto analysis and operational assessments to identify inefficiencies, deviations, and implement corrective measures. Streamline processes by formulating and implementing standard operating procedures based on industry best practices. Monitor ensure regulatory compliance, and optimize resources to enhance efficiency and reliability. Collaborate with Head Tactical Ops to implement coverage of flights, enhance operational effectiveness in the D+72 Hrs window, while maintaining regulatory compliance and fairness in the released roster. Collaborate with Head Planning Head Manpower Planning to ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song"” all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace...

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song"” all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countr...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song"” all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embra...