One platform for all your global regulatory reporting needs. The Challenge: Complex, Burdensome Reporting Requirements For compliance teams, asset managers, and depositaries, regulatory reporting is more demanding than ever. Evolving rules across jurisdictions, tight deadlines, and increasing scrutiny leave little margin for error. Manual processes, fragmented data sources, and spreadsheets make it difficult to meet obligations efficiently, while raising the risk of costly fines, reputational damage, and operational bottlenecks. The Solution: Automated, End-to-End Regulatory Reporting Software Funds-Axis regulatory reporting software transforms how your firm addresses global reporting challenges, including AIFMD Annex IV, Form PF, US 13F, and other key filings. One centralised platform. Flexible data upload. Integrated with leading administrators. All calculations are performed within the solution. Alignment with all regulatory taxonomies. XML conversion. Full transparency and audit trails. AIFMD Annex IV Reporting US Form 13F reporting AIFMD Annex IV Reporting Trusted by AIFMs and AIFs across Europe, including liquid funds, real estate, infrastructure, private equity, and complex derivatives. Our SaaS solution automates compliance and reduces costs with plug-and-play functionality. Our module also includes: Risk Limit Systems for Each AIF Supporting all portfolio asset classes, including securities, real estate, infrastructure, private equity, and complex derivatives. Our SaaS solution automates Form PF filing and reduces costs with plug-and-play functionality. Our module includes: Coverage across all asset classes Our solution enables UCITS fund managers to meet FCA Derivatives Use Reporting requirements with speed and accuracy. Choose between our fully automated reporting module or a simple Excel-to-XML conversion tool. Features include: Automated exposure, leverage, and liquidity risk calculations Real-time, time-series, and XML reporting with audit trail Excel-based data input for ease and flexibility Instant Gabriel submission support US Form 13F reporting This module simplifies SEC compliance with a fully automated, transparent, and time-saving solution, offered standalone or as part of a wider regulatory suite. Key features include: Automated Cusip matching, issuer grouping, and exclusions Real-time reporting with full audit trail and validation checks Auto-filled XML-ready Form 13F for SEC EDGAR submission Ongoing AUM monitoring for 13F security thresholds The Importance: Why Automation Matters Inaccurate or late submissions risk fines and reputational damage, but our automated platform ensures regulatory accuracy, full auditability, and faster, more efficient reporting cycles. Pre-built and jurisdiction-specific rules, plus flexibility to adapt for firm-specific mandates. Your raw data is instantly transformed through pre-built logic into the taxonomies required by ESMA, FCA, SEC, and other supervisory authorities. Built-In Regulatory Calculations Eliminate reliance on spreadsheets. All calculations are automated, including leverage and liquidity metrics fully aligned with regulatory standards and audit-tested. From data preparation and calculations to review and XML generation, enjoy high levels of automation at every stage of the process. Support multi-regime reporting from a single interface, dynamically adapting to AIFMD, Form PF, ESMA, and other frameworks. Optional Managed Service Layer Augment your internal capabilities with expert-led reporting services, from light-touch support to full outsourcing. See Regulatory Reporting in Action Explore how Funds-Axis can transform your compliance operations and bring speed, control, and confidence to your reporting lifecycle. Download our Regulatory Reporting Solution Brochure to explore how our solutions can transform your approach to global regulatory reporting streamlining oversight, reducing risk, and ensuring compliance across jurisdictions. What Our Clients Say Funds-Axis has transformed how we manage global shareholder disclosures. With automated monitoring across 80+ jurisdictions and pre-coded rule libraries, we ve significantly reduced manual effort and compliance risk. Global Depositary Shareholder Disclosures The automation of our fund document production has been a game-changer. From KIIDs to PRIIPs and regulatory templates, Funds-Axis delivers accurate, auditable outputs fast, scalable, and fully aligned with our compliance needs. Wealth Manager Fund Document Solutions Funds-Axis has been a trusted partner since we launched our first fund. Their Galaxy platform is central to our investment, risk, and liquidity oversight. It s intuitive, flexible, and backed by a responsive team that truly understands our business. Fund Manager Investment Compliance Monitoring Managing multiple funds across jurisdictions is complex, but Funds-Axis makes it seamless. Their compliance module overlays UCITS rules with tailored Prospectus logic, delivering reliable reporting and exception management through an easy-to-use portal. Alternative Investment Fund Manager Investment Compliance Monitoring Funds-Axis helps us consolidate data from various custodians and administrators into a single, coherent view. Their Galaxy module streamlines oversight and ensures our reporting is accurate, timely, and consistent. Asset Manager NAV Oversight We rely on Funds-Axis for clear, client-ready reporting and exception tracking. Their platform simplifies our workflows and enhances transparency, helping us deliver a premium service to our clients. Wealth Manager Investment Compliance Monitoring Liquidity oversight is critical for our portfolios, and Funds-Axis delivers. Their Galaxy Liquidity module provides ongoing insights and stress testing tools that help us meet regulatory expectations and internal thresholds with confidence. Hedge Fund Liquidity Risk Monitoring Why Choose Funds-Axis for Regulatory Reporting Our platform is more than just software; it s a strategic compliance solution that adapts to your regulatory landscape. Out-of-the-box Functionality Easy onboarding through existing data integrations, pre-configured validations, version-controlled taxonomies, and detailed audit trails ensures you re always compliant. Choose the deployment model that suits you either fully self-managed SaaS or outsourced reporting through our regulatory specialists. We rise to the challenge of ensuring readiness for changes to Form PF, AIFMD 2.0, and other emerging regulatory reporting requirements. Reduce complexity and time to file with pre-mapped templates, intelligent workflows, and automatic regulatory updates. Funds-Axis delivers leading-edge regulatory technology for firms operating in the world s most demanding financial centres. Our software and services are trusted by decision-makers in investment management and asset management across the UK, Ireland, Luxembourg, and the United States. Get practical insights, industry updates, and thought leadership on navigating global regulatory change and enhancing your reporting function. Simplify Your Reporting Today Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you ongoing oversight across jurisdictions. Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm s needs. Simplify Reporting. Strengthen Compliance. Stay Ahead. Transform complex data into regulator-ready filings with seamless validation, intelligent workflows, and direct submission, all in one platform.
We are trusted by leading global firms across the investment and fund services landscape. We provide our clients with the technology, insight and precision they need to master complexity. We do this at scale and with confidence. What Our Clients Say Funds-Axis has transformed how we manage global shareholder disclosures. With automated monitoring across 80+ jurisdictions and pre-coded rule libraries, we ve significantly reduced manual effort and compliance risk. Global Depositary Shareholder Disclosures The automation of our fund document production has been a game-changer. From KIIDs to PRIIPs and regulatory templates, Funds-Axis delivers accurate, auditable outputs fast, scalable, and fully aligned with our compliance needs. Wealth Manager Fund Document Solutions Funds-Axis has been a trusted partner since we launched our first fund. Their Galaxy platform is central to our investment, risk, and liquidity oversight. It s intuitive, flexible, and backed by a responsive team that truly understands our business. Fund Manager Investment Compliance Monitoring Managing multiple funds across jurisdictions is complex, but Funds-Axis makes it seamless. Their compliance module overlays UCITS rules with tailored Prospectus logic, delivering reliable reporting and exception management through an easy-to-use portal. Alternative Investment Fund Manager Investment Compliance Monitoring Funds-Axis helps us consolidate data from various custodians and administrators into a single, coherent view. Their Galaxy module streamlines oversight and ensures our reporting is accurate, timely, and consistent. Asset Manager NAV Oversight We rely on Funds-Axis for clear, client-ready reporting and exception tracking. Their platform simplifies our workflows and enhances transparency, helping us deliver a premium service to our clients. Wealth Manager Investment Compliance Monitoring Liquidity oversight is critical for our portfolios, and Funds-Axis delivers. Their Galaxy Liquidity module provides ongoing insights and stress testing tools that help us meet regulatory expectations and internal thresholds with confidence. Hedge Fund Liquidity Risk Monitoring Why Leading Firms Partner With Us We empower financial institutions to meet regulatory and operational challenges with confidence. Our advantages include: Insight drawn from years of working with complex rules across multiple jurisdictions. A custom-built platform designed to integrate data, automate compliance processes, and deliver clear oversight. Demonstrated success in helping clients stay compliant while enhancing operational efficiency and control. Experience supporting clients operating in diverse markets with varying local and international requirements. A highly responsive team focused on solving problems quickly and effectively. Explore a Demo Tailored to You Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you real-time oversight across jurisdictions. Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm s needs.
Streamline post-trade investment restriction monitoring with a highly automated, easily accessible solution, whether you re managing one portfolio or a thousand. The Challenge: Regulatory Complexity Operational Inefficiencies Asset Managers and Depositaries must monitor an increasingly complex array of regulatory rule sets, alongside prospectus limits, investment mandate agreements, industry sector classifications, sanctions, ESG criteria, and more. Robust systems and controls are essential to ensure portfolios remain in continuous compliance. The Solution: Automated Investment Compliance Monitoring Our investment compliance monitoring platform unifies rule-checking, exception monitoring, and risk oversight into a single, configurable system. With over 2,000 pre-built regulatory, mandate, and prospectus rules (all maintained for jurisdictional accuracy), you can instantly strengthen compliance while reducing operational strain. All functionality is available out of the box. This includes robust capabilities for multi-manager portfolios, share class hedging, look-through, illiquid assets, complex derivative strategies, and efficient portfolio management techniques such as stock lending and collateral monitoring. Comprehensive, Customisable Rule Library Pre-built and jurisdiction-specific rules, plus flexibility to adapt for firm-specific mandates. Liquidity, Leverage, Counterparty Risk Monitoring Track liquidity thresholds, leverage limits, and exposures across asset classes. End-to-end process automations from data receipt to exception handling. Jurisdictional Coverage Plug Play Manage multiple domiciles with dynamic rule-set application from one interface. Workflows AI Resolution Pathways Automated breach alerts. Exceptions management workflow with integrated escalation tracking. Built-In Data Governance Data validation, reconciliation, and integrity checks for compliance confidence. See Investment Compliance Monitoring in Action Experience how Funds-Axis can streamline compliance workflows and reduce risk exposure. Download our Investment Compliance Brochure to explore how our solutions can help you streamline oversight, reduce regulatory risk, and stay ahead of evolving compliance requirements. The Impact: Measurable Risk Reduction Operational Efficiency Automate manual checks and reporting, freeing resources for higher-value work. Stay ahead of evolving regulatory demands. Extend monitoring to mandates, sector classifications, sanctions and screening. Why Choose Funds-Axis for Investment Compliance Monitoring Take control of your compliance infrastructure with a flexible solution designed for today s complex regulatory environment. Easy Onboarding Through data integrations with virtually all administrators, data-as-a-service capabilities, and pre-configured rule sets, we provide comprehensive, out-of-the-box investment compliance monitoring and regulatory reporting solutions, eliminating the need for complex and high-risk projects. Regulatory Expertise Our strength lies in our deep regulatory expertise. This is demonstrated by our pre-configured rule sets, the breadth of embedded regulatory content, and comprehensive sandbox testing and documentation across all rules. Future-ready Robust capabilities for alternative multi-manager portfolios, share class hedging, look-through, illiquid assets, complex derivative strategies, and efficient portfolio management techniques such as stock lending and collateral management. End-to-end visibility Comprehensive reporting and full transparency. Every check, breach, and resolution is logged for complete traceability, ensuring you re always inspection-ready. Flexible Support Model Activate or deactivate our managed services according to your needs. Benefit from our expertise in operating the system for clients on a daily basis. What Our Clients Say Funds-Axis has transformed how we manage global shareholder disclosures. With automated monitoring across 80+ jurisdictions and pre-coded rule libraries, we ve significantly reduced manual effort and compliance risk. Global Depositary Shareholder Disclosures The automation of our fund document production has been a game-changer. From KIIDs to PRIIPs and regulatory templates, Funds-Axis delivers accurate, auditable outputs fast, scalable, and fully aligned with our compliance needs. Wealth Manager Fund Document Solutions Funds-Axis has been a trusted partner since we launched our first fund. Their Galaxy platform is central to our investment, risk, and liquidity oversight. It s intuitive, flexible, and backed by a responsive team that truly understands our business. Fund Manager Investment Compliance Monitoring Managing multiple funds across jurisdictions is complex, but Funds-Axis makes it seamless. Their compliance module overlays UCITS rules with tailored Prospectus logic, delivering reliable reporting and exception management through an easy-to-use portal. Alternative Investment Fund Manager Investment Compliance Monitoring Funds-Axis helps us consolidate data from various custodians and administrators into a single, coherent view. Their Galaxy module streamlines oversight and ensures our reporting is accurate, timely, and consistent. Asset Manager NAV Oversight We rely on Funds-Axis for clear, client-ready reporting and exception tracking. Their platform simplifies our workflows and enhances transparency, helping us deliver a premium service to our clients. Wealth Manager Investment Compliance Monitoring Liquidity oversight is critical for our portfolios, and Funds-Axis delivers. Their Galaxy Liquidity module provides ongoing insights and stress testing tools that help us meet regulatory expectations and internal thresholds with confidence. Hedge Fund Liquidity Risk Monitoring Investment Compliance Monitoring Insights News Stay informed with expert updates, regulatory analysis, and best practices. See Compliance Monitoring In Action Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you ongoing oversight across jurisdictions. Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm s needs. Let s Take the Stress Out of Compliance Take control with automated rule monitoring, ongoing insights, and audit-ready reporting, built for global regulatory demands.
Streamline investor communications. Automate fund documentation. Stay compliant with evolving disclosure requirements. The Challenge: Fragmented, Manual Investor Communication For fund managers, depositaries, and compliance teams, producing investor disclosures across multiple jurisdictions is complex and resource-heavy. Different regulations, from PRIIPs and UCITS to ESG and cost disclosures, require precise, up-to-date information in multiple formats and languages. Without automation, processes are slow, error-prone, and at risk of regulatory breaches, reputational damage, and investor dissatisfaction. The Solution: End-to-End Investor Communication Automation Our Fund Document Solutions automate the creation, approval, and delivery of UCITS KIIDs, PRIIPs KIDs, CCI Product Summaries, ESG reports , factsheets and regulatory templates, with integrated data, regulator-aligned templates, multilingual support, and audit-ready workflows to ensure compliance, consistency and efficiency. Regulatory Templates (EMT, EPT, EET, etc) Performance, Statistics and Risk Metrics Calculations Interactive Widgets Digital Delivery This flexible solution streamlines the creation of UCITS KIIDs, PRIIPs KIDs, CCI Product Summaries, factsheets, ESG disclosures, and more. Available as SaaS or a fully managed service, it enables compliant, efficient, and secure output. Key benefits include: Bulk generation of customisable, regulator-ready documents Ongoing data integration with audit trails and version control Compatibility with UCITS, PRIIPs, CCI, SDR, KFS, PHS and board reports Secure, scalable digital delivery with flexible output formats Regulatory Templates (EMT, EPT, EET, etc) This solution automates the creation of EMT, EPT, DCPT, FVPT, and more, ensuring fast, accurate, and fully compliant outputs. Designed for compliance teams managing evolving reporting demands, it offers: One-click bulk production with Excel/CSV compatibility Ongoing data integration and audit-ready archiving Customisable reporting workflows and delivery options Integration with calculation modules for seamless accuracy Performance, Statistics and Risk Metrics Calculations Our calculation solution automates SRRI, SRI, past performance, and scenario metrics, supporting regulatory compliance and performance analysis at scale. With flexible frequencies and ongoing data access, you benefit from: Automated SRRI (Market/VAR) and SRI (MRM, Asset Mix) calculations Excel/CSV output with audit trails and custom formatting One-click report generation and digital delivery options Integrated calculation engine with monitoring and compliance reports Our solution simplifies the calculation and reporting of Ongoing Charges, Transaction Costs, Performance Fees, and Reduction in Yield, ensuring regulatory compliance and investor clarity. Key benefits include: Automated NAV and cost breakdowns for UCITS PRIIPs Real-time data access with template-ready output formats Integrated support for multi-asset, fund, and share class levels Customisable, audit-ready reports with full transparency Interactive Widgets Digital Delivery Our solution combines real-time data, custom widgets, and seamless digital delivery to elevate investor communications. Ideal for factsheets, KIIDs, past performance, and scenario data, it enables: Customisable widgets with real-time updates across platforms Cross-device compatibility with multi-channel digital delivery Permalink and document archive integration for seamless access Enhanced engagement through interactive, visual data presentation Download our Fund Document Solutions Brochure to explore how our solutions can transform your approach to investor communications automating document production, reducing operational risk, and ensuring compliance across jurisdictions. By automating and centralising document production, approval, and delivery, you improve transparency, build trust, and maintain compliance across jurisdictions. Poor investor communication can have real consequences: Non-compliant disclosures risk fines and sanctions. Errors or delays erode investor confidence. Manual processes increase cost and risk. What Our Clients Say Funds-Axis has transformed how we manage global shareholder disclosures. With automated monitoring across 80+ jurisdictions and pre-coded rule libraries, we ve significantly reduced manual effort and compliance risk. Global Depositary Shareholder Disclosures The automation of our fund document production has been a game-changer. From KIIDs to PRIIPs and regulatory templates, Funds-Axis delivers accurate, auditable outputs fast, scalable, and fully aligned with our compliance needs. Wealth Manager Fund Document Solutions Funds-Axis has been a trusted partner since we launched our first fund. Their Galaxy platform is central to our investment, risk, and liquidity oversight. It s intuitive, flexible, and backed by a responsive team that truly understands our business. Fund Manager Investment Compliance Monitoring Managing multiple funds across jurisdictions is complex, but Funds-Axis makes it seamless. Their compliance module overlays UCITS rules with tailored Prospectus logic, delivering reliable reporting and exception management through an easy-to-use portal. Alternative Investment Fund Manager Investment Compliance Monitoring Funds-Axis helps us consolidate data from various custodians and administrators into a single, coherent view. Their Galaxy module streamlines oversight and ensures our reporting is accurate, timely, and consistent. Asset Manager NAV Oversight We rely on Funds-Axis for clear, client-ready reporting and exception tracking. Their platform simplifies our workflows and enhances transparency, helping us deliver a premium service to our clients. Wealth Manager Investment Compliance Monitoring Liquidity oversight is critical for our portfolios, and Funds-Axis delivers. Their Galaxy Liquidity module provides ongoing insights and stress testing tools that help us meet regulatory expectations and internal thresholds with confidence. Hedge Fund Liquidity Risk Monitoring Find out how Funds-Axis can simplify complex investor documentation workflows while keeping you compliant across jurisdictions. Why Choose Funds-Axis for Investor Communications Our platform empowers fund managers and compliance teams to produce, manage, and distribute investor communications more efficiently and with complete auditability. Consistently meet PRIIPs and UCITS standards with templated outputs designed for multi-jurisdiction compliance. Eliminate spreadsheet errors with clean, validated data flows and real-time calculations, ensuring every document is regulator-ready. Streamlined Workflows, Lower Overhead Reduce manual effort and turnaround time with a single platform that unifies production, approvals, and distribution. Use our platform in-house or rely on our managed service team for end-to-end document production and compliance support. Funds-Axis delivers compliance-led investor communication solutions tailored to the demands of global fund managers and service providers. Our technology supports investor relations, marketing, and regulatory teams operating across leading financial centres, including the UK, Ireland, Luxembourg, and the United States, ensuring consistency, speed, and accuracy at scale. Explore expert content on regulatory change, investor disclosure trends, and digital documentation strategies. Transform Your Investor Documents Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you ongoing oversight across jurisdictions. Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm s needs. Make Every Investor Touchpoint Compliant and Seamless Automate, validate, and publish investor documents with confidence using Funds-Axis investor communication solutions.
Access brochures for each module. Understand how Funds-Axis delivers audit-ready automation across every function. Trusted by Leading Firms We help financial institutions manage complex, multi-jurisdictional compliance with confidence. Our platform streamlines reporting, disclosures, and oversight for Platform ManCos, asset managers, hedge funds, wealth managers, and global depositaries, as well as alternative asset firms, including private equity, AIFMs and depositaries, keeping operations efficient, audit-ready and compliant. Select from specialist modules across investment compliance, risk monitoring, regulatory reporting, ESG, shareholder disclosure, and fund documentation. Built to meet global regulatory standards, including for UCITS, AIFMD, SEC, FCA, and ESMA obligations. True Scalability Supports firms of all sizes, from boutique asset managers to global service providers with thousands of portfolios. Process Automation at Scale Eliminate manual risk and reduce costs through intelligent workflow automation. Maintain compliance integrity with instant visibility and auditability. Delivered by sector experts who understand the regulatory landscape inside out.
For risk and compliance teams, tracking derivative exposures, liquidity thresholds, and counterparty risks across multiple jurisdictions can be a significant challenge. Global frameworks like UCITS, AIFMD, and SEC requirements each demand precise and complex calculations, ongoing monitoring, and detailed audit trails. A robust solution is required to be able to support new asset classes and strategies. The Solution: Integrated, Automated Risk Monitoring Our platform gives investment firms ongoing visibility over exposures, thresholds, and regulatory requirements in one platform. From liquidity stress tests to VaR analysis, it automates monitoring, reporting, and governance workflows to keep teams proactive, audit-ready and regulator-aligned. Leverage Monitoring Liquidity Risk Management Counterparty Risk Value-at-risk Analysis Leverage Monitoring Our platform ensures full compliance with UCITS and AIFMD provisions through accurate, transparent exposure tracking and time-series reporting. Core capabilities include: Notional and gross leverage calculations in line with ESMA guidelines Commitment approach monitoring with netting and hedging adjustments AUM-based leverage thresholds under AIFMD Article 3 Time-series reporting for leverage trends and breach detection Liquidity Risk Management Our platform automates monitoring, testing, and reporting to meet global regulatory standards, including AIFMD, UCITS, ESMA, SEC, and EU MMF. With interactive dashboards and ongoing insights, you can: Monitor portfolio assets, redemptions, and liabilities across all asset classes Run stress and scenario tests with user-defined metrics Automate regulatory reporting with audit-ready outputs Align with ESMA, IOSCO, SEC, and national guidelines Counterparty Risk Our platform ensures full compliance with UCITS and AIFMD requirements through accurate, transparent exposure tracking and time-series reporting. Core capabilities include: Commitment and notional exposure monitoring for UCITS Gross exposure and AUM calculation under AIFMD Article 3 Integrated Value-at-Risk (VaR) measurement Time-series reports for trend and threshold analysis Value-at-risk Analysis Through third-party solutions, we offer robust, out-of-the-box risk monitoring as a standalone tool or integrated with UCITS Investment Compliance and AIFMD Annex IV reporting. Features include: Interactive dashboards with real-time VaR insights Automated alerts for threshold breaches and compliance issues Seamless integration with fund admin and broker data Seamless integration with fund admin and broker data Risk Monitoring Software: Key Capabilities Meet your regulatory obligations under UCITS, AIFMD, ESMA, and SEC with a single, integrated risk platform. Multi-Regime Coverage Fulfil UCITS, AIFMD, ESMA, and SEC obligations with a single platform built to meet the risk management standards of global regulators. Comprehensive Derivatives Risk Monitoring Calculate and report on Commitment, Notional, Gross Exposure, Value-at- Risk (VaR), and AUM under Article 3, across portfolio types. Advanced Derivatives Functionality Perform look-through analysis, issuer concentration risk assessments, and index decomposition. Track ongoing leverage, cover, counterparty exposure, and collateral usage with precision. Custom Risk Management Programmes (RMP) Access editable RMP templates and best-practice documentation aligned with ESMA and AIFMD requirements to strengthen internal governance. Outsourced Risk Services Choose full or partial outsourcing of calculations and reporting, backed by regulatory experts and ongoing support. The Importance: Why Proactive Risk Monitoring Matters Automation delivers greater accuracy, efficiency, and visibility across all risk categories. Reactive oversight isn t enough. Firms need continuous, accurate tracking to: Avoid Compliance Breaches Meet UCITS, AIFMD, ESMA, and SEC obligations. Protect Investors Identify and address risks before they escalate. Strengthen Governance Maintain transparent, auditable records for regulators and stakeholders.