For risk and compliance teams, tracking derivative exposures, liquidity thresholds, and counterparty risks across multiple jurisdictions can be a significant challenge.
Global frameworks like UCITS, AIFMD, and SEC requirements each demand precise and complex calculations, ongoing monitoring, and detailed audit trails. A robust solution is required to be able to support new asset classes and strategies.
The Solution: Integrated,
Automated Risk Monitoring Our platform gives investment firms ongoing visibility over exposures, thresholds, and regulatory requirements in one platform. From liquidity stress tests to VaR analysis, it automates monitoring, reporting, and governance workflows to keep teams proactive, audit-ready and regulator-aligned.
Leverage Monitoring
Liquidity Risk Management
Counterparty Risk
Value-at-risk Analysis
Leverage Monitoring Our platform ensures full compliance with UCITS and AIFMD provisions through accurate, transparent exposure tracking and time-series reporting. Core capabilities include:
Notional and gross leverage calculations in line with ESMA guidelines
Commitment approach monitoring with netting and hedging adjustments
AUM-based leverage thresholds under AIFMD Article 3
Time-series reporting for leverage trends and breach detection
Liquidity Risk Management Our platform automates monitoring, testing, and reporting to meet global regulatory standards, including AIFMD, UCITS, ESMA, SEC, and EU MMF. With interactive dashboards and ongoing insights, you can:
Monitor portfolio assets, redemptions, and liabilities across all asset classes
Run stress and scenario tests with user-defined metrics
Automate regulatory reporting with audit-ready outputs
Align with ESMA, IOSCO, SEC, and national guidelines
Counterparty Risk Our platform ensures full compliance with UCITS and AIFMD requirements through accurate, transparent exposure tracking and time-series reporting. Core capabilities include:
Commitment and notional exposure monitoring for UCITS
Gross exposure and AUM calculation under AIFMD Article 3
Integrated Value-at-Risk (VaR) measurement
Time-series reports for trend and threshold analysis
Value-at-risk Analysis Through third-party solutions, we offer robust, out-of-the-box risk monitoring as a standalone tool or integrated with UCITS Investment Compliance and AIFMD Annex IV reporting. Features include:
Interactive dashboards with real-time VaR insights
Automated alerts for threshold breaches and compliance issues
Seamless integration with fund admin and broker data
Seamless integration with fund admin and broker data
Risk Monitoring Software:
Key Capabilities Meet your regulatory obligations under UCITS, AIFMD, ESMA, and SEC with a single, integrated risk platform.
Multi-Regime Coverage
Fulfil UCITS, AIFMD, ESMA, and SEC obligations with a single platform built to meet the risk management standards of global regulators.
Comprehensive Derivatives Risk Monitoring
Calculate and report on Commitment, Notional, Gross Exposure, Value-at-
Risk (VaR), and AUM under Article 3, across portfolio types.
Advanced Derivatives Functionality
Perform look-through analysis, issuer concentration risk assessments, and index decomposition. Track ongoing leverage, cover, counterparty exposure, and collateral usage with precision.
Custom Risk Management Programmes (RMP)
Access editable RMP templates and best-practice documentation aligned with ESMA and AIFMD requirements to strengthen internal governance.
Outsourced Risk Services
Choose full or partial outsourcing of calculations and reporting, backed by regulatory experts and ongoing support.
The Importance: Why Proactive
Risk Monitoring Matters Automation delivers greater accuracy, efficiency, and visibility across all risk categories. Reactive oversight isn t enough. Firms need continuous, accurate tracking to:
Avoid Compliance Breaches
Meet UCITS, AIFMD, ESMA, and SEC obligations.
Protect Investors
Identify and address risks before they escalate.
Strengthen Governance
Maintain transparent, auditable records for regulators and stakeholders.
