0 years
0 Lacs
Posted:3 days ago|
Platform:
On-site
Full Time
Key Responsibilities: Lead, manage, and mentor a team of 5 to 10 professionals to ensure client satisfaction and high service standards. Supervise and monitor day-to-day correspondence through emails, letters, and calls—resolving investor/client queries effectively. Maintain and update MIS reports; prepare daily dashboards and circulate key metrics to senior leadership. Act as a single point of contact for handling operational and regulatory matters related to DP, SEBI, and Exchange authorities. Ensure timely and accurate submission of quarterly, half-yearly, and annual compliance reports; coordinate with legal advisors for opinion reviews. Implement strong quality controls and suggest improvements in operational workflows to enhance accuracy and productivity. Assist in interpreting and implementing regulatory guidelines and ensure end-to- end compliance adherence. Support documentation and query resolution related to capital market instruments, including IPOs, FPOs, rights issues, and other offerings. Foster a collaborative team culture while upholding SLA commitments, client confidentiality, and process integrity. Required Skills & Competencies: Strong leadership and team management abilities. Excellent verbal and written communication skills, especially in client email drafting and regulatory correspondence. High proficiency in MS Excel, Word, and PowerPoint; ability to prepare MIS and presentations for internal/external use. Good understanding of capital markets, investor servicing processes, and regulatory compliance. Ability to handle pressure and multi-task with a client-first mindset. Process-oriented with strong problem-solving and decision-making skills. High attention to detail and ability to maintain confidentiality in client-related matters. Educational Qualifications: Graduate/Postgraduate in Commerce, Finance, Business Administration, or equivalent. Semi Qualified Company Secretary Certifications related to Capital Markets / Mutual Funds / Compliance will be an added advantage.
Thema Corporate Services
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