Lead - Compliance/Senior Lead - Complian...

BAJAJ FINANCIAL SECURITIES LIMITED

9 - 12 years

11 - 14 Lacs

Pune

Posted:3 months ago| Platform:

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Skills Required

regulatory report writing regulations rbi ca aml risk management companies act statutory compliance company law auditing training regulatory compliance sebi internal audit quality analysis fraud quality assurance secretarial activities taxation

Work Mode

Work from Office

Job Type

Full Time

Job Description

Job Purpose Compliance advisory jobs involve providing guidance and support to organisations on compliance matters. Compliance advisors stay up to date with legal and regulatory developments, assess their impact on the organisation, and provide recommendations to ensure compliance. Duties and Responsibilities Providing regulatory related advice to all Lending & deposit product & process owner across BFL Guiding respective product owner through the regulatory process Developing and reviewing policies on ongoing basis Advising management on the companys compliance with laws and regulations through detailed reports Creating and managing effective action plans in response to audit discoveries and compliance violations Researching industry compliance regulations and policies Major Challenges The regulatory landscape comprising of RBI and millions of customers represent a very dynamic ecosystem, which requires the incumbent in the Advisory role to be on toes in terms of keeping abreast with the changing regulations, innovative products, identifying regulatory risks and challenges posed to BFL. Required Qualifications and Experience Educational Qualifications 9-12 yrs of experience in advisory role from BFSI/NBFC Degree from reputed university, Preferred qualification - CA / CS/ MBA. Work Experience Knowledge of RBI guideline Experience in handling Compliances related issues Understanding of relevant laws and regulations. Excellent communication (written - oral) and report writing skills. Reasoning and analytical skills required for Fraud Monitoring and Reporting. Strong desire to initiate and execute in high paced growing environment. Should be a self-starter and a team player.