Hiring For - Listing Compliance

8 - 13 years

10 - 20 Lacs

Posted:2 weeks ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Role & responsibilities

  1. Filing Review:

    Oversee the review of filings by all listed companies, including equity-listed companies, entities with debt, mutual funds (MF), REITs, InvITs, municipal bonds, and commercial papers (CP). Ensure compliance with periodic and event-based filing requirements as per SEBI norms.
  2. Entity Coordination:

    Coordinate with listed entities to address queries related to various filings with the Exchange.
  3. Corporate Announcements:

    Manage the handling of corporate announcements filed by listed entities daily.
  4. Sanity Checks and MIS:

    Conduct sanity checks of filings, raise Management Information System (MIS) reports to companies, and follow up with listed entities to rectify errors in filings.
  5. Adequacy Checks:

    Perform adequacy checks on PDF filings to ensure compliance with various regulatory requirements.
  6. Data Provision:

    Provide data to internal departments for the review of LODR Regulations and other activities. Supply data to SEBI and other authorities as required.

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