Electronic communication surveillance- Analyst

Talentboon Consulting

2 - 7 years

4 - 8 Lacs

hyderabad

Posted:1 day ago| Platform:

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Skills Required

market abuse electronic communication surveillance e-communication surveillance monitoring insider trading mifid sec surveillance bloomberg risk framework investigation nice escalations smarts actimize apac

Work Mode

Hybrid

Job Type

Full Time

Job Description

Role & responsibilities

Monitor and review employee electronic communications (email, Teams, WhatsApp, SMS, Bloomberg, etc.) for potential policy breaches, regulatory violations or misconduct.
Identify and escalate red flags related to insider trading, market manipulation, information leakage, fraud or inappropriate business conduct.
Classify, document and track findings in the firms surveillance systems as per established procedures.
Assist in internal investigations and prepare summaries or case-reports for senior compliance officers.
Help optimize surveillance tools, lexicons and processes to improve detection accuracy and reduce false positives.
Participate in user acceptance testing (UAT) and enhancement initiatives for compliance technology platforms.
Stay updated on relevant regulations (e.g., SEC, FINRA, FCA, MAS, HKMA) and ensure the surveillance programme meets global regulatory expectations.
Support internal/external audits, regulatory exams and ad hoc data-requests related to electronic communications.
financial regulations (e.g., SEC, FINRA, FCA, MiFID II, APAC regulators )

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