Trade Surveillance Analyst Chase- Candidate Experience page

6.0 - 10.0 years

0 Lacs

hyderabad, telangana

On-site

The role of Trade Surveillance Personnel at Compliance Conduct and Operational Risk division involves identifying potential instances of market abuse, specifically insider trading and market manipulation. Utilizing established surveillance systems, you will be responsible for monitoring activities in Firm and Employee accounts to ensure compliance with information barrier and restricted list policies. Your primary task will be to analyze trading and market activity for various asset classes such as Equities, Information barriers, Fixed income, Futures/Options, and Asset management. This analysis includes reviewing trade surveillance alerts and documenting exceptions while escalating relevant...

Posted 2 weeks ago

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Business Analyst - Investment Banking and Compliance Wipro

8.0 - 13.0 years

18 - 25 Lacs

pune

Work from Office

Roles and Responsibilities Conduct business analysis on investment banking and compliance projects, ensuring alignment with regulatory requirements. Develop data mapping strategies to identify key performance indicators (KPIs) for surveillance monitoring and risk management. Collaborate with cross-functional teams to implement smarts solutions for efficient processing of transactions. Desired Candidate Profile 8-13 years of experience in a similar role within the financial services industry. Proficiency in Smarts technology platforms used for transaction processing and risk management. Strong understanding of business analysis principles, data mapping techniques, and surveillance monitoring ...

Posted 2 weeks ago

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Surveillance Analyst Chase- Candidate Experience page

6.0 - 10.0 years

0 Lacs

hyderabad, telangana

On-site

As a trade surveillance personnel at Compliance Conduct and Operational Risk division, you will play a crucial role in identifying potential instances of market abuse, specifically insider trading and market manipulation. Your responsibilities will include utilizing well-known surveillance systems to monitor activities in Firm and Employee accounts, ensuring compliance with information barrier and restricted list policies. The trade surveillance team's primary objective is to assess risks across markets using established surveillance programs to protect the firm from reputational and financial risks while adhering to internal policies and regulatory requirements. Your key responsibilities wi...

Posted 1 month ago

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Trade Surveillance Analyst Black Turtle

2.0 - 5.0 years

5 - 10 Lacs

Gandhinagar

Work from Office

Roles and Responsibilities Conduct trade surveillance activities to identify potential market abuse cases and escalate them to relevant stakeholders. Monitor trading activity on various platforms such as Bloomberg, Actimize, SmartTrade, and other third-party systems. Review transaction data to detect suspicious trades and investigate any discrepancies or anomalies. Collaborate with internal teams to gather evidence and build cases against suspected individuals or entities. Maintain accurate records of all findings, reports, and correspondence related to trade surveillance investigations.

Posted 1 month ago

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Service Assurance solution Designer/Architect Infosys

7.0 - 12.0 years

20 - 35 Lacs

Bengaluru

Work from Office

Job Description Within the telecom domain consulting division, Infosys is seeking a senior level Service Assurance solution Designer/Architect able to interact effectively with Customers (CxO), Directors and product owners to understand solutions and challenges in complete OSS area and effectively discuss about possible solutions. Define the high level solution architecture and impacts on various capabilities covering complete OSS. Required 4+ years of telecom domain experience Good experience end to end solution design Essential 4+ years of experience in working with Telecom clients in the role of solution design Experienced in the areas of OSS architecture, design and implementation for Te...

Posted 3 months ago

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