Surveillance Analyst Chase- Candidate Experience page

6.0 - 10.0 years

0 Lacs

hyderabad, telangana

On-site

As a trade surveillance personnel at Compliance Conduct and Operational Risk division, you will play a crucial role in identifying potential instances of market abuse, specifically insider trading and market manipulation. Your responsibilities will include utilizing well-known surveillance systems to monitor activities in Firm and Employee accounts, ensuring compliance with information barrier and restricted list policies. The trade surveillance team's primary objective is to assess risks across markets using established surveillance programs to protect the firm from reputational and financial risks while adhering to internal policies and regulatory requirements. Your key responsibilities will involve: - Reviewing trade surveillance alerts and analyzing trading and market activity across various asset classes such as Equities, Information barriers, Fixed income, Futures/Options, and Asset management. - Documenting the review and disposition of exceptions, as well as escalating relevant matters appropriately. - Collaborating with business and compliance stakeholders to identify potential market misconduct and technical rule violations, including interaction with regional Surveillance teams. - Conducting alert-based reviews to detect potential violations of laws, rules, and regulations. - Working with peers to handle multiple reports efficiently in a fast-paced environment and identifying areas for process improvement. - Bringing key issues, risks, trends, and observations to the attention of management and key stakeholders. To be successful in this role, you should possess the following qualifications, capabilities, and skills: - A qualified graduate with a minimum of 6 years of trade surveillance/product experience involving exchange-traded products (equities, futures, and fixed income) and/or information barriers/asset management. - Knowledge of markets and potential market manipulative behavior, along with the ability to conduct reviews in compliance with regional rules and regulations. - Experience in reviewing trading activity for compliance and familiarity with securities laws and regulations to identify potential trading violations. Preferred qualifications, capabilities, and skills include: - Experience with SMARTS, Actimize, or similar trade surveillance systems. - Familiarity with navigating and sourcing information in Bloomberg and other public sources. - Working knowledge of securities markets is advantageous. Your role as a trade surveillance personnel is critical in safeguarding the firm against financial and reputational risks while ensuring compliance with regulatory requirements. Your attention to detail, analytical skills, and ability to collaborate with various stakeholders will be essential in identifying and addressing potential market misconduct effectively.,

Posted 2 days ago

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Trade Surveillance Analyst Black Turtle

2.0 - 5.0 years

5 - 10 Lacs

Gandhinagar

Work from Office

Roles and Responsibilities Conduct trade surveillance activities to identify potential market abuse cases and escalate them to relevant stakeholders. Monitor trading activity on various platforms such as Bloomberg, Actimize, SmartTrade, and other third-party systems. Review transaction data to detect suspicious trades and investigate any discrepancies or anomalies. Collaborate with internal teams to gather evidence and build cases against suspected individuals or entities. Maintain accurate records of all findings, reports, and correspondence related to trade surveillance investigations.

Posted 1 week ago

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Service Assurance solution Designer/Architect Infosys

7.0 - 12.0 years

20 - 35 Lacs

Bengaluru

Work from Office

Job Description Within the telecom domain consulting division, Infosys is seeking a senior level Service Assurance solution Designer/Architect able to interact effectively with Customers (CxO), Directors and product owners to understand solutions and challenges in complete OSS area and effectively discuss about possible solutions. Define the high level solution architecture and impacts on various capabilities covering complete OSS. Required 4+ years of telecom domain experience Good experience end to end solution design Essential 4+ years of experience in working with Telecom clients in the role of solution design Experienced in the areas of OSS architecture, design and implementation for Telecom customers which can enable effective capturing of requirements within Service Assurance Understanding on telecom OSS with experience in standard design tools Design Patterns, UML, BPMN, SOA etc. Experience in designing on Service Fulfilment, Assurance, Inventory, Activation, Middleware, Interfaces (one or many) at telecom projects and rollout Candidate should demonstrate knowledge of Telecom Industry Standards/ regulations/ best practices in Telecom area like Frameworx (eTOM, TNA, SID), ITIL, IEEE, etc Expertise in any of the area in OSS is required with overall understanding of the entire stack. Knowledge of Synch Vs Asynch APIs, SOAP, Rest architecture Should possess lead qualities and must have experience in leading team of consultants / designers to achieve stated project / program goals Should have experience in defining the process, business requirements and system requirements in one or more areas of Telecom process (Fulfilment/Assurance), preferably Assurance Should be able to prepare, analyses and review proposals from internal teams, be able to provide appropriate solutions to problems, and make day-to-day decisions to run the client projects Should be able to engage with multiple stakeholders like Business, SI partners and System owners to understand, capture, finalize and sign off requirements Analyze the problem faced by the customer, participates in discussions with customer stakeholders to understand the problem, gather further data as required from the customer to define and document the problem and requirements Should be able to groom reporting consultants/ designers in basic consulting / Solution design skills Candidate should possess Good Communication & Client- interfacing skills. He should have cross-cultural working experience and should be able to work with multinational clients independently

Posted 2 months ago

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