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Senior Executive - Email Review/ Electronic communication Surveillance
Mphasis

1.0 - 3.0 years

0 Lacs

Pune, Bengaluru

Work from Office

Experience : 0.6 months to 4 years Notice period : Immediate Joiner Location : Bangalore , Pune Note : Compliance experience in any domain with good communication skills are preferred. Compliance experience is mandatory. Skills and Qualification Candidate should have minimum 1 to 5 Years of work experience in E-communication/Mail Surveillance L2 Reviews preferably within a broker-dealer, investment adviser, or asset management firm. Comprehensive knowledge of FINRA and SEC regulations related to communications with the public, marketing, advertising, and complaints reporting. Ability to research and analyze electronic communications by using problem-solving and decision-making skills to diff...

Posted 8 hours ago

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