Posted:6 hours ago| Platform: Linkedin logo

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On-site

Job Type

Full Time

Job Description

This is Regarding the Opening for Leading Fund Management Firm !!


Role: Compliance


Location: Mumbai


Experience: 3-10yYears


Working Days: 5 Days(WFO)


Job Requirements:

*A Good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management

* Candidates with exposure in AIF/ PMS compliance.


Job Responsibilities:

* Will be coordinating with the clients of the Company for SEBI AIF/ PMS compliances.

* To resolve the regulatory queries of the clients

* To co-ordinate during Inspection/ Audit

* Shall assist in various group level restructuring projects as may be initiated by Company from time to time

* Ensure regulatory compliances for the Company for the current as well as future regulatory projects


Communication Skills:

Excellent Verbal and written communication skills.


If interested, please give me an acknowledgment by sharing your updated CV onnidhi@thepremierconsultants.com


#Compliance #AIF #PMS #AlternateInvestmentFund #PortfolioManagmentServcies #SEBIcompliance #SEBIregulations #capitalMarket #FPI #FDI #EquityFunds #HedgeFunds #AIF Compliance #AIFInspectionHandling #PMScompliance #Custodian #RiskCategorization #SEBI

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