Compliance Officer

About our client:

Responsibilities

• Ability to liaise and interact with regulators.
• Ability to manage Audits.
• Ensuring 100% compliance across all existing and new products that the company manages.
• Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, SEZ Act, Companies Act, FEMA etc.
• Should be aware of the latest regulatory requirements on all products.
• Support and guide in the implementation of new products as required by the company.
• Developing training material and doing training session.
• Supporting new technology initiatives and participation in new projects.
• Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system.
• Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team.
• Work on any other compliance matters as assigned from time to time.
• Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects.
  

Requirements

• Graduation/ CA / MBA
• Company Secretary is good to have but not mandatory.
• Minimum 3 + years of relevant experience
• Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred. (prior exp in any 2 compliances out 3 mentioned would be preferable)