Compliance Officer

Key Responsibilities

• Ensure compliance with IFSCA, SEBI, RBI, FEMA, and PMLA regulations for IFSC operations. 
• Develop and implement compliance policies, risk frameworks, and internal controls, updating them as needed.  
• Manage licensing, regulatory approvals, compliance inspections, and cross-border transactions in line with tax frameworks. 
• Oversee AML, CFT, KYC, and FATCA compliance to maintain financial integrity. 
• Conduct audits, compliance reviews, and risk assessments, ensuring a strong governance and risk framework. 
• Prepare and submit regulatory reports to IFSCA, SEBI, and RBI 
• Oversee board and investor reports for transparency. 
• Conduct compliance training and review policies, procedures, contracts, and marketing materials for adherence. 
• Investigate compliance breaches and implement corrective actions.