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Associate, Quality Control, Client Onboarding and Reference Data Services, Risk, Regulatory & Resilience

3 - 5 years

0 Lacs

Bengaluru Karnataka India

Posted:2 months ago| Platform: Linkedin logo

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Skills Required

onboarding data risk support transactions controls documentation testing checks reports management analysis analyze metrics service communication excel zones power alteryx diversity recruiting

Work Mode

On-site

Job Type

Full Time

Job Description

We’re seeking someone to join our team as a Associate in Client Onboarding & Reference Data Services (CORDS) to support the KYC CDD Refresh team in Bengaluru which is responsible for managing the refresh program across global jurisdictions. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is an Team Specialist position at Associate level within Core Services, which is responsible for performing and managing product-agnostic and centralized operational services across several businesses and products. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What You'll Do In The Role Quality Control Specialists are expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation Performing quality control testing and driving process improvements Reviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients) Raising and escalating potential quality assurance, process or policy issues Reviewing data and documentation to ensure they meet regulatory requirements Providing status reports and escalating issues to management, as appropriate Partnering with the KYC production team to collect required documents and associated information to meet all regulatory and internal polices Act as a subject matter expert on required AML/ KYC documents and process Share knowledge and experience with team members to ensure a consistently high level of performance Leading detailed analysis with line staff and wider Ops groups to proactively identify, analyze and quantify manual inefficiencies and determine how pro cesses can be improved with available resources and tools What You'll Bring To The Role Bachelors degree Minimum 3 to 5 years experience working in an AML/KYC role required – Checker / QA Strong ability to meet quality and performance metrics agreed under QA service level agreements Proficiency level of English knowledge, Excellent written and verbal communication skills Outstanding attention to detail Professional computer skills (including Excel), quick adaption to new systems Understanding of the regulatory landscape Ability to interact effectively with others across departments, regions and time zones Advanced skills in Microsoft Office applications Understanding of Power BI, Alteryx Previous employment in a multi-national organization Experience in the financial industry or equivalent background What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents. Show more Show less

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Morgan Stanley

Financial Services

New York NY

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