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Associate Manager - Compliance (Share.Market)

3 - 6 years

3 - 6 Lacs

Bengaluru / Bangalore Karnataka India

Posted:3 weeks ago| Platform: Foundit logo

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Skills Required

Compliance Management Stock Broking Regulatory Reporting sebi regulations Internal Audit

Work Mode

On-site

Job Type

Full Time

Job Description

Key deliverables: Support compliance for stock broking aligned with SEBI and exchange regulations. Conduct periodic compliance reviews and assist in internal audits. Ensure accurate and timely regulatory submissions. Contribute to policy updates based on evolving regulatory requirements. Role responsibilities: Implement and monitor compliance frameworks for broking operations. Coordinate with business units to resolve compliance issues. Assist during regulatory inspections and manage stakeholder interactions. Maintain awareness of regulatory changes and support process enhancements.

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