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Associate Manager - Compliance (Share.Market)

2 - 7 years

3 - 6 Lacs

Bengaluru / Bangalore, Karnataka, India

Posted:3 weeks ago| Platform: Foundit logo

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Skills Required

internal audits Key deliverables compliance monitoring stock broking operations Regulatory Reporting sebi regulations

Work Mode

On-site

Job Type

Full Time

Job Description

Key deliverables: Support implementation of compliance frameworks and regulatory controls Conduct compliance checks and assist in internal audits Ensure timely SEBI and exchange-related regulatory reporting Track regulatory updates and assist in policy and process revisions Role responsibilities: Address business team compliance queries and concerns Assist in managing regulatory inspections and documentation Collaborate across teams to maintain operational compliance Analyze compliance data and prepare required reports

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