Associate III - Platform control & Support - PCVM

5 - 7 years

7 - 8 Lacs

Posted:16 hours ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

As a Senior Analyst, you will play a key role in delivering a robust control environment and providing support to Investment Teams to ensure effective pre- and post-trade mandate restriction monitoring. This includes overseeing complex tasks, handling ad-hoc requests, and ensuring timely and accurate delivery of daily operational activities in a fast-paced environment.

Key Responsibilities

  • Investment Restriction Compliance Management

  • Oversee daily reviews of overnight violation monitoring; escalate and track issues through to resolution.

  • Investment Desks, Product, and Client Executives

  • Aladdin

  • mandate investment guideline onboarding and change activities

  • Process and capture commitments sourced from IMAs, regulations, or internal teams.

  • Collaborate with internal teams and vendors to ensure best practices and a consistent control environment.

  • Respond to audit, regulator, and client queries, ensuring timely and accurate delivery of responses.

  • Identify process gaps, troubleshoot issues, and communicate risks while proposing effective solutions.

  • new markets, instruments, or mandates

  • Coach and mentor junior team members, ensuring training materials and procedures remain current.

Mandatory Skills

  • Investment Restriction Monitoring

  • Aladdin

  • investment guidelines, regulatory compliance

  • Microsoft Excel

  • communication and stakeholder management

  • attention to detail

  • Demonstrated ability to work under pressure and meet strict deadlines in a fast-paced environment.

  • leadership and mentoring

Good to Have Skills

  • investment restriction regulations

  • change initiatives

  • regulatory audits or client visits

  • risk assessment, policy setting, and control frameworks

  • broader investment products

  • data management and automation


Required Skills

Mandate life cycle,Legal and regulations,Investment Management

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