Vice President

Job Description

JOB DETAILS Position: Vice President/Senior Vice President Chief Regulatory Officer ( CRO) Location: Mumbai, India Salary : Industry Standards Qualification: Any graduation Experience: 18+ Years of Experience Detailed Job description: • To ensure Compliance with Byelaws, Rules and various applicable Regulations. • To oversee Exchange systems in order to ensure compliance with SEBI SECC Regulations, all Applicable laws and regulations • To interface regularly with internal and external stakeholders and manage relationships with other Exchanges, SEBI and other regulatory bodies • To oversee the critical regulatory functions like Compliance, Surveillance, Investigation, • Listings, Investor Grievances, Arbitrations, Investor Protection Fund, Member Regulations and Inspections • To spearhead all SEBI Inspection / Regulatory Audits • To Work closely with internal business leaders and Legal to evaluate and interpret the regulatory impact of ongoing and proposal rule and regulations • To Represent the Exchange at external meetings and conferences on regulatory matters. • To Set Regulatory policies, procedures, SOPs for the Exchange • To formulate and implement the Regulatory Budgets • To ensure market surveillance activities are properly executed by the Surveillance team. • To Review and approve disciplinary proceedings against members Candidate Profile: Candidate should be a Chartered Accountant / Company Secretary /LLB/ MBA/Post Graduate in Finance/Economics with minimum 20 Years of experience in Capital Markets • Candidate with degree in Law shall be preferred • This is a Key Managerial Personnel (KMP) position. At least Five years of experience, preferably in a key regulatory leadership role in an Exchange / Clearing Corporation / Depository / Broking Firm • Thorough knowledge and understanding of Capital Markets and Applicable Regulations • Excellent communication, presentation and interpersonal skills Show more Show less