Senior Executive - Internal Auditor

Job Description

Designation - Line Compliance Senior Executive

Job function - Non financial audit/ SOX audit

Candidate should have internal audit experience

Job mode - Work from office (Info Park, Kochi)

This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.

1-Ensures adherence of the Operational & Process related controls, compliance for service delivery requirements, fraud risk assessment, Client contractual terms, policies, rules and procedures in Client area

2- Coordinate & support compliance activities in client area

3- Conduct periodic Fraud risk, testing of process controls, service delivery compliance reviews/ audits

4- Provide support and guidance to operations during internal/external audits

5- Monitor, and as necessary, coordinate compliance activities of operations with other enabling departments/compliance teams

6- Act as an independent reviewer and evaluation body to ensure that compliance Issues/concerns within client area are being appropriately evaluated, investigated and resolved.

7- Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future

8-Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts

9- Provide consultancy on risk, regulatory/contractual/policies & procedures compliance areas

Education Requirements

• Mandatory - Commerce Graduate/Postgraduate in Commerce - 15 Yrs of Education
• CA / CS Inter is preferred
• Excellent on MS Office Diploma holder would be preferred
• Relevant Domain Certifications such as ISO would be preferred
• Any other audit related certification will be preferred

Work Experience Requirements

Minimum 2 - 4 Yrs of relevant work experience in F&A Risk & Compliance, Service Delivery/Operations

Primary Internal Interactions

- AM/LAM

- Mangers/Sr Manger

- AVP/ VPs

- Internal Audit and

- Corporate Compliance Team

- ISG/BCM team

Primary External Interactions –

• Client
• External auditors

Process Specific Skills

• Good F&A domain knowledge – Procure to pay, Order to cash, Record to report & Financial reporting.
• Auditing skills and eye for detail
• Ability to work in a continually challenging environment
• Decision making ability

Soft Skills (Minimum)

• Good organizing skills and ability to work independently with strict deadlines
• Good Communication skills and written English
• Commitment
• Effective Planning and prioritizing abilities to execute everyday responsibilities.

Soft skills (Desired)

• Adaptable & Flexible
• Good communication skills