Senior Compliance Manager-Compliance Testing

10.0 years

0.0 Lacs P.A.

mumbai, maharashtra, india

Posted:1 week ago| Platform: Linkedin logo

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Skills Required

compliancetestingstrategiesdatareportsengagementregulationscommunicationmanagementsupportpresentation

Work Mode

On-site

Job Type

Full Time

Job Description

Job Requirements Job Requirements Role/Job Title : Senior Compliance Manager – Compliance Testing Function/Department: Compliance Job Purpose Responsibilities typically include designing testing strategies, conducting reviews, analyzing data, preparing reports, continuous engagement with stakeholders to ensure suitable corrective action. Strong knowledge of banking regulations, good communication skills, and the ability to manage a team are key attributes required necessary for this role. Roles & Responsibilities Preparation of Annual Compliance Testing Plan. Carry out Compliance Testing for underlying functions as per the Annual Compliance Testing Plan. Carry out a review for new products launched by the Bank on completion of 6 months of launch. Carry out the testing of assigned branches. Prepare draft observations and discuss with the concerned stakeholders and obtain Management Responses. Work with relevant stakeholders to ensure timely closure of actions. Maintaining MIS of open observations tracker along with ageing and due dates. Support in preparation of MIS for presentation in various Committees. To ensure that the team is adhering to the plan and scope coverage is adequate. To review the observations raised by the team and work with stakeholders on devising an action plan. Engaging with the team closely and guiding them to deliver them effectively. Any other work incidental to the role. Require candidate with an experience in IT/ ISG who can support us in IT related areas. Education Qualification Graduation: Any graduate Post-graduation: Any post - graduate Experience: 5 – 10 years of relevant experience in compliance testing. Show more Show less

Banking and Financial Services
Chennai

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