Senior Audit Associate

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking audit team. As a Commercial and Investment Banking Senior Audit Associate in our Internal Audit team based in Mumbai, you will provide coverage of Commercial and Investment Banking Securities Services business activities, including Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency. Your role involves evaluating the adequacy and effectiveness of the control environment across regions through a risk-based audit coverage program managed by a team of business and technology audit specialists. You will be engaged in audit activities, performing and documenting audit testing, and collaborating closely with global Audit colleagues and business stakeholders. Your judgment will be crucial in enhancing internal controls and gaining a comprehensive understanding of key Commercial and Investment Banking central functions, controls, and the related regulatory landscape. Your responsibilities include participating in all aspects of audit activities, such as risk assessments, audit planning, control evaluation, issue drafting, and verification of issue closure. You will work closely with Commercial and Investment Banking Audit colleagues to identify emerging control issues and make timely reports to Audit management and business stakeholders. Developing recommendations to strengthen internal controls, improving operational efficiency, and seeking opportunities for continued learning are key aspects of your role. To excel in this position, you must have a minimum of 7 years of internal or external auditing experience and a Bachelor's degree or relevant financial services experience. You should be adept at evaluating internal controls, applying internal audit methodology, and presenting complex issues to senior management effectively. Strong interpersonal skills, analytical abilities, and the capacity to multitask and prioritize effectively are essential. Additionally, being enthusiastic, self-motivated, and capable of working well individually and in teams will contribute to your success. Preferred qualifications include being a Chartered Accountant or equivalent, a Certified Internal Auditor, or holding an Advanced Degree in Finance or Accounting. Relevant working experience in Investment Banking business is also advantageous. Stay informed about industry and regulatory changes, and demonstrate technical competency to excel in this challenging yet rewarding role. Join us in our mission to strengthen internal controls and enhance audit effectiveness within the Commercial and Investment Banking sector.,