45 Audit Methodology Jobs

Job Description: Internal Audit at Medline provides independent and objective assurance and consulting services to management, aimed at enhancing and safeguarding organizational value. The team employs a systematic, disciplined approach to assess and improve the effectiveness of risk management, internal controls, and governance processes, all in support of Medline's overarching mission to make healthcare run better. As the Lead - Internal Audit at Medline, your role is pivotal in executing the annual audit plan approved by the Audit Committee. You will work closely with Internal Audit (IA) Leadership and company management to conduct financial and operational audits. Your responsibilities include identifying control gaps, unmitigated risks, compliance issues, and opportunities for process improvement while maintaining independence and objectivity. Your core job responsibilities will include: - Supporting the execution of individual audits by performing risk assessments, scoping, audit planning, control testing, and communicating fieldwork results to IA Leadership and process owners - Developing an understanding of business processes and associated risks - Sharing audit findings, providing recommendations and insights to enhance Medline's control environment - Composing audit issues for formal audit reports to management based on fieldwork findings - Staying updated on audit/accounting standards, emerging industry, and regulatory risks - Collaborating with process owners, reviewing remediation activities, and monitoring the status of audit issues - Upholding the highest standards of professionalism and independence - Mentoring and training internal auditors and new team members - Supporting department and division initiatives - Conducting follow-ups on management responses from prior audit reports, documenting and communicating review results to audit and client management - Assisting in drafting audit reports and presenting audit results to the audit team Qualifications required for this role: - 7-10 years of Big 4 assurance, internal auditing, accounting, or controllership experience at multinational companies - Experience in the life science, distribution, or manufacturing industry - CA or equivalent, CIA, CFE, CISA certifications Additional details of the company were not provided in the job description.,

As an experienced audit professional, you have the opportunity to unlock your potential by joining our Commercial and Investment Banking Audit team. Based in Mumbai with a focus on North America Commercial Investment Banking Dodd-Frank/Volcker Compliance Audit team, you will play a crucial role in audit engagements, conducting and documenting audit testing, and collaborating closely with global Audit colleagues and business stakeholders. Your responsibilities will involve enhancing internal controls through your judgment, gaining a comprehensive understanding of key CIB central functions, and navigating the Dodd-Frank/Volcker regulatory landscape. You will be part of the North America Commercial Investment Banking Compliance Audit team, which oversees audit coverage related to Commercial Investment Banking's regulatory compliance controls, including Dodd-Frank swaps, security-based swaps, Volcker regulations, and other areas in global, product-aligned, and/or legal entity-aligned audits. Engaging across various Lines of Business and Corporate Functions will be essential for certain processes and controls. Your key responsibilities will include participating in all audit activities, collaborating with senior auditors and audit managers, identifying emerging control issues, offering recommendations to strengthen internal controls, and actively pursuing self-development opportunities. Building strong relationships with stakeholders, demonstrating technical competency, and staying updated with regulatory and industry developments will be critical aspects of your role. To qualify for this position, you should have a minimum of 5 years of internal or external auditing experience, a Bachelor's degree or relevant financial services experience, and proficiency in internal audit methodology. Strong analytical skills, interpersonal abilities, and a proactive approach to learning and development are highly valued. Preferred qualifications include being a Chartered Accountant or equivalent, Certified Internal Auditor, or holding an Advanced Degree in Finance or Accounting, along with exposure to Dodd-Frank/Volcker regulatory compliance processes. If you are enthusiastic, self-motivated, and eager to grow in your career while making a significant impact in the audit field, we encourage you to apply for this exciting opportunity to contribute to our dynamic Commercial and Investment Banking Audit team.,

As a highly dedicated professional with impressive credentials and driven by new challenges and growth opportunities, you will be a valuable addition to our team. We are looking for a team player who believes in providing world-class client service and is interested in becoming immersed in various industries. If you are seeking a work environment that values and promotes camaraderie, collaboration, and giving back to the community, then this opportunity is for you. In this role, you will have the chance to contribute to the 16th largest professional services firm in the US. Our unique culture values collaboration in everything we do, and you will be part of a team of professionals driven by a sense of excellence, integrity, commitment to lifelong learning, respect for one another, adaptability, and making a difference. Join a network of 2,700 professionals committed to a diverse and inclusive workplace and giving back to the communities in which we live and work. You will have access to varied career paths supported by strong professional development programs and resources, as well as a flexible work environment with competitive benefits. Your responsibilities will include executing internal audits and SOX engagements alongside management, identifying and assessing risks in financial reporting, performing process walkthroughs, documenting process flows through narratives and flowcharts, preparing Risk Control Matrices, creating test plans, testing the operating effectiveness of key controls, identifying control deficiencies, writing and communicating recommendations and internal audit reports to client management, monitoring progress, and keeping key stakeholders informed about progress and expected outcomes of engagements. It is essential to actively pursue continuing professional education in line with industry standards and career development. To qualify for this role, you should have a BS Degree in Accounting or Finance-related field, at least 3 years of direct audit or governance experience (public or private), knowledge of audit methodology and application controls, familiarity with Sarbanes-Oxley Act, PCAOB, COSO, and IIA Standards, proficiency with Microsoft Office Suite (including Powerpoint, Visio is a plus), proficiency with Workiva, ServiceNow, OnSpring, or other audit tools (a plus), and professional certifications such as CA, CIA, CPA, and/or MBA are preferred. You should be an analytical thinker with strong conceptual and problem-solving skills, have meticulous attention to detail, the ability to multi-task, work under pressure, meet deadlines, work independently, and as part of a team, and possess excellent documentation and communication skills. Join us at CohnReznick and imagine more for your career growth and development. Apply now and be a part of our dynamic team!,

As an IT SOX Control Analyst, you will play a crucial role in ensuring the effectiveness of IT and finance controls within the organization. Working closely with internal and external auditors, you will focus on conducting audits and monitoring compliance to uphold the highest standards of SOX compliance. Your commitment to rigorous oversight and continuous improvement will help safeguard the integrity and reliability of key processes. In this role, you will be responsible for carrying out audits of Sarbanes Oxley controls, including performing process walkthroughs, testing the design and effectiveness of IT General Controls (ITGCs), and assisting with the testing of IT Application Controls (ITACs). You will also follow up on remediation actions with deficiency owners, support monitoring and reporting of testing status, and escalate issues/deficiencies to senior management. Additionally, you will collaborate with external and internal auditors to deliver effective SOX compliance, review SOC1 reports from third-party vendors, and support the creation of training materials for control owners to promote awareness and adherence to SOX requirements. Your role will also involve exploring best practices, simplifying existing Sarbanes Oxley controls, and supporting the One Fusion project from a control perspective. To be successful in this role, you should have at least 4 years of IT audit/assessment experience, including experience with SOX in ITGC and ITAC, preferably in major ERPs like Oracle. A degree in BS Engineering/Computer Science or equivalent experience is preferred, along with Big 4 experience and a CISA qualification. You should have a solid understanding of audit methodology, enterprise technology infrastructure, agile application development, and IT architecture. Strong project management skills, the ability to work both independently and as part of a team, and excellent communication skills are essential for this role. You should also be detail-oriented, self-motivated, and able to work in a fast-paced environment. Proficiency in Microsoft Office products, especially Excel, is required. At Elsevier, we value work-life balance and offer various benefits such as comprehensive health insurance, flexible working arrangements, employee assistance programs, and more to support your well-being and long-term goals. Working in a UK shift, you will have the opportunity to contribute to advancing science and improving health outcomes on a global scale.,

Understanding engagement objectives and assisting the engagement manager in preparing the plan and testing procedures to meet the review objectives. Gaining detailed understanding of relevant IT and business processes systems and controls. Leading performance of cyber risk assessments and controls evaluations. Identification of areas for leveraging data analytics. Performing engagements in accordance with the planned scope/ risk areas aligned with budget expectations. Assists in tracking and reporting project status and milestones. Adhering to Corporate Audit Methodology and documentation requirements at all times. Supervising executives / junior executives in the team driving their accountability and timely execution of each engagement. Pro-actively guide and ensure knowledge sharing within team. Ensure that the documentation of work papers thoroughly supports and validates the audit activities and findings. Assisting in the assessment of identified gaps and areas for improvement and evaluating their significance and potential business impact. Propose remediation steps that are practical and reasonable. Driving discussions/agreements on detailed audit findings with the audit team and management prior to final report issuance to ensure clear understanding and consideration about the noted issues and the related actions to be implemented. Preparing audit reports/memos highlighting key risk exposures noted issues assist in overall conclusion and agreed upon corrective actions. Following up with process owners for timely implementation of MAPs and escalating if required. Building good working relations with key stakeholders Ensuring timely and accurate time tracking Continuously focus on self-development by attending trainings seminars and acquiring relevant certifications. Certifications Required CISA CISSP CISM Contact Person- Prernaraj Email-prernaraj@gojobs.biz

As an Associate Director - Audit, you will be responsible for overseeing audit engagements from pre-audit scoping to the conclusion of deliverables. Your key tasks will include identifying audit risks, evaluating clients" internal control structure, executing audits, and reporting directly to the partner. You will play a crucial role in planning and administering audit assignments, ensuring they are completed to a high standard within agreed timelines. Maintaining thorough audit documentation and effectively managing a team will also be part of your responsibilities. A successful candidate for this role must be highly motivated, dedicated to providing excellent client service, and capable of delivering work that meets professional standards. You will be expected to independently handle and manage clients within the assurance division under the direct supervision of the partner. Flexibility to travel as needed is essential for this position, along with a focus on business development initiatives. To excel in this role, you should possess expert knowledge of business processes, accounting principles, reporting requirements, and audit methodologies. Familiarity with Indian Accounting Standards (Ind-AS), Standards on Auditing (SAs) under Indian GAAP, and reporting under different GAAPs, including IFRS, is crucial. A solid understanding of direct and indirect taxes, corporate laws, and experience in managing teams and client relationships is necessary. Exposure to ERP systems like Tally and SAP, along with strong communication skills and proficiency in English, will further support your success in this role. The ideal candidate for this position should hold a Chartered Accountant (CA) qualification with 4-5 years of post-qualification experience. The location for this role is Paschim Vihar, Delhi.,

Sudit K. Parekh & Co. LLP (Formerly Sudit K. Parekh & Co.) is an esteemed audit and tax practice established in 1962 with its headquarters in Mumbai. We are registered with the Institute of Chartered Accountants of India (ICAI) and have expanded into a multi-location and diversified organization. Our services include advisory, assurance, and tax services for a wide range of clients, such as Fortune 500 companies, multinationals, and privately held businesses. As a highly valued member of our team, your responsibilities will encompass various aspects of statutory audit assignments. You will be expected to execute these assignments independently, oversee a team, conduct training and research activities, and act as a Single Point of Contact (SPOC) for clients. A strong technical knowledge base is essential for the successful execution of assignments, along with a willingness to learn and apply the firm's methodologies. Effective communication with clients and coordination with internal service teams are also key components of the role. In addition to your core responsibilities, you will be responsible for managing client relationships, internal audits, and working on non-standard assurance engagements. The role may require travel to different locations as per business requirements. We are seeking a Chartered Accountant with 0-1 years of post-qualification experience, who possesses in-depth knowledge of business processes, accounting, reporting, and audit methodologies. Familiarity with accounting standards, reporting under IFRS, direct and indirect taxes, and corporate laws is essential. The ideal candidate should have strong team management skills, excellent analytical abilities, and proficiency in communication. Experience with ERP systems such as Tally, SAP, or JDE is preferred. Our hiring process will involve technical and HR interviews, as well as technical and behavioral assessments. We believe that our people are our most valuable asset, and if you share this belief, we look forward to meeting you and potentially welcoming you to our team. For more information about us, please visit https://suditkparekh.com.,

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Join Team Amex and let's lead the way together. American Express Internal Audit Group (IAG) has reinvented our audit process and is leading the financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and Auditor of the Future initiatives. Each uniquely support our Winning Aspiration to be a world class internalaudit function that: Provides data-driven and technology-enabled assurance Delivers timely risk insights that are business-aware and forward-looking Supports our colleagues with experiences that prepare them to be enterprise leaders Collectively, IAG's strategic initiatives, combined with our greatest asset - our people - enable IAG to utilize advanced data analysis capabilities, provide greater and continuous assurance, and help ensure quality products and services are provided to American Express customers. IAG's innovative Data-Driven Continuous Auditing approach has led to patent-pending technology assets over our uniquely developed audit methodology and technology enablers. We are looking for those who share our mission and aspirations and are passionate about the use of data and technology in a collaborative, people-focused environment. About the Internal Audit Group at American Express Our Internal Audit Group is a worldwide function with 300+ team members and offices across nine countries within American Express. Our mission is to protect and enhance organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the company manages risk. We are committed to growing our audit staff significantly as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit teams align to key risk areas and business units to ensure IAG can provide comprehensive and risk-based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards regulatory relations reporting training and professional development and key internal capabilities and technologies. About the Role: Our Internal Audit Group (IAG) is seeking an eager Audit Manager to be part of the IAG's Resource Centre of Excellence being set-up in India. In this role, the ideal candidate will be responsible forassisting on multiple audit portfolios across IAG. This is an exceptional opportunity for you toshowcase and further expand your audit skills, and knowledge! About the Team: IAG's Resource Centre of Excellence in India will span across multiple audit portfolios within IAG. The Resource Centre of Excellence team is expected to work with global and regional audit teams to assist on audits across various risk pillars within American Express. The team's shift timing will have some overlap with other regions, including US, EMEA and LACC. IAG is heavily focused on utilizing a data driven auditing approach across all audit portfolios. The Key Responsibilities of the role include: Participate as a key team member on global and regional audit projects responsible for assisting with annual planning and owning core audit tasks, more complex areas and challenging workloads on successive assignments. Collaborate with audit teams to understand the data behind key processes, risk and controls to develop analytic control tests and analyze and interpret their results. Proficient use of automated work papers, analytics and other department and company tools. Monitor a portfolio of audit analytics, assess results & use data to tell the business story, and work with audit and business colleagues to validate findings. Evaluate results, synthesize audit findings across the project, draft audit reports and ensure effective and efficient execution of audits in conformance with professional and department standards, budgets, and timelines. Present audit objectives, scope, and results to senior management, clearly articulating the potential impact of control gaps in a highly professional and proficient manner. Assist audit leaders and other team members in accomplishing team objectives and producing results. Execute multiple simultaneous global audit projects of all sizes and complexity across multiple business areas including integrated audits that consider financial, operational, compliance and technology risk. Effectively coach, teach, mentor and develop junior colleagues and co-sourced resources across all aspects of their role, the audit and analytic lifecycle, and audit methodology. Effectively manage scheduling, utilization and performance management for the assigned team members. Maintain internal audit competency through ongoing professional development. Minimum Qualifications 7+ years of relevant audit experience within the financial Services Industry BA, BS, or equivalent degree in accounting or finance related field Knowledge and experience in the application of control theory and professional auditing practices including the audit lifecycle Understanding of regulatory, accounting, and financial industry best practices relevant to the business, including technology and data implications Ability to break-down a complex problem into components, solve them using data analysis, process knowledge and risk/control knowledge, and communicate results and control recommendations with transparency and integrity Strong written and verbal communication skills that deliver quality, actionable and beneficial feedback to management on potential control issues and solutions to close gaps. Effectively works independently, within a team and across teams in a fast-paced environment to drive business results, utilizing related project management skills, employing creative thinking, and the ability to work on competing priorities Preferred Qualifications Experience with technology control testing including interface inputs, reports, application security, business continuity and third parties Experience with using data analytic tools, data visualization, key risk indicators (KRIs), key performance indicators (KPIs), and scorecards / dashboards Background in information systems, data analytics or information technology Professional Certification (CIA, CPA, CISA or equivalent) Experience from big accounting firms or global internal audit functions We back our colleagues and their loved ones with benefits and programs that support their holistic well-being. That means we prioritize their physical, financial, and mental health through each stage of life. Benefits include: Competitive base salaries Bonus incentives Support for financial-well-being and retirement Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need Generous paid parental leave policies (depending on your location) Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law. Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.

You will be responsible for assisting remote audit engagements, including planning, fieldwork, and reporting, in accordance with auditing standards. Your role involves executing and delivering across various clients, understanding the engagement scope, and supporting the Manager in completing audit tasks within budget and on time. You will assist with risk assessment, scoping, walkthroughs, and documentation, performing tests of details (TOD) and tests of controls (TOC) in alignment with the relevant audit methodology and standards. It is essential to self-check your completed work to ensure high-quality deliverables. Reviewing financial statements and audit reports for accuracy and completeness will be part of your responsibilities. You are expected to identify and communicate audit issues to Audit Managers and provide suggestions for improvement. Maintaining up-to-date work schedules is crucial to ensure sufficient workload to meet utilization criteria. Additionally, you will participate in continuous knowledge-sharing sessions and collaborate with Managers to develop training content. This full-time position in the Outsourcing and Offshoring Consulting industry requires candidates with a CA/ACC qualification.,

Embark on a transformative journey as a Vice President with Barclays Internal Audit Quality Assurance. You will be a part of an independent team focused on delivering a Quality Assurance and Improvement Programme (QAIP) covering all aspects of internal audit activity. The mandate of Quality Assurance is to provide oversight of the quality and sustainability of the audit teams" output. Working with a diverse and global team, you will assess and report on the quality of Barclays Internal Audit's work across the audit lifecycle. As a Quality Assurance Vice President, you will support the Head of Quality Assurance and have opportunities to engage with senior members of internal audit to help drive a culture consistently focused on quality and excellence. Your key role will be to support Barclays Internal Audit function in maintaining high audit assurance standards and ensuring compliance with Barclays Group and Barclays Internal Audit policies, methodology, Institute of Internal Auditors (IIA) standards, and regulatory requirements. To be successful in the role of Barclays Internal Audit Quality Assurance, you should possess an expert understanding of audit methodology, risk, and control, as well as broad knowledge of internal auditing practices, standards, and regulations. Strong written and verbal communication skills are essential, demonstrating a collaborative approach across a range of stakeholders, including senior colleagues. Being a proven team player who supports colleagues to achieve team objectives and possessing critical thinking skills are also crucial. Additionally, practical understanding of Barclays" regulatory environment and knowledge of data analytics concepts and their applications are highly valued skills. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. The purpose of this role is to assess and uplift the quality of BIAs assurance and operational practices. Your accountabilities will include identifying and targeting areas of risk, contributing to the development of a risk-based plan for the QA, assessing the quality of assurance and effectiveness of operational practices, collaborating with stakeholders to develop quality initiatives and action plans, communicating results and recommendations, and monitoring compliance to regulatory standards and QA's section of the audit charter. As a Vice President, you are expected to contribute to setting strategy, driving requirements, making recommendations for change, planning resources, budgets, and policies, managing and maintaining policies/processes, delivering continuous improvements, and escalating breaches of policies/procedures. If the position has leadership responsibilities, you are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: Listen and be authentic, Energise and inspire, Align across the enterprise, Develop others. As an individual contributor, you will be a subject matter expert within your discipline, guiding technical direction, leading collaborative multi-year assignments, guiding team members through structured assignments, training, guiding, and coaching less experienced specialists, and providing information affecting long-term profits, organisational risks, and strategic decisions. You will advise key stakeholders, including functional leadership teams and senior management on functional and cross-functional areas of impact and alignment, manage and mitigate risks through assessment in support of the control and governance agenda, demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does, understand the organisation's functions comprehensively to contribute to achieving the business goals, collaborate with other areas of work for business-aligned support areas to keep up with business activity and strategies, create solutions based on sophisticated analytical thought comparing and selecting complex alternatives, and seek out, build, and maintain trusting relationships and partnerships with internal and external stakeholders to accomplish key business objectives using influencing and negotiating skills to achieve outcomes. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset to Empower, Challenge, and Drive - the operating manual for how we behave.,

As an experienced audit professional, you will join our Information Technology audit team to unlock your full potential. In the role of Corporate Technology (CT) Audit Vice President, you will be a key member of the Corporate Technology Audit team. Your primary responsibility will be to assess the adequacy of control environments across various corporate functions, including Global Finance, Corporate Treasury, Risk Management, Human Resources, Compliance, Legal, and the Corporate Administrative Office. This evaluation will be facilitated through a comprehensive audit program managed by an integrated team of technology and business audit specialists on a global scale. Your main duties will involve leading and participating in audit engagements, from planning to reporting, ensuring the delivery of high-quality outcomes in alignment with department and professional standards. You will work collaboratively with global Audit colleagues to identify emerging control issues early and communicate them promptly to Audit management and business stakeholders. Recognizing the confidential nature of Internal Audit communications, you will uphold strict confidentiality and information security standards as per firm policy. In addition to liaising with stakeholders, business management, and other control groups, you will finalize audit findings and provide an overall opinion on the control environment by offering recommendations to enhance internal controls. Effective communication of audit findings to management, identification of improvement opportunities in key controls, and execution of continuous auditing programs will be integral to your role. Furthermore, you will stay abreast of industry and regulatory changes, exploring opportunities for efficiency improvement through automation and embracing new technologies. To qualify for this position, you should have a minimum of 7 years of internal or external auditing experience, or relevant business experience, along with a Bachelor's degree or equivalent financial services experience. Proficiency in internal audit methodology, solid grasp of internal control concepts, excellent communication skills, and advanced analytical abilities are essential. Moreover, your interpersonal skills, adaptability to changing business priorities, and willingness to take on challenges will be crucial for success in this role. Willingness to travel when required is also expected. Preferred qualifications include CISA certification and an Advanced Degree in Computer Science or Information Systems.,

Responsibilities Audit senior associates provides timely, high quality client service as part of the client engagement teams serving large and small companies in a variety of industries. They will develop strong working relationships while working closely with teams to understand and solve clients' complex businesses and challenges. Experienced professionals serve our clients by: Understanding clients' needs and expectations, their business and industry, accounting and control systems, employees, company values and industry-related IFRS issues Developing and demonstrating an understanding of the RSM audit approach, methodology and tools Performing audit procedures and tests in accordance with the RSM audit methodology based overall audit plan, ensuring proper documentation of work performed. Identifying areas of risk and accounting and auditing issues; discuss with engagement teams to solve issues that arise. Researching technical accounting issues Developing industry expertise Preparing audit reports, and management letters Exercising professional skepticism, judgment and adhere to the code of ethics while on engagements Ensuring that documentation is compliant with quality standards of the firm Working collaboratively as a part of the team and communicate effectively with RSM audit professionals Provide supervision and development training for associates Taking ownership of assigned tasks and deliverables to ensure service excellence through prompt responses to internal and external clients Providing timely, high quality client service that meets or exceeds client expectations including coordinating the development and execution of the audit work plan and client deliverables Understanding RSM Canada and RSM Delivery Center's line of business service capabilities and work as a team in providing an integrated service delivery Ensuring professional development through ongoing education Participating in a range of projects and open to collaborate and work with multiple teams; demonstrating critical thinking, problem solving, initiative and timely completion of work. Required Qualifications Bachelors in Commerce/MBA Qualified Chartered Accountant / CPA / ACCA 2-4 years of relevant experience working in an accounting and audit related field Strong technical skills in accounting including IFRS Strong multi-tasking and project management skills Excellent verbal and written communication (English) as the position requires frequent communications with RSM International clients and the Canada based engagement teams Preferred Qualifications Experience in Non Assurance services (PCR) preferred. Strong Data Analytical skills including advanced Excel skills (Vlookups, pivot tables, and basic formulas), Word and PowerPoint

Embark on your transformative journey as an Internal Audit Vice President - Quality Assurance at Barclays. As part of an independent team within Barclays Internal Audit, you will focus on delivering a Quality Assurance and Improvement Programme (QAIP) which covers all aspects of internal audit activity. Your mandate will involve providing oversight of the quality and sustainability of the audit team's output. Working with a diverse global team, you will assess and report on the quality of Barclays Internal Audit's work throughout the audit lifecycle. In your role as a Quality Assurance Vice President, you will support the Head of Quality Assurance and have the opportunity to engage with senior members of internal audit to foster a culture that prioritizes quality and excellence. Your key responsibility will be to assist Barclays Internal Audit in maintaining high audit assurance standards while ensuring compliance with Barclays Group and Barclays Internal Audit policies, methodologies, procedures, Institute of Internal Auditors (IIA) standards, and regulatory requirements. To excel in the role of Internal Audit Vice President - Quality Assurance, you should possess an expert understanding of audit methodology, risk, and control. Additionally, you should have a broad knowledge of internal auditing practices, standards, and regulations. Strong written and verbal communication skills are essential, demonstrating a collaborative approach across various stakeholders, including senior colleagues. Being a proven team player who supports colleagues in achieving team objectives and exhibiting critical thinking skills are also crucial. Moreover, practical understanding of Barclays" regulatory environment and knowledge of data analytics concepts and their applications are highly valued skills. You may be evaluated on key critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. This role is based in either Pune or Chennai. As the Internal Audit Vice President - Quality Assurance, your primary purpose is to assess and enhance the quality of BIAs assurance and operational practices. Your key accountabilities include identifying and targeting areas of risk, contributing to the development of a risk-based plan for the QA, assessing the quality of assurance and operational practices, collaborating with stakeholders to develop quality initiatives and action plans, communicating results and recommendations, and identifying trends related to quality assurance. Vice President Expectations: - Contribute to or set strategy, drive requirements, and make recommendations for change. - Plan resources, budgets, and policies. - Manage and maintain policies/processes and deliver continuous improvements. - Advise key stakeholders and demonstrate leadership and accountability for managing risk. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive in their behavior and actions.,

As an Audit Manager at Sentient, an Ascend Company, you will play a pivotal role in managing a diverse portfolio of clients based in the United States. You will be the primary liaison between Sentient and the assigned clients, responsible for overseeing all Key Performance Indicators (KPIs) and the day-to-day operations of the clients. Your main focus will be on clients in the Construction industry, with additional responsibilities involving Employee Benefit Plans (EBP) or Not-for-Profit (NFP) organizations. Engagements will include Reviews, Audits, and Compilations, ensuring thorough and compliant execution. Your responsibilities will include managing a team of Seniors, Senior Associates, and Associates to deliver high-quality work in line with audit methodology and client expectations. Building and maintaining strong relationships with key client contacts, proactively managing workflow, and standardizing audit processes will be key aspects of your role. Additionally, you will be expected to identify opportunities for process improvement, provide guidance on technical matters, and contribute to team development through training and performance feedback. To qualify for this role, you should be a Qualified Chartered Accountant (CA) or Certified Public Accountant (CPA) with 5+ years of relevant work experience in US Audits for qualified candidates, and 7+ years for non-qualified candidates. Expert knowledge of US Generally Accepted Accounting Principles (GAAP) and Generally Accepted Auditing Standards (GAAS), as well as proficiency in audit tools and applications, are essential. Industry experience in Employee Benefit Plans (EBP), Healthcare, and Not-for-Profit (NFP) sectors is preferred. Your success in this role will be supported by your excellent communication skills, effective interpersonal abilities, project management expertise, and robust logical reasoning skills. You should also exhibit leadership qualities, a positive work culture, and the ability to form strong working relationships with colleagues globally. By leveraging your skills and experience, you will contribute to the growth and success of Sentient as a valued member of the team.,

Exciting opportunities to join a growing Internal Audit function at the prestigious London Stock Exchange Group (LSEG). LSEG is a diverse, and dynamic global organisation which has grown materially in recent years and has ambitious plans for future growth, including through the recently announced strategic partnership with Microsoft. As part of LSEG Internal Audit, you will have the opportunity to provide assurance and insights on transformation activities across the LSEG group. In line with the Groups expansion, Internal Audit is expanding too, recruiting highly experienced audit professionals to complement our outstanding existing team as we build an Internal Audit function fit for LSEGs new era. Be part an exciting journey! Role Purpose Supervises and actively contributes to the successful execution of a portfolio of technology change and transformation audits by ensuring that reviews are completed to a high-quality standard and that engagement reports provide assurance and contribute to improving LSEGs risk and control environment. Lead audits confidently, on time, to budget and manage audit risk. Monitor the audit teams progress and be the main point of contact with the team and audit partners to ensure the audit progresses in line with expectations. Help the audit team resolve and where applicable escalate issues and blockers to the Audit Director or Head of Audit timely. Complete supervisory reviews of the audit file timely and ensure quality of the file meets methodology expectations. Provide input to the Audit Director for any changes to the audit plan for both the quarterly refresh and the annual plan (inclusions and exclusions). Proactively write and share issues and report content with partners to gather feedback and ensure that final product is impactful and of high quality. Actively forward plan to identify hurdles in advance so that there is time to implement solutions and propose ways forward. Confidently manage audit partners and independently run audit partner meetings. Work with the team to keep the partners up to date with audit progress and findings to maintain our "no surprise" approach. Provide input to the Audit Director for developing the change audit approach and delivery toolkit. Role Responsibilities Develops an understanding of the key risks and risk drivers for the suite of transformation programmes across the Group; and ensures that the Audit Universe accurately reflects the business operations and that the risk assessments are up to date. Attendance at portfolio and programme boards to support the continuous risk assessment and monitoring of programmes. Leads a portfolio of technology focused change audits setting standards and driving on-time delivery at each stage of the engagement lifecycle. Supervises delivery of core components of audit engagements in line with Internal Audit Methodology with regards to integration and/or transformation change programmes Produces real time and impactful audit reports influencing partners to improve the control environment. Develops and maintains productive relationships across the business and across the audit function with a view to collating and assessing business information throughout the year and update the assessments of the risks. Supervises a team of auditors and uses active coaching and supervision to ensure quality. Coaches and motivates team members on the application of the Audit methodology and actively manages the performance of team members. Leverages standard methodology across the Audit function. Contributes to central initiatives within Internal Audit and supports delivery of training. Minimum Requirements Degree or equivalent, and relevant professional qualification Experience in IT audit, risk management and programme assurance or similar roles with a focus on technology transformation and/or qualifications in change and project management methods Broad proven experience required in assurance delivery and supervision. SME technical knowledge for change and transformation. Experience of the following audit coverage is desirable; Leading transformation audits / in-flight reviews Auditing agile development Auditing product development including data migration, testing, release management and testing Familiar with programme deliver principles Coverage of cloud transformation/migration Experience of transformation/programme financial management (e.g. capital allocation, budget and cost tracking, benefits measurement) Experience of data management and governance (ownership, usage, mapping, compliance) Knowledge of cloud architecture/security is desirable Extensive stakeholder management experience at a senior level. This role will engage with senior programme sponsors. Experience in a fast-paced international and regulated organisation is desirable Strong communication and collaboration skills Continuous improvement attitude LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership , Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions. Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth. Together, we are aiming to achieve this growth by accelerating the just transition to net zero, enabling growth of the green economy and creating inclusive economic opportunity. LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives. We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyones race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what its used for, and how its obtained, your rights and how to contact us as a data subject. If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice. Show more Show less

As an experienced audit professional, you will be joining our Commercial and Investment Banking audit team in Mumbai. Your role will involve evaluating the control environment of various business activities such as Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency across different regions. You will work with a team of specialists to implement a risk-based audit coverage program. Your responsibilities will include participating in all aspects of audit activities, collaborating with senior auditors and audit managers, identifying control issues, developing recommendations for internal control improvements, and staying updated on industry and regulatory changes. You will also be expected to take ownership of your self-development, build strong relationships with stakeholders, and demonstrate technical competency. To be successful in this role, you should have a minimum of 7 years of auditing experience, a Bachelor's degree or relevant financial services experience, and a solid understanding of internal controls. Excellent communication and presentation skills, strong interpersonal and influencing skills, and the ability to prioritize effectively are essential. Preferred qualifications include being a Chartered Accountant, Certified Internal Auditor, or having an Advanced Degree in Finance or Accounting, along with relevant experience in Investment Banking business. If you are enthusiastic, self-motivated, effective under pressure, and willing to take personal risk and accountability, and enjoy working both independently and as part of a team, this role could be a great fit for you.,

As a Junior Specialist at Novartis Healthcare Private Limited, your role involves partnering with Business Stakeholders and TT Strategic Business Partners to deliver projects and operations within the assigned business sub-capability. Your major accountabilities include executing solution implementation based on technology and delivery strategy, partnering with DD&IT Partners for demand analysis and solution evaluation, and delivering products within budget, compliant, secure, and with quality. You will be responsible for ensuring that services, solutions, platforms, and products are fit for purpose, meet the desired business value and impact, and run efficient DevOps for optimal performance. Following governance structures for projects and operations, tracking and reporting against agreed success factors and KPIs, and adhering to Security and Compliance policies are also key aspects of your role. Your performance will be measured based on agreed KPIs, launch of innovative technology solutions, business impact and value generated, adoption of Agile practices, operations stability, and customer experience feedback. As a Digital & Technology Savvy professional, you are expected to have expertise in various technical skills such as Audit Methodology, Business Case Development, Data Management, IT Solution Architecture, and project management models. Novartis values diversity and inclusion, aiming to create an inclusive work environment and diverse teams that represent the patients and communities served. The company is committed to providing reasonable accommodation to individuals with disabilities during the recruitment process. If you require accommodation, please reach out to diversityandincl.india@novartis.com. By joining Novartis, you will have the opportunity to contribute to helping people with diseases and their families by collaborating with a community of smart and passionate individuals. If you are ready to create a brighter future and be part of a network that supports breakthrough innovations, Novartis is the place for you. Explore suitable career opportunities and benefits offered by Novartis to thrive both personally and professionally. Join the Novartis team in Hyderabad, India, and be part of the Technology Transformation division in a full-time regular employment role without shift work requirements. If you are interested in being part of a company that values innovation, diversity, and community, Novartis Healthcare Private Limited invites you to apply and be part of a team dedicated to changing patients" lives for the better.,

Key Accountabilities and Main Responsibilities Support the Internal Audit Team to contribute to the development of an annual IA plan that covers the whole group. Follow the IA methodology and from time to time contribute to the maintenance and improvement of the framework and methodology. Build the profile of the team in the organisation and develop strong relationships with key stakeholders (particularly stakeholders in India). Work with the Audit Teams in other locations to support Internal Audit s goals of global coverage and independence. This will require the Senior Internal Auditor to act independently of local management. Complete or contribute to IA fieldwork and reporting as required (noting some reviews may be stand alone and some reviews may be global or cover multiple jurisdictions). Provide constructive recommendations focused on internal control as well as value add recommendations to help the business achieve its objectives. Prepare clear, concise and timely audit reports (including times where the Senior Auditor is contributing to audit reports that cover multiple jurisdictions). Support the oversight of co-source IA activity in India, where applicable. In conjunction with the Head of Internal Audit, initiate new audits by engaging management, drafting audit Terms of Reference (Scope) and seeking executive/management approval to commence each review. Maintain effective relationships with management including agreement of audit terms of reference, clearance of audit reports (including appropriate management actions) and offering management on-going support and guidance where appropriate. Assist in coordinating and executing the Internal Audit follow up of overdue actions. Assist the Head of Internal Audit with the preparation of audit reporting for risk committees, the executive and the Group Audit Committee Experience & Personal Attributes Five plus years of relevant experience in an Internal Audit environment including IT technology audit within a professional services firm or a financial services context. Experience working for a multinational would be would be desirable but is not essential. As this would be the first (only) in-house technology related audit role in Link the applicant would need to have sufficient experience to contribute to our Internal Audit Plan for technology as well as to lead and execute technology related audits (noting that some specialised audits would still be completed by third parties). Strong written and verbal communication skills Strong stakeholder management experience and ability to interact with stakeholders at all levels. Understanding of technology internal controls and a desire to deliver quality audit outcomes Ability to work independently as well as ability to work with other team members in other locations as required Understanding that this role involves the completion of audit testing/fieldwork with no or limited assistance from junior staff. The candidate may be required to work under the direction of staff from other jurisdictions to fulfill audit objectives. Prepared to undertake a level of domestic travel (Likely less than 20 days per year) Prepared to support end to end audit processes including planning, execution, follow up of outstanding audit items and reporting to management and the Board. Tertiary qualifications relevant to information technology (e.g. CISA etc)

Key Accountabilities and Main Responsibilities Support the Internal Audit Team to contribute to the development of an annual IA plan that covers the whole group. Follow the IA methodology and from time to time contribute to the maintenance and improvement of the framework and methodology. Build the profile of the team in the organisation and develop strong relationships with key stakeholders (particularly stakeholders in India). Work with the Audit Teams in other locations to support Internal Audit s goals of global coverage and independence. This will require the Senior Internal Auditor to act independently of local management. Complete or contribute to IA fieldwork and reporting as required (noting some reviews may be stand alone and some reviews may be global or cover multiple jurisdictions). Provide constructive recommendations focused on internal control as well as value add recommendations to help the business achieve its objectives. Prepare clear, concise and timely audit reports (including times where the Senior Auditor is contributing to audit reports that cover multiple jurisdictions). Support the oversight of co-source IA activity in India, where applicable. In conjunction with the Head of Internal Audit, initiate new audits by engaging management, drafting audit Terms of Reference (Scope) and seeking executive/management approval to commence each review. Maintain effective relationships with management including agreement of audit terms of reference, clearance of audit reports (including appropriate management actions) and offering management on-going support and guidance where appropriate. Assist in coordinating and executing the Internal Audit follow up of overdue actions. Assist the Head of Internal Audit with the preparation of audit reporting for risk committees, the executive and the Group Audit Committee Experience & Personal Attributes Five plus years of relevant experience in an Internal Audit environment including IT technology audit within a professional services firm or a financial services context. Experience working for a multinational would be would be desirable but is not essential. As this would be the first (only) in-house technology related audit role in Link the applicant would need to have sufficient experience to contribute to our Internal Audit Plan for technology as well as to lead and execute technology related audits (noting that some specialised audits would still be completed by third parties). Strong written and verbal communication skills Strong stakeholder management experience and ability to interact with stakeholders at all levels. Understanding of technology internal controls and a desire to deliver quality audit outcomes Ability to work independently as well as ability to work with other team members in other locations as required Understanding that this role involves the completion of audit testing/fieldwork with no or limited assistance from junior staff. The candidate may be required to work under the direction of staff from other jurisdictions to fulfill audit objectives. Prepared to undertake a level of domestic travel (Likely less than 20 days per year) Prepared to support end to end audit processes including planning, execution, follow up of outstanding audit items and reporting to management and the Board. Tertiary qualifications relevant to information technology (e.g. CISA etc)

Key Accountabilities and Main Responsibilities Support the Internal Audit Team to contribute to the development of an annual IA plan that covers the whole group. Follow the IA methodology and from time to time contribute to the maintenance and improvement of the framework and methodology. Build the profile of the team in the organisation and develop strong relationships with key stakeholders (particularly stakeholders in India). Work with the Audit Teams in other locations to support Internal Audit s goals of global coverage and independence. This will require the Senior Internal Auditor to act independently of local management. Complete or contribute to IA fieldwork and reporting as required (noting some reviews may be stand alone and some reviews may be global or cover multiple jurisdictions). Provide constructive recommendations focused on internal control as well as value add recommendations to help the business achieve its objectives. Prepare clear, concise and timely audit reports (including times where the Senior Auditor is contributing to audit reports that cover multiple jurisdictions). Support the oversight of co-source IA activity in India, where applicable. In conjunction with the Head of Internal Audit, initiate new audits by engaging management, drafting audit Terms of Reference (Scope) and seeking executive/management approval to commence each review. Maintain effective relationships with management including agreement of audit terms of reference, clearance of audit reports (including appropriate management actions) and offering management on-going support and guidance where appropriate. Assist in coordinating and executing the Internal Audit follow up of overdue actions. Assist the Head of Internal Audit with the preparation of audit reporting for risk committees, the executive and the Group Audit Committee Experience & Personal Attributes Five plus years of relevant experience in an Internal Audit environment including IT technology audit within a professional services firm or a financial services context. Experience working for a multinational would be would be desirable but is not essential. As this would be the first (only) in-house technology related audit role in Link the applicant would need to have sufficient experience to contribute to our Internal Audit Plan for technology as well as to lead and execute technology related audits (noting that some specialised audits would still be completed by third parties). Strong written and verbal communication skills Strong stakeholder management experience and ability to interact with stakeholders at all levels. Understanding of technology internal controls and a desire to deliver quality audit outcomes Ability to work independently as well as ability to work with other team members in other locations as required Understanding that this role involves the completion of audit testing/fieldwork with no or limited assistance from junior staff. The candidate may be required to work under the direction of staff from other jurisdictions to fulfill audit objectives. Prepared to undertake a level of domestic travel (Likely less than 20 days per year) Prepared to support end to end audit processes including planning, execution, follow up of outstanding audit items and reporting to management and the Board. Tertiary qualifications relevant to information technology (e.g. CISA etc)

You have the opportunity to unlock your potential as an experienced audit professional by joining our Commercial and Investment Banking audit team based in Mumbai. As a Senior Audit Associate, you will focus on evaluating the control environment of various business activities such as Custody, Fund Accounting, Trade Processing, and more across different regions. Your responsibilities will include participating in audit engagements, conducting audit testing, collaborating with global Audit colleagues and business stakeholders, and enhancing internal controls based on your judgment. You will be expected to actively participate in all stages of audit activities, work closely with colleagues to identify control issues, develop recommendations to strengthen internal controls, and stay updated on industry regulations. Additionally, you will have the opportunity to take ownership of your self-development, build strong relationships with stakeholders, and demonstrate technical competency in evolving industry landscapes. To qualify for this role, you should have a minimum of 7 years of auditing experience, a Bachelor's degree (or equivalent financial services experience), and a solid understanding of internal controls. Excellent communication and presentation skills, interpersonal abilities, and analytical skills are essential. The ability to multitask, prioritize effectively, embrace technological advancements, and work well both independently and in teams are also key requirements for this position. Preferred qualifications include being a Chartered Accountant, Certified Internal Auditor, or holding an Advanced Degree in Finance or Accounting, along with relevant experience in Investment Banking business. Your enthusiasm, self-motivation, and willingness to take on challenges will be valued in this role as you contribute to the success of our audit team.,

You are invited to join a highly motivated and skilled Internal Audit team as a Senior Auditor at Western Digital in India. Working under the direction of the Director of Internal Audit in India and indirectly reporting to the Chief Audit Executive in the United States, this role will involve executing global audits, supporting risk management initiatives, and driving process improvements across business units and geographies. This dynamic opportunity offers you the chance to contribute significantly to the development of a scalable, global internal audit function. As a Senior Auditor, your responsibilities will include planning, executing, and documenting risk-based audits encompassing operational, financial, compliance, and IT reviews. You will be involved in developing and refining audit programs and testing strategies in alignment with audit objectives and the company's risk profile. Additionally, you will conduct walkthroughs, evaluate internal controls, identify process inefficiencies, and make actionable recommendations. Your role will also entail supporting the company's SOX compliance efforts, collaborating closely with global business stakeholders, and preparing high-quality audit workpapers and reports with robust documentation to substantiate conclusions. To excel in this role, you should hold a Bachelor's degree in Accounting, Finance, Business, or a related discipline, with professional certifications such as CA, CPA, CIA, or equivalent being highly preferred. Ideally, you should possess 4-6 years of internal or external audit experience, preferably within a multinational corporation or Big 4 firm. A strong understanding of internal control frameworks, risk management practices, and audit standards is essential, along with experience in SOX 404 testing and working in a global environment. Excellent communication and interpersonal skills are required to effectively engage with stakeholders across regions and levels. Proficiency in Microsoft Office is expected, and experience with data analytics tools like Excel, ACL, Tableau, and Power BI would be advantageous. Being self-driven, possessing strong organizational skills, and having the ability to manage multiple assignments in a hybrid/remote setup are key attributes for success in this role. In terms of working hours and travel, flexibility to align with U.S. and other global time zones will be necessary for team meetings and project coordination. Occasional travel, up to 15%, may be required based on audit assignments. By joining the Internal Audit team at Western Digital, you will have the opportunity to work with a growing global team that has a strong leadership presence in India and the U.S. You will engage with business leaders across various functions and geographies, gaining broad exposure and influence. Moreover, you will be part of a collaborative, forward-thinking team committed to continuous improvement and professional development. Join us at Western Digital, where together with your unique skills, we are shaping the next big thing in data.,

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking audit team. As a Commercial and Investment Banking Senior Audit Associate in our Internal Audit team based in Mumbai, you will provide coverage of Commercial and Investment Banking Securities Services business activities, including Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency, by evaluating the adequacy and effectiveness of the control environment across regions. This will be accomplished through a risk-based audit coverage program, managed and executed by a team of business and technology audit specialists. You will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key Commercial and Investment Banking central functions and controls, and the related regulatory landscape. Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow-up and verification of issue closure, in close partnership with and support of senior auditors and/or audit managers, and ensuring audit assignments are completed timely and within allocated budget. Work closely with Commercial and Investment Banking Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders while adhering to audit standards. Develop recommendations to strengthen internal controls and improve operational efficiency. Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunities for continued learning. Build and maintain strong working relationships with stakeholders, business management, other control groups while maintaining independence. Stay up-to-date with evolving industry/regulatory changes and market events impacting the business and demonstrate technical competency. Required qualifications, capabilities, and skills: - Minimum 7 years of internal or external auditing experience - Minimum Bachelor's degree (or relevant financial services experience) - Ability to operate as an effective auditor, with a solid understanding of internal controls and the ability to evaluate and determine the adequacy of controls for a given set of risks - Experience with internal audit methodology and applying concepts in audit delivery and execution - Excellent written, verbal, and presentation skills; adept at presenting complex and sensitive issues to senior management - Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners, while also influencing the actions of the business to improve its control environment - Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness - Proven ability to multi-task and prioritize effectively, and drive efficiency with existing technical infrastructure through automation, while embracing the innovative opportunities offered by new technologies - Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability - Ability to work well individually, and in teams, share information, support colleagues and encourage participation. Preferred qualifications, capabilities, and skills: - Chartered Accountant or equivalent, Certified Internal Auditor, and/or Advanced Degree in Finance or Accounting - Relevant working experience in Investment Banking business,

Job description Step into the role of Assistant Vice President at Barclays Internal Audit (BIA) in Mumbai, where you'll support the Audit Lead on regulatory-driven audit executions to ensure timely and efficient delivery of audit results As an independent contributor, youll support collaborative audit reviews and guide junior team members in the completion of these reviews To Be Successful As An Assistant Vice President At Barclays Internal Audit (BIA), You Should Have Experience In Either Global Markets And/or Corporate Banking Business, Specifically At least 5 years of relevant work experience gained from the relevant fields; Experience in audit and business monitoring, preferably in topics such as financial crime, operational risks, technology and/or cybersecurity Understanding of relevant regulatory and compliance environment in India, understanding of regulatory environment in rest of Asia is a plus; Relevant professional certifications, e g CIA, CPA, or CISA, is preferred Job Location is Mumbai Purpose of the role To support the development of audits aligned to the banks standards and objectives by working collaboratively with colleagues, providing accurate information and recommendations, and complying with policies and procedures Accountabilities Audit development and delivery support, including financial statements, accounting practices, operational processes, IT systems and risk management Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments Assessment of internal control effectiveness and their capability to identify and mitigate risk aligned to regulatory requirements Communication of key findings and recommendations to stakeholders, including the Audit Owner, senior managers and directors Identification of regulatory news and industry trends/developments to provide timely insight and recommendations for best practice Assistant Vice President Expectations To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness Collaborate closely with other functions/ business divisions Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard The four LEAD behaviours are: L Listen and be authentic, E Energise and inspire, A Align across the enterprise, D Develop others OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda Take ownership for managing risk and strengthening controls in relation to the work done Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc) to solve problems creatively and effectively Communicate complex information Complex information could include sensitive information or information that is difficult to communicate because of its content or its audience Influence or convince stakeholders to achieve outcomes All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship our moral compass, helping us do what we believe is right They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge and Drive the operating manual for how we behave

Responsibilities: Under supervision of a Regional Portfolio Director, take lead in planning and executing audits, including taking responsibility for specific aspects of the audit work, and working closely with specialist auditors in Technology, Risk, and Compliance where necessary. Perform risk assessments of Nomura's Global Markets Operations business, and assist in developing the annual audit plan. Remain current on any changes to Nomura's risk profile through continuous monitoring of the assigned area of responsibility and establishing close contact with key stakeholders. Perform and document aspects of Internal Audit's quarterly continuous monitoring programme, in order to identify changes to risk assessments, audit plan, or audit universe. Work with data analytics experts and/or develop and execute data analytics and automated testing to identify internal control weaknesses during internal audit reviews and continuous auditing. Identify emerging risks and control gaps, draft and promptly report audit findings to line management, and suggest practical and innovative solutions. Follow up audit recommendations post-audit, assess residual risk, validate remedial work performed, and close issues. Stay abreast of emerging trends, best practices, and regulatory changes in the financial services industry, and assess their impact on the organisation's risk profile and internal audit function. Identify emerging investment banking operation risks and control themes related to be included in management and Audit Committee presentations. Learn, understand, and apply the department's audit methodology. Effectively collaborate with Global and Regional Portfolio Directors across all regions. Work closely with Internal Audit teams in other locations. Requirements: At least 10 years of audit experience in a major financial institution, Big 4 firm, or consulting firm. At least 5 years of internal audit experience in the financial services sector, preferably within investment banking. Strong audit skills and good knowledge or relevant audit background in Global Markets Operations business within Investment Banking or Financial Services. Strong project management skills. Ability to work independently and pro-actively, multi-task, and demonstrate a strong sense of ownership and commitment to delivery. Strong oral and written communication skills in English, and have the confidence to deliver tough messages and have difficult conversations.