38 Control Evaluation Jobs

As a member of the Internal Audit team, you will have the opportunity to work with multiple lines of business and be a key player in strengthening internal controls and improving operational efficiency. Your role will involve the following key responsibilities: - Participate in all aspects of audit activities, including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow-up. - Work closely with India and APAC audit colleagues to identify emerging control issues and report them in a timely manner to Audit management and business stakeholders. - Submit necessary information and attend Board meetings as a representative of the Audit function. - Cover ...

Role Overview: Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Compliance and Operations Risk Test Lead in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in test execution will be crucial in managing and conducting precise and accountable tests, ensuring alignment with the firm's highest risks. Your analytical thinking and problem-solving skills will be key in identifying control coverage gaps and driving remediation of control issues. You will also be responsible for planning and organizing y...

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking Audit team. Job Summary As a Commercial Investment Banking -Dodd-Frank/Volcker Senior Audit Associate in our Internal Audit Team based in Mumbai as part of the North America Commercial Investment BankingDodd-Frank/Volcker Compliance Audit team, you will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key CIB central functions and controls, and th...

Unlock your potential as an experienced audit professional with our Asset and Wealth Management Audit team. Job Summary As an Asset and Wealth Management Audit Associate within our Internal Audit group, you will assist with audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use your judgment to strengthen internal controls. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution, and continuous monitoring activities across Asset & Wealth Management functions. Job Responsibilities Assist or lead audit engagements covering Asset Wealth Managementfunctions includin...

As an Associate Compliance and Operations Risk Test Lead within the Testing Center of Excellence, you will have the opportunity to navigate complex risk landscapes and fortify technology governance, playing a crucial role in enhancing compliance and operational risk management. Your expertise in test execution will be pivotal in managing and conducting precise tests, ensuring alignment with the firm's highest risks. Your analytical thinking and problem-solving skills will be essential in identifying control coverage gaps and driving remediation of control issues. Additionally, you will be responsible for planning and organizing your own work, as well as potentially leading a team, while coor...

You will be joining a dynamic and growing team in Internal Audit, where you will have the opportunity to work with multiple lines of business. As an Asset and Wealth Management Senior Auditor, your role will involve leading audit assignments, performing and documenting audit testing, partnering closely with global Audit colleagues and business stakeholders, and using your judgment to strengthen internal controls. Your responsibilities will include assisting with ongoing risk assessment, control identification, audit execution, and continuous monitoring activities across Asset & Wealth Management functions. Your key responsibilities will include: - Assisting or leading audit engagements cover...

Job Description If you're a strategic thinker, passionate about driving solutions and mitigating risk - then you've found the right team. As part of our dynamic environment, you'll have the opportunity to lead and innovate, ensuring our operations align with strategic goals. Job Summary As a Vice President, Compliance and Operations Risk Test Senior Lead within the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. You will be responsible for executing testing processes with precision and accountability, ensuring alignment with the firm's highest risks. Your deep understanding of principles, practices, and theories in risk ...

As a Vice President, Compliance and Operations Risk Test Senior Lead within the Testing Center of Excellence, you will play a pivotal role in enhancing compliance and operational risk management. You will execute testing processes with precision, ensuring alignment with the firm's highest risks. Your deep understanding of risk and control testing principles will be crucial in identifying unmitigated risks and ensuring a cohesive testing framework. Your role will involve managing a diverse team, planning activities, and making impactful decisions throughout the function. - Lead the execution of testing processes accurately and on time, maintaining open communication with stakeholders - Utiliz...

Role Overview: You will be an Associate, Internal Quality Reviewer within the Business Management Office Internal Quality Review Team, where you will play a crucial role in supporting the review of Control Evaluations and Substantive Testing performed globally for the Firm. Your main responsibility will be to ensure that testing activities are completed as required in Monitoring & Testing Standards and Procedures. You will work closely with team members to execute quality assessments, identify process gaps, and contribute to continuous improvement initiatives. Key Responsibilities: - Assist in the execution of testing activities by conducting internal quality reviews to ensure compliance wit...

As an Internal Auditor, you will play a crucial role in enhancing the effectiveness of risk management, control, and governance processes within the company. Your responsibilities will include: - Contributing to the Internal Audit function by identifying risks associated with business objectives and evaluating controls to mitigate those risks. - Developing and executing the company's audit plan, participating in internal audits, and conducting process walkthroughs to identify key risk and control matrix. - Leading audit discussions with business management to identify root causes and obtain sustainable action plans. - Preparing concise and informative audit reports to effectively communicate...

Role Overview: As a Manager - Non-Financial & Operational Risk Management at Prudential Health India (PHI), your role involves developing, implementing, and maintaining a comprehensive Non-Financial and Operational Risk Management (NFORM) framework. You will be responsible for identifying, assessing, and monitoring key non-financial and operational risks across the organization, as well as developing and implementing risk mitigation strategies and action plans. Additionally, you will collaborate with cross-functional teams to integrate risk management into business processes and decision-making, and ensure adherence to internal policies, procedures, and regulatory requirements. Key Responsib...

Job Description Unlock your potential as an experienced audit professional with our Commercial and Investment Banking Audit team. Job Summary As a Commercial Investment Banking -Dodd-Frank/Volcker Senior Audit Associate in our Internal Audit Team based in Mumbai as part of the North America Commercial Investment Banking Dodd-Frank/Volcker Compliance Audit team, you will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key CIB central functions and...

Job Description This role is for an experienced audit professional to join the Global Banking Audit Team reporting locally into an Audit Director in India. Job Summary As a Global Banking Audit Associate within our global audit team, you will be tasked with evaluating the adequacy and effectiveness of the control environment across our Global Banking business activities. This will be accomplished through a risk-based audit coverage program, managed and executed by a team of business and technology audit specialists. You will be involved in audit engagements, performing and documenting audit testing, and partnering closely with local/global Audit colleagues and business stakeholders. Your rol...

Role Overview: Join our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders. Your role will involve leading the development and execution of comprehensive testing strategies, overseeing the assessment of the control environment, managing complex testing initiatives, and utilizing deep knowledge of risk management practices to protect the firm's interests and comply with regulatory obligations. Additionally, you will foster stro...

As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will be responsible for leading the development and execution of comprehensive testing strategies to safeguard the firm's interests. Your role will involve overseeing the assessment of the control environment, managing complex testing initiatives, and utilizing your expertise in risk management to make sound decisions that enhance compliance and operational risk management. **Key Responsibilities:** - Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies. - Oversee the assessment of the control environment, identifying c...

Join our dynamic and growing team in Internal Audit and seize the opportunity to collaborate with various lines of business. As a Commercial and Investment Banking Markets Audit Associate within our Internal Audit group, you will play a vital role in audit engagements by conducting, executing, and documenting audit testing. You will collaborate closely with global Audit colleagues and business stakeholders, utilizing your judgment to enhance internal controls. This position offers a chance to gain an in-depth comprehension of the Commercial and Investment Banking Markets business, focusing on Credit Trading, Securitized Product Group (SPG), and Public Finance businesses, including electronic...

Join our team at JPMorgan Chase, a leading company in the financial industry, as a Lead Cybersecurity Architect within the Cybersecurity & Tech Controls Team. In this role, you will play a crucial part in developing top-notch cybersecurity solutions for modern software applications on cloud-based technologies. Your responsibilities include identifying and communicating risks, mitigation options, and solutions across various technical areas to support project objectives effectively. As a Lead Cybersecurity Architect, you will foster a security-focused culture within product, technology, and business teams to prioritize sustainable controls and reduce risks significantly. By integrating threat...

Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead in Cybersecurity and Technology Controls, you will be responsible for identifying and mitigating compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute ...

Join our team at JPMorgan Chase, a global leader in the financial industry, as a Lead Cybersecurity Architect within the Cybersecurity & Tech Controls Team. In this role, you will play a crucial part in developing top-notch cybersecurity solutions for various software applications on modern cloud-based technologies. Your responsibilities include identifying, creating, and communicating risk, mitigation options, and solutions across multiple technical areas within various business functions to support project goals effectively. You will be responsible for fostering a security-focused culture across product, technology, and business teams to prioritize sustainable controls and achieve signific...

Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture. Through collaboration and analytical skills, you will contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. Lead comprehensive control evaluations and substantive testing independently to assess the design and effectiveness of controls within Global Technology. Understand the Technology processes within the firm and the risks associated with these processes. Work actively with Assessment Leads and Technology, Risk, and Control professionals to enhance...

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Cybersecurity & Tech Controls team , you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and practices to assess and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture. Through collabor...

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking Audit team. Job Summary As a Commercial Investment Banking -Dodd-Frank/Volcker Senior Audit Associate in our Internal Audit Team b ased in Mumbai as part of the North America Commercial Investment Banking Dodd-Frank/Volcker Compliance Audit team, you will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key CIB central functions and controls, and ...

Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead in Cybersecurity & Tech Controls team, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute to...

As a Tech Risk & Controls Senior Associate / Assistant Vice President, you will play a key role in managing technology-aligned aspects of Governance, Risk, and Compliance in accordance with the firm's standards. Your expertise in risk management principles will be utilized to assess and monitor risks, as well as implement effective controls. Your contributions in risk identification, control evaluation, and security governance will be essential in advising on complex situations and enhancing the firm's risk posture. By leveraging your collaboration and analytical skills, you will support the overall success of the Technology Risk & Services team, ensuring compliance with regulatory obligatio...

You will be contributing to the Internal Audit function by identifying risks associated with business objectives and evaluating the controls in place to mitigate those risks. This will help improve the effectiveness of risk management, control, and governance processes. You will take the lead in developing and executing the company's audit plan and be involved in the day-to-day execution of internal audits. Additionally, you will participate and lead in Internal Audits. Your responsibilities will include participating in opening meetings with stakeholders to explain the scope and objectives of the audit, performing process walkthroughs to identify key risks and control matrix, and evaluating...