22 Control Evaluation Jobs

Join our team at JPMorgan Chase, a leading company in the financial industry, as a Lead Cybersecurity Architect within the Cybersecurity & Tech Controls Team. In this role, you will play a crucial part in developing top-notch cybersecurity solutions for modern software applications on cloud-based technologies. Your responsibilities include identifying and communicating risks, mitigation options, and solutions across various technical areas to support project objectives effectively. As a Lead Cybersecurity Architect, you will foster a security-focused culture within product, technology, and business teams to prioritize sustainable controls and reduce risks significantly. By integrating threat modeling, secure architecture, and code review into agile development practices, you will ensure secure product delivery. It is essential to gain a deep understanding of the product, its strategy, roadmap, and key investments, while also staying updated on emerging technologies and business concepts to enhance the product's cyber risk posture. You will act as a security thought leader by sharing best practices with product and cybersecurity teams and serve as the primary expert on IT Risk and Cyber domains within your product. Monitoring Key Risk Indicators, swiftly managing emerging issues, and collaborating with various stakeholders across the supply chain are integral parts of your role. Additionally, you will work closely with Third-Party Oversight teams to address technology risks, particularly focusing on cloud computing and emerging technologies. To excel in this position, you should possess formal training or certification in Cybersecurity concepts along with at least 5 years of practical experience. Advanced knowledge of cybersecurity architecture, technical processes, and expertise in areas like public cloud, AI, machine learning, or mobile is required. As a solutions-driven self-starter, you should be adept at managing multiple projects under pressure and tight deadlines. Strong analytical skills, the ability to evaluate and recommend technologies for future architecture, and a deep understanding of agile methodologies are essential for success in this role. Preferred qualifications include certifications in Cybersecurity, Cloud, Infrastructure, or Product, familiarity with risk management frameworks and financial industry regulatory requirements, as well as expertise in data security, risk assessment, control evaluation, design, and governance. The ideal candidate will also have a solid understanding of the financial services industry and its IT systems, coupled with a proven track record of implementing effective risk mitigation strategies.,

Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead in Cybersecurity and Technology Controls, you will be responsible for identifying and mitigating compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of the technology risk posture and its impact on the business. Your advanced knowledge of risk management principles, practices, and theories will enable you to drive innovative solutions and effectively manage a diverse team in a dynamic and evolving risk landscape. We are seeking a Regulatory and Industry Risk Assessment Lead with a deep background in audit, regulatory, and industry risk assessments to join our growing Technology Risk and Controls organization. This role will serve as the primary assessment lead, which includes interfacing with internal and external auditors, compliance and risk teams, internal stakeholders including product and platform teams, advising on complex audits, and ensuring the firm's continuous compliance with key regulatory frameworks, including SOX, PCI, GLBA, HKMA, RBI, and other industry standards. The successful candidate will provide strategic direction and expert leadership in audit readiness, assessment practices, and control optimization. Drive efficient and effective execution of assessments, ensuring alignment with organizational objectives, risk appetite, and regulatory compliance. Lead the governance of issues raised from our assessments, tracking concerns, and resolution of findings, and ensure timely and effective closure of identified control deficiencies. Provide subject matter expertise in regulatory assessments, ensuring that the organization adheres to applicable frameworks from HKMA or RBI and other relevant standards. Ensure effective identification, quantification, communication, and management of technology risk, focusing on root cause analysis and resolution recommendations. Develop and maintain robust relationships, becoming a trusted partner with LOB technologists, assessments teams, and data officers to facilitate cross-functional collaboration and progress toward shared goals. Execute reporting and governance of controls, policies, issue management, and measurements, offering senior management insights into control effectiveness and informing governance work. Proactively monitor and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance. Minimum 5+ years of experience or equivalent expertise in technology risk management, information security, or a related field, emphasizing risk identification, assessment, and mitigation. Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements (HKMA, RBI, etc.). Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven record of implementing effective risk mitigation strategies. Demonstrated ability to influence executive-level strategic decision-making and translating technology insights into business strategies for senior executives. Preferred qualifications, capabilities, and skills include CISM, CRISC, CISSP, or similar industry-recognized risk and risk certifications are preferred.,

Join our team at JPMorgan Chase, a global leader in the financial industry, as a Lead Cybersecurity Architect within the Cybersecurity & Tech Controls Team. In this role, you will play a crucial part in developing top-notch cybersecurity solutions for various software applications on modern cloud-based technologies. Your responsibilities include identifying, creating, and communicating risk, mitigation options, and solutions across multiple technical areas within various business functions to support project goals effectively. You will be responsible for fostering a security-focused culture across product, technology, and business teams to prioritize sustainable controls and achieve significant risk reduction. By integrating threat modeling, secure architecture, and code review into agile development, you will ensure secure product delivery. It is essential to gain a deep understanding of the product, its strategy, roadmap, and key investments, and identify unfamiliar technologies and business concepts to uncover hidden issues and enhance the product's cyber risk posture. As a security thought leader, you will share best practices with product and cybersecurity teams, becoming the go-to expert for IT Risk and Cyber domains within your product. In case of emerging issues, you will act swiftly by monitoring Key Risk Indicators, ensuring timely identification, communication, and resolution of issues, and determining root causes. Collaboration with colleagues across the products supply chain, audits, regulatory engagements, risk activities, and Third-Party Oversight teams to manage technology risks, especially in cloud computing and emerging technologies, will be crucial. Qualifications and skills required for this role include formal training or certification in cybersecurity concepts, a minimum of 5 years of applied experience, advanced knowledge of cybersecurity architecture and technical processes, expertise in public cloud, AI, machine learning, or mobile technologies, and the ability to manage multiple projects under pressure. You should also possess strong skills in developing and analyzing business and technical requirements, evaluating and recommending technologies, understanding agile methodologies, and effectively communicating with senior business leaders. Preferred qualifications include certifications in Cybersecurity, Cloud, Infrastructure, or Product, familiarity with risk management frameworks, industry standards, financial industry regulatory requirements, knowledge of the financial services industry and their IT systems, and expertise in data security, risk assessment & reporting, control evaluation, design, and governance with a proven record of implementing effective risk mitigation strategies.,

Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture. Through collaboration and analytical skills, you will contribute to the Testing CoE's overall success and strengthen the firm's compliance with regulatory obligations and industry standards. Lead comprehensive control evaluations and substantive testing independently to assess the design and effectiveness of controls within Global Technology. Understand the Technology processes within the firm and the risks associated with these processes. Work actively with Assessment Leads and Technology, Risk, and Control professionals to enhance technical assessment guidance and evaluation approaches. Ensure compliance with internal policies, procedures, and external laws, rules, and regulations while identifying necessary remediation actions. This includes developing and executing testing procedures, documenting results meticulously, drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. Foster collaboration with Compliance and Operational Risk Officers on various engagements. Develop detailed test scripts, facilitate issue discussions, participate in business meetings, and draft comprehensive final reports to ensure alignment and clarity. Utilize advanced critical thinking skills to apply substantive testing techniques, evaluate high-risk business processes" effectiveness, and identify areas for improvement. Proactively assess and monitor risks, ensuring adherence to firm standards, regulatory requirements, and industry best practices. Collaborate with cross-functional teams and stakeholders to support the design and effectiveness of controls. Drive initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. Develop and execute robust control test scripts to identify weaknesses, determine root causes, and recommend solutions to enhance operational efficiency and control effectiveness. Document test steps and results in a comprehensive and organized manner, ensuring sufficient support for testing conclusions. Maintain high-standard documentation to facilitate transparency and accountability. Lead meetings with business owners at various management levels, deliver testing results, and support sustainable control enhancements. Identify opportunities to strengthen controls and improve operational efficiency. Required Qualifications, Capabilities, and Skills: - A qualified graduate with a minimum of 6+ years of relevant experience in risk management, assessment, control evaluations, or a related field within the financial services industry. - Technical knowledge of reviewing platforms (UNIX, Windows, Mainframe, etc.) and databases (Oracle, Sybase, SEAL, Verum). - Strong understanding of technology and/or cybersecurity industry standards and regulatory requirements. - Ability to analyze complex issues, develop and implement effective risk mitigation strategies, and communicate insights and recommendations clearly to senior stakeholders. - Proficient knowledge of risk management frameworks, regulations, and industry best practices. Ability to adapt strategies to evolving regulatory landscapes. - Exceptional ability to develop and communicate recommendations based on regulatory guidance, ensuring alignment with organizational goals and compliance requirements. - Highly organized and detail-oriented with a proven track record of managing multiple priorities and delivering results in a fast-paced environment. - Strong analytical and communication skills with the ability to convey complex information clearly to diverse audiences. Preferred Qualifications, Helpful Capabilities, and Skills: - CISM, CRISC, CISSP, CISA, CCEP, CRCM, CRCMP, GRCP, or other industry-recognized risk certifications preferred. - Background in auditing and understanding of internal controls beneficial. - Proficiency in MS Office - Word, Excel, Access, and PowerPoint. - Knowledge of data analytical tools such as Tableau, Alteryx, or Python is a plus.,

Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Cybersecurity & Tech Controls team , you will contribute to the successful management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your broad knowledge in risk management principles and practices to assess and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in advising on complex situations and enhancing the firm's risk posture. Through collaboration and analytical skills, you will contribute to the overall success of the Technology Risk & Services team and ensure compliance with regulatory obligations and industry standards. Job responsibilities Assess and monitor technology risks, ensuring compliance with firm standards, regulatory requirements, and industry best practices Support implementation of effective controls in collaboration with cross-functional teams and stakeholders Evaluate the effectiveness of existing controls, identify gaps, and recommend improvements to mitigate risks and enhance the firm's risk posture Analyze complex situations, provide advice on risk management strategies, and support the implementation of risk mitigation measures Required qualifications, capabilities, and skills 3+ years of experience or equivalent expertise in technology risk management, information security, or a related field, with a focus on risk identification, assessment, and mitigation Experience in risk identification, assessment, and control evaluation, with a strong understanding of industry standards Strong background in Technology Risk Management, Information Security, or IT Audit Knowledge of AI-related risks: bias, explainability, impersonation, data leakage, adversarial ML, and model governance Demonstrated ability to analyze complex issues, develop and implement risk mitigation strategies, and communicate effectively with senior stakeholders Proficient knowledge of risk management frameworks, regulations, and industry best practices Preferred qualifications, capabilities, and skills Understanding of cloud platforms (AWS, Azure) and AI-native services. CISM, CRISC, CISSP, or other industry-recognized risk certifications

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking Audit team. Job Summary As a Commercial Investment Banking -Dodd-Frank/Volcker Senior Audit Associate in our Internal Audit Team b ased in Mumbai as part of the North America Commercial Investment Banking Dodd-Frank/Volcker Compliance Audit team, you will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key CIB central functions and controls, and the related Dodd-Frank/Volcker regulatory landscape. The North America Commercial Investment Banking Compliance Audit team,manages a program of audit coverage over the Commercial Investment Banking's regulatory compliance-related controls, including those overDodd-Frank swaps and security-based swaps, Volcker and related areas in global, product-aligned and/or legal entity-aligned audits. Coverage of certain processes and controls requires engagement across other Lines of Business and Corporate Functions. Job Responsibilities Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure, in close partnership with and support of senior auditors and /or audit managers, and ensuring audit assignments are completed timely and within allocated budget Work closely with Commercial Investment Banking Compliance Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders while adhering to audit standards Develop recommendations to strengthen internal controls and improve operational efficiency Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning Build and maintain strong working relationships with stakeholders, business management, other control groups while maintaining independence Demonstrate and maintain technical competency, staying up to date with evolving regulatory and industry developments impacting the Commercial Investment Banking Dodd-Frank-Volcker compliance area Required qualifications, capabilities and skills Minimum 5 years of internal or external auditing experience, or relevant business experience Minimum Bachelor's degree (or relevant financial services experience) Ability to operate as an effective auditor, with a solid understanding of internal controls and the ability to evaluate and determine the adequacy of controls for a given set of risks Experience with internal audit methodology and applying concepts in audit delivery and execution Excellent written, verbal, and presentation skills adept at presenting complex and sensitive issues to senior management Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners, while also influencing the actions of the business to improve its control environment Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness Proven ability to multi-task and prioritizeeffectively, anddrive efficiency with existing technical infrastructure through automation, while embracing the innovative opportunities offered by new technologies Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability Ability to work well individually, and in teams, share information, support colleagues and encourage participation. Preferred qualifications, capabilities and skills CharteredAccountantor equivalent, CertifiedInternalAuditor, and/or Advanced Degree in Finance or Accounting Exposure to Dodd-Frank/Volcker regulatory compliance and related processes

Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & Controls Lead in Cybersecurity & Tech Controls team, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also provide subject matter expertise and technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, including Product Owners, Business Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of technology risk posture and its impact on the business. Your advanced knowledge of risk management principles, practices, and theories will enable you to drive innovative solutions and effectively manage a diverse team in a dynamic and evolving risk landscape. Job responsibilities Ensure effective identification, quantification, communication, and management of technology risk, focusing on root cause analysis and resolution recommendations Develop and maintain robust relationships, becoming a trusted partner with LOB technologists, assessments teams, and data officers to facilitate cross-functional collaboration and progress toward shared goals Execute reporting and governance of controls, policies, issue management, and measurements, offering senior management insights into control effectiveness and inform governance work Proactively monitor and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance Required qualifications, capabilities, and skills 5+ years of experience or equivalent expertise in technology risk management, information security, or related field, emphasizing risk identification, assessment, and mitigation Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements Proficient knowledge and expertise in data security, risk assessment & reporting, control evaluation, design, and governance, with a proven record of implementing effective risk mitigation strategies Demonstrated ability to influence executive-level strategic decision-making and translating technology insights into business strategies for senior executives Preferred qualifications, capabilities, and skills CISM, CRISC, CISSP, or similar industry-recognized risk and risk certifications are preferred

As a Tech Risk & Controls Senior Associate / Assistant Vice President, you will play a key role in managing technology-aligned aspects of Governance, Risk, and Compliance in accordance with the firm's standards. Your expertise in risk management principles will be utilized to assess and monitor risks, as well as implement effective controls. Your contributions in risk identification, control evaluation, and security governance will be essential in advising on complex situations and enhancing the firm's risk posture. By leveraging your collaboration and analytical skills, you will support the overall success of the Technology Risk & Services team, ensuring compliance with regulatory obligations and industry standards. You will be responsible for leading comprehensive control evaluations and substantive testing within Global Technology to independently assess the design and effectiveness of controls. This includes ensuring compliance with internal policies, procedures, and external regulations, identifying necessary remediation actions, and producing detailed compliance testing review reports. Additionally, you will collaborate with Compliance and Operational Risk Officers on various engagements, develop test scripts, and contribute to issue discussions to ensure alignment and clarity in final reports. Your advanced critical thinking skills will be invaluable in applying substantive testing techniques to evaluate high-risk business processes effectively. By proactively assessing and monitoring risks, you will ensure adherence to firm standards, regulatory requirements, and industry best practices, while implementing strategies to mitigate identified risks. Collaboration with cross-functional teams and stakeholders will be essential in supporting the design and effectiveness of controls and driving initiatives to enhance the business control environment. You will be expected to develop and execute robust control test scripts, document test steps and results meticulously, and maintain a high standard of documentation for transparency and accountability. Leading meetings with business owners at various management levels, delivering testing results, and identifying opportunities to strengthen controls will be part of your responsibilities. Your qualifications should include a minimum of 6 years of relevant experience in technology risk management or a related field, proficiency in risk management frameworks, exceptional analytical and communication skills, and the ability to manage multiple priorities effectively. Preferred qualifications include industry-recognized risk certifications, a background in auditing, proficiency in MS Office tools, and knowledge of data analytical tools such as Tableau, Altryx, or Python.,

You will be contributing to the Internal Audit function by identifying risks associated with business objectives and evaluating the controls in place to mitigate those risks. This will help improve the effectiveness of risk management, control, and governance processes. You will take the lead in developing and executing the company's audit plan and be involved in the day-to-day execution of internal audits. Additionally, you will participate and lead in Internal Audits. Your responsibilities will include participating in opening meetings with stakeholders to explain the scope and objectives of the audit, performing process walkthroughs to identify key risks and control matrix, and evaluating the adequacy of process design and the effectiveness of controls in meeting business and control objectives. You will conduct audit discussions with business management to identify root causes and obtain sustainable management action plans. As part of your role, you will be responsible for preparing concise and informative audit reports to effectively communicate the findings. You will also develop a risk-based test plan by selecting appropriate audit approaches, test procedures, and sampling criteria based on professional judgment and departmentally defined internal audit methodology. Furthermore, you will perform audit tests and prepare working papers in accordance with professional IIA standards. Other duties will include the identification of the audit universe, risk assessment of audit entities, and the development of the annual Internal Audit plan. It is essential to keep abreast of changes in the risk environment within and outside the organization. All responsibilities should be performed according to the Company Values and guidelines mentioned in the Company policies, as applicable, and within the parameters of the Company Code of Conduct. To be eligible for this role, you should have a minimum of 8-10 years of experience in internal audit across financial services industries. Experience in managing stakeholders will be an added advantage.,

You will assist in planning and executing internal audits, including conducting risk assessments and developing audit programs. Additionally, you will evaluate the effectiveness of internal controls, identifying areas for improvement. You will be responsible for documenting audit findings and preparing reports with recommendations for management. Ensuring compliance with relevant laws and regulations, as well as assisting in risk management activities, will also be part of your role. Collaboration is key as you will work closely with various departments to understand processes and identify potential risks. This is a full-time, permanent position with a day shift schedule. The work location is remote.,

Shape the future of product delivery while crafting solutions that enhance and optimize customer experiences. Lead end-to-end processes, manage dependencies, and liaise with stakeholders as part of a team at the forefront of innovation. As a Lead Security Engineer within the Cybersecurity & Tech Controls team, you will play a crucial role in integrating risk management practices into our organization. This will enhance the security and compliance of our products, driving closure of risk gaps, supporting audits and assessments, and improving the efficiency of our Product Security Teams programs. Your role will require a broad understanding of technical principles, practices, and theories to develop innovative solutions. Analytical reasoning and adaptability skills will be essential to navigate ambiguity and change effectively. Your communication skills will be key to collaborating with cross-functional teams and managing stakeholder relationships to ensure alignment on project objectives and governance. By optimizing resources and managing risks, you will contribute to the successful delivery of high-impact projects that shape the future of the firm. **Job Responsibilities:** - Guide, coach, and oversee the creation and modification of control procedures (CPs) without starting from scratch. - Engage with Product Security Leads (PSLs) to ensure adherence to the Global Technology Policies & Controls (GTPC) process, developing high-quality controls for Products. - Assist in standardizing language, wording, and measurement for consistency across controls, ensuring maintenance, regular review, and proper re-certification of controls. - Understand the applicable control procedures during planning and building stages of products, coaching teams on identifying relevant controls. - Integrate effectively with Audit, assisting in Request for Information (RFI) reviews, facilitating communication with the audit team, and clarifying the audit scope. - Focus on "Compliance from the Start," providing valuable advice on improving the Risk Assessment Structure (RAS), mapping risks to control procedures (CPs), and addressing Control and Operational Risk Evaluation (CORE) issues. - Utilize strong communication skills to validate controls and ensure their effectiveness. **Required Qualifications, Capabilities, and Skills:** - Formal training or certification in Product delivery management concepts and 5+ years of applied experience. - Expertise in technology risk management, information security, or related fields, with a focus on risk identification, assessment, and mitigation. - Proficiency in risk management frameworks, industry standards, and regulatory requirements specific to the financial industry. - Strong critical thinking skills. - Excellent written and verbal communication abilities. - Proficient knowledge in data security, risk assessment and reporting, control evaluation, design, and governance. - Proven track record of implementing effective risk mitigation strategies. **Preferred Qualifications, Capabilities, and Skills:** - Knowledge of the product development life cycle, design, and data analytics.,

Unlock your potential as an experienced audit professional with our Information Technology audit team. As a Consumer and Community Banking Technology Audit Vice President in the Internal audit Team, you will be responsible for risk assessments, control identification, audit testing, control evaluation, and follow-up and verification of issue closure related to the systems and applications used by the Consumer and Community Banking Technology business. You will participate in or lead both technology and integrated audits through partnership with business and IT Audit peers. In addition, you will be involved in assessing the adequacy of controls around various projects including major application development initiatives, infrastructure build-outs, and product development and will be expected to develop ongoing relationships with senior IT leaders. This role will report locally into Audit Director in India and functionally to Audit Director onshore and will be based in India (Bangalore). Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues. Lead audit engagements covering Consumer and Community Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure. Ensure accountability for meeting deliverables and adhering to department standards. Lead and manage People and provide coaching and feedback to other team members. Monitor key risk indicators, significant change activities and escalation of emerging technology issues to management in a timely fashion. Stay up-to-date with evolving technology changes and market events impacting technology processes. Develop recommendations to strengthen internal controls and improve operational efficiency. Required qualifications, capabilities, and skills: - Minimum 9 years of relevant experience in internal/external auditing, or consulting. - Must have experience planning/leading/executing audits or similar projects, and providing staff with written and verbal feedback. - Minimum Bachelor's degree in Management Information Systems, Finance, Accounting, or other related discipline. - A related professional certification is expected, such as CISA, CISSP, or CIA, or will be encouraged to work toward a professional certification. - Proficiency in risk analysis, and strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness. - Proven ability to multitask, complete projects on time and on budget, and be able to adapt to changing priorities. - Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner. - Working knowledge of IT controls and processes, such as Access Administration, Change Management, Security Configuration, and Business Resiliency. - Ability to build strong partnerships with key technology stakeholders and across the IT and business audit teams through a proactive, open, communicative approach. - Enthusiastic, self-motivated, and effective under pressure, proven ability and desire to learn quickly, be flexible and think strategically. - Prepared to travel to business locations domestically. Preferred qualifications, capabilities, and skills: - A related professional certification such as CISA, CISSP, or CIA is preferred, or candidates will be encouraged to work toward obtaining one.,

Unlock your potential as an experienced audit professional with our Information Technology audit team. As a Consumer and Community Banking Technology Audit Vice President in the Internal Audit Team, you will be responsible for risk assessments, control identification, audit testing, control evaluation, and follow-up and verification of issue closure related to the systems and applications used by the Consumer and Community Banking Technology business. You will participate in or lead both technology and integrated audits through partnership with business and IT Audit peers. In addition, you will be involved in assessing the adequacy of controls around various projects including major application development initiatives, infrastructure build-outs, and product development, and will be expected to develop ongoing relationships with senior IT leaders. This role will report locally into the Audit Director in India and functionally to the Audit Director onshore and will be based in India (Bangalore). Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues. Lead audit engagements covering Consumer and Community Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure. Ensure accountability for meeting deliverables and adhering to department standards. Lead and manage People and provide coaching and feedback to other team members. Monitor key risk indicators, significant change activities, and escalation of emerging technology issues to management in a timely fashion. Stay up-to-date with evolving technology changes and market events impacting technology processes. Develop recommendations to strengthen internal controls and improve operational efficiency. Required qualifications, capabilities, and skills: Minimum 9 years of relevant experience in internal/external auditing, or consulting. Must have experience planning/leading/executing audits or similar projects, and providing staff with written and verbal feedback. Minimum Bachelor's degree in Management Information Systems, Finance, Accounting, or other related discipline. A related professional certification is expected, such as CISA, CISSP, or CIA, or will be encouraged to work toward a professional certification. Proficiency in risk analysis and strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness. Proven ability to multitask, complete projects on time and on budget, and be able to adapt to changing priorities. Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner. Working knowledge of IT controls and processes, such as Access Administration, Change Management, Security Configuration, and Business Resiliency. Ability to build strong partnerships with key technology stakeholders and across the IT and business audit teams through a proactive, open, communicative approach. Enthusiastic, self-motivated, and effective under pressure, proven ability, and desire to learn quickly, be flexible and think strategically. Prepared to travel to business locations domestically. Preferred qualifications, capabilities, and skills: A related professional certification such as CISA, CISSP, or CIA is preferred, or candidates will be encouraged to work toward obtaining one.,

Unlock your potential as an experienced audit professional with our Information Technology audit team. As a Consumer and Community Banking Technology Audit Vice President in the Internal audit Team, you will be responsible for risk assessments, control identification, audit testing, control evaluation, and follow-up and verification of issue closure related to the systems and applications used by the Consumer and Community Banking Technology business. You will participate in or lead both technology and integrated audits through partnership with business and IT Audit peers. In addition, you will be involved in assessing the adequacy of controls around various projects including major application development initiatives, infrastructure build-outs, and product development and will be expected to develop ongoing relationships with senior IT leaders. This role will report locally into the Audit Director in India and functionally to the Audit Director onshore and will be based in India (Bangalore). Establish strong relationships with management in technology, related control groups such as Risk Management, Compliance, and Audit colleagues. Lead audit engagements covering Consumer and Community Banking technology including risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure. Ensure accountability for meeting deliverables and adhering to department standards. Lead and manage People and provide coaching and feedback to other team members. Monitor key risk indicators, significant change activities and escalation of emerging technology issues to management in a timely fashion. Stay up-to-date with evolving technology changes and market events impacting technology processes. Develop recommendations to strengthen internal controls and improve operational efficiency. Required qualifications, capabilities, and skills: Minimum 9 years of relevant experience in internal/external auditing, or consulting. Must have experience planning/leading/executing audits or similar projects, and providing staff with written and verbal feedback. Minimum Bachelor's degree in Management Information Systems, Finance, Accounting, or other related discipline. A related professional certification is expected, such as CISA, CISSP, or CIA, or will be encouraged to work toward a professional certification. Proficiency in risk analysis, and strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness. Proven ability to multitask, complete projects on time and on budget, and be able to adapt to changing priorities. Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner. Working knowledge of IT controls and processes, such as Access Administration, Change Management, Security Configuration, and Business Resiliency. Ability to build strong partnerships with key technology stakeholders and across the IT and business audit teams through a proactive, open, communicative approach. Enthusiastic, self-motivated, and effective under pressure, proven ability and desire to learn quickly, be flexible and think strategically. Prepared to travel to business locations domestically. Preferred qualifications, capabilities, and skills: A related professional certification such as CISA, CISSP, or CIA is preferred, or candidates will be encouraged to work toward obtaining one.,

As an experienced audit professional, you will be joining our Commercial and Investment Banking audit team in Mumbai. Your role will involve evaluating the control environment of various business activities such as Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency across different regions. You will work with a team of specialists to implement a risk-based audit coverage program. Your responsibilities will include participating in all aspects of audit activities, collaborating with senior auditors and audit managers, identifying control issues, developing recommendations for internal control improvements, and staying updated on industry and regulatory changes. You will also be expected to take ownership of your self-development, build strong relationships with stakeholders, and demonstrate technical competency. To be successful in this role, you should have a minimum of 7 years of auditing experience, a Bachelor's degree or relevant financial services experience, and a solid understanding of internal controls. Excellent communication and presentation skills, strong interpersonal and influencing skills, and the ability to prioritize effectively are essential. Preferred qualifications include being a Chartered Accountant, Certified Internal Auditor, or having an Advanced Degree in Finance or Accounting, along with relevant experience in Investment Banking business. If you are enthusiastic, self-motivated, effective under pressure, and willing to take personal risk and accountability, and enjoy working both independently and as part of a team, this role could be a great fit for you.,

The IT Security Analyst supports the Client Information Security mission by implementing results-oriented strategic approaches, plans, programs, and procedures. This position will focus on security analysis for our procurement teams. They will ensure that Client Information Security Policies and Standards are followed by the Agency. The broad areas of responsibility for this position include identity and access management, system and services acquisition review, IT risk management, business continuity and IT disaster recovery planning, security awareness education and training, security vulnerability management, and security incident management. Responsibilities: - Documents processes and script narratives/executive summaries. - Create business-focused documentation for circulation among readers with various technical understanding. - Share insight of information security and IT procurement approaches and implementation methodologies. - Research and provide written guidance on alignment with security policies/standards. - Perform tasks related to Security Compliance and Control Evaluation, Risk analysis, and procurement recommendations. - Collaborate with business areas and cross-functional Procurement Analysts or Enterprise Architects to fully understand business needs and provide strategic consultation on security and risk-averse acquisition. - Partner with architects, other technical team members to develop roadmaps and strategies to support agency KPIs. - Consult with teams as needed on initiatives and provide tactical direction as well as provide considerations on legacy solutions as they are replaced.,

You have the opportunity to unlock your potential as an experienced audit professional by joining our Commercial and Investment Banking audit team based in Mumbai. As a Senior Audit Associate, you will focus on evaluating the control environment of various business activities such as Custody, Fund Accounting, Trade Processing, and more across different regions. Your responsibilities will include participating in audit engagements, conducting audit testing, collaborating with global Audit colleagues and business stakeholders, and enhancing internal controls based on your judgment. You will be expected to actively participate in all stages of audit activities, work closely with colleagues to identify control issues, develop recommendations to strengthen internal controls, and stay updated on industry regulations. Additionally, you will have the opportunity to take ownership of your self-development, build strong relationships with stakeholders, and demonstrate technical competency in evolving industry landscapes. To qualify for this role, you should have a minimum of 7 years of auditing experience, a Bachelor's degree (or equivalent financial services experience), and a solid understanding of internal controls. Excellent communication and presentation skills, interpersonal abilities, and analytical skills are essential. The ability to multitask, prioritize effectively, embrace technological advancements, and work well both independently and in teams are also key requirements for this position. Preferred qualifications include being a Chartered Accountant, Certified Internal Auditor, or holding an Advanced Degree in Finance or Accounting, along with relevant experience in Investment Banking business. Your enthusiasm, self-motivation, and willingness to take on challenges will be valued in this role as you contribute to the success of our audit team.,

This role is suitable for an experienced audit professional looking to join the Asset Wealth Management Audit Team. As an Asset Wealth Management Audit Associate within our Internal Audit group, you will be responsible for leading audit assignments, conducting and documenting audit testing, collaborating closely with global Audit colleagues and business stakeholders, and utilizing your judgment to enhance internal controls. Your duties will include assisting with ongoing risk assessment, identifying controls, executing audits, and engaging in continuous monitoring activities across Asset & Wealth Management functions. You will be expected to: - Assist or lead audit engagements covering Asset Wealth Management functions such as risk assessment, audit planning, testing, control evaluation, work paper documentation, report drafting, and ensuring follow-up on issue closure. - Meet deadlines and budget targets for assigned audit work while adhering to department and professional standards using a consistent methodology. - Work collaboratively with other Audit groups and regions to ensure seamless audit coverage across the organization. - Foster a business environment that promotes integrity, respect, excellence, and innovation. - Be willing to travel internationally (up to 10%) as needed and adjust work schedules to support global teams. Required qualifications, capabilities, and skills: - Minimum MBA degree - At least 7 years of experience in a financial services firm or bank, with a background in audit or risk/control - Ability to lead audits and conduct audit work remotely, work effectively within a matrix organization, manage multiple projects, and contribute to audit assignments in a team setting - Proficiency in risk assessment, issue/impact analysis, and preparing executive reports - Strong communication and interpersonal skills necessary to present complex and sensitive issues to senior management - Enthusiastic, self-motivated, able to work independently or in teams, share information, support colleagues, and promote participation Preferred qualifications, capabilities, and skills: - Chartered Accountant certification preferred - Experience and exposure to Asset Management and/or Wealth Management business would be advantageous,

Unlock your potential as an experienced audit professional with our Commercial and Investment Banking audit team. As a Commercial and Investment Banking Senior Audit Associate in our Internal Audit team based in Mumbai, you will provide coverage of Commercial and Investment Banking Securities Services business activities, including Custody, Fund Accounting, Trade Processing and Settlement, Liquidity and Trading Services, and Transfer Agency, by evaluating the adequacy and effectiveness of the control environment across regions. This will be accomplished through a risk-based audit coverage program, managed and executed by a team of business and technology audit specialists. You will be involved in audit engagements, performing and documenting audit testing, and partnering closely with global Audit colleagues and business stakeholders. The role will require you to use your judgment to enhance internal controls, and offer you the chance to gain a comprehensive understanding of key Commercial and Investment Banking central functions and controls, and the related regulatory landscape. Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow-up and verification of issue closure, in close partnership with and support of senior auditors and/or audit managers, and ensuring audit assignments are completed timely and within allocated budget. Work closely with Commercial and Investment Banking Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders while adhering to audit standards. Develop recommendations to strengthen internal controls and improve operational efficiency. Take ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunities for continued learning. Build and maintain strong working relationships with stakeholders, business management, other control groups while maintaining independence. Stay up-to-date with evolving industry/regulatory changes and market events impacting the business and demonstrate technical competency. Required qualifications, capabilities, and skills: - Minimum 7 years of internal or external auditing experience - Minimum Bachelor's degree (or relevant financial services experience) - Ability to operate as an effective auditor, with a solid understanding of internal controls and the ability to evaluate and determine the adequacy of controls for a given set of risks - Experience with internal audit methodology and applying concepts in audit delivery and execution - Excellent written, verbal, and presentation skills; adept at presenting complex and sensitive issues to senior management - Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners, while also influencing the actions of the business to improve its control environment - Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness - Proven ability to multi-task and prioritize effectively, and drive efficiency with existing technical infrastructure through automation, while embracing the innovative opportunities offered by new technologies - Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability - Ability to work well individually, and in teams, share information, support colleagues and encourage participation. Preferred qualifications, capabilities, and skills: - Chartered Accountant or equivalent, Certified Internal Auditor, and/or Advanced Degree in Finance or Accounting - Relevant working experience in Investment Banking business,

Join our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a key player, you'll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders. As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will lead in shaping the testing strategy across various business lines, ensuring alignment with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder management will enable you to foster strong relationships with senior stakeholders, including business management and regulatory bodies. Your role will also involve making impactful decisions that influence operations, financial management, and public image, while maintaining compliance with operational policies and precedents. As a leader, you will manage a diverse team, planning and organizing individual and team activities to integrate and coordinate work across different parts of the firm. Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies. Oversee the assessment of the control environment, identifying control gaps, verifying control effectiveness, and driving remediation efforts. Manage complex testing initiatives, applying advanced project management skills to ensure timely and efficient delivery of outcomes. Utilize deep knowledge of risk management practices to make sound decisions that protect the firm's interests and comply with regulatory obligations. Foster strong relationships with senior stakeholders, effectively communicating testing strategies and outcomes, and addressing any concerns or issues. Required qualifications, capabilities, and skills: - 7+ years of experience in leading and managing complex testing initiatives within a financial institution or similar industry. - Proven track record in developing and implementing comprehensive testing strategies that align with regulatory requirements and firm policies. - Demonstrated expertise in risk management and control evaluation, with a focus on identifying control gaps and driving remediation efforts. - Advanced proficiency in project management, with a history of delivering results that accelerate business objectives. - Strong stakeholder management skills, with experience in fostering relationships with senior stakeholders and effectively communicating testing strategies and outcomes.,

Join our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a key player, you'll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders. As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will lead in shaping the testing strategy across various business lines, ensuring alignment with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder management will enable you to foster strong relationships with senior stakeholders, including business management and regulatory bodies. Your role will also involve making impactful decisions that influence operations, financial management, and public image, while maintaining compliance with operational policies and precedents. As a leader, you will manage a diverse team, planning and organizing individual and team activities to integrate and coordinate work across different parts of the firm. Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies. Oversee the assessment of the control environment, identifying control gaps, verifying control effectiveness, and driving remediation efforts. Manage complex testing initiatives, applying advanced project management skills to ensure timely and efficient delivery of outcomes. Utilize deep knowledge of risk management practices to make sound decisions that protect the firm's interests and comply with regulatory obligations. Foster strong relationships with senior stakeholders, effectively communicating testing strategies and outcomes, and addressing any concerns or issues. Required qualifications, capabilities, and skills: - 7+ years of experience in leading and managing complex testing initiatives within a financial institution or similar industry. - Proven track record in developing and implementing comprehensive testing strategies that align with regulatory requirements and firm policies. - Demonstrated expertise in risk management and control evaluation, with a focus on identifying control gaps and driving remediation efforts. - Advanced proficiency in project management, with a history of delivering results that accelerate business objectives. - Strong stakeholder management skills, with experience in fostering relationships with senior stakeholders and effectively communicating testing strategies and outcomes.,

Join our team and lead the charge in shaping robust testing strategies that safeguard our firm's interests. As a key player, you'll have the opportunity to drive impactful decisions, enhance compliance, and build strong relationships with senior stakeholders. As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will lead in shaping the testing strategy across various business lines, ensuring alignment with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder management will enable you to foster strong relationships with senior stakeholders, including business management and regulatory bodies. Your role will also involve making impactful decisions that influence operations, financial management, and public image, while maintaining compliance with operational policies and precedents. As a leader, you will manage a diverse team, planning and organizing individual and team activities to integrate and coordinate work across different parts of the firm. Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies. Oversee the assessment of the control environment, identifying control gaps, verifying control effectiveness, and driving remediation efforts. Manage complex testing initiatives, applying advanced project management skills to ensure timely and efficient delivery of outcomes. Utilize deep knowledge of risk management practices to make sound decisions that protect the firm's interests and comply with regulatory obligations. Foster strong relationships with senior stakeholders, effectively communicating testing strategies and outcomes, and addressing any concerns or issues. Required qualifications, capabilities, and skills: - 7+ years of experience in leading and managing complex testing initiatives within a financial institution or similar industry. - Proven track record in developing and implementing comprehensive testing strategies that align with regulatory requirements and firm policies. - Demonstrated expertise in risk management and control evaluation, with a focus on identifying control gaps and driving remediation efforts. - Advanced proficiency in project management, with a history of delivering results that accelerate business objectives. - Strong stakeholder management skills, with experience in fostering relationships with senior stakeholders and effectively communicating testing strategies and outcomes.,