5 Regulatory Monitoring Jobs

About the Opportunity: ???? As a Visa Specialist at The Experience Co. , you&aposll be the architect behind the seamless international travel experiences we promise. This role demands a strong understanding or a deep curiosity to learn about the visa application process, and the ability to work with embassies and visa centers like VFS and BLS. Youre not just handling documents; youre ensuring that our community of travelers can explore the globe without barriers. Type: Full-time Location: Bangalore Compensation: Competitive + Incentives Joining Date: Immediate / Within 30 days Work Timings: Mon-Sat, 10am - 6pm Role: Visa Specialist Who Were Looking For: This role is open to both freshers and experienced professionals . While prior experience with visa centers and embassies is a plus, were equally excited about individuals who bring curiosity, high attention to detail, and a proactive attitude to the table. We&aposre looking for someone who: Is meticulously detail-oriented , especially when it comes to document handling and submission processes. Is eager to learn and keeps themselves updated with international travel regulations and country-specific visa policies. Is a strong communicator , confident in explaining complex requirements to travelers and in coordinating with external and internal stakeholders. Has a structured approach to follow-ups , ensuring timely reminders to customers about missing documents, submission appointments, and next steps. Collaborates efficiently with cross-functional teams for any updates or changes in customers travel or visa plans. Is a natural researcher who doesnt stop until theyve found accurate, updated information. Takes ownership and pride in ensuring every application is handled with care and professionalism. We believe in hiring smart, responsible, and driven people , regardless of experience level. Whats in it for you A chance to be part of a visionary company that&aposs redefining the travel experience. A critical role that directly shapes travelers journeys. Opportunity to work in a dynamic, creative environment that values strategic thinking, growth, and exceptional service. Your Responsibilities: Visa Application Management: Oversee and perfect the entire visa application process, ensuring accuracy and timeliness. Detailed Documentation Handling: Carefully manage all required documentation, reviewing every submission with a detailed eye and ensuring nothing is missed. Customer Follow-ups: Proactively follow up with travelers to collect documents, provide timely updates, and track submission timelines. Embassy and Visa Center Liaison: Serve as the primary point of contact for embassies and visa centers, ensuring smooth processing and communication. Cross-Team Coordination: Work closely with internal teams (travel, ops, customer support) to stay aligned on visa statuses and ensure smooth handoffs. Traveler Consultation: Provide travelers with detailed guidance and personalized support throughout their visa application process. Regulatory Monitoring: Stay informed about and communicate any changes in visa policies or requirements. Problem Resolution: Address and resolve any issues that arise during the visa application process with speed and professionalism. Travel Logistics Optimization: Collaborate with travel agents and service providers to ensure seamless experiences for our travelers. About The Experience Co. The Experience Co is Travel Rethought. We design journeys & interventions for creators, doers & influencers that make things happen. Our projects are attended by entrepreneurs, professionals & creators from Art, VR, Music, Design, Tech, Films, Photography, Food, Events and more. Show more Show less

You will be a part of a team at JLL that supports the Whole You, personally and professionally. At JLL, we are committed to shaping the future of real estate by offering world-class services, advisory, and technology to our clients. We are dedicated to hiring the best and most talented individuals in the industry and supporting them through professional growth, flexibility, and personalized benefits to manage life both at work and outside of work. Whether you have experience in commercial real estate, skilled trades, technology, or are looking to transition your skills to a new industry, we empower you to shape a brighter future where you can thrive both professionally and personally. As a Risk and Compliance Executive, you will play a crucial role in vendor management, risk mitigation, business continuity planning, and client-related compliance activities. The ideal candidate will have a strong background in risk management, compliance, and contract administration within a corporate environment. Your key responsibilities will include: - Audits and Risk Management: Planning and executing internal and external audits to ensure compliance with regulations and company policies, managing comprehensive risk registers, and implementing risk mitigation strategies. - Business Continuity Planning: Assisting in maintaining and testing Business Continuity Plan (BCP) documentation, ensuring alignment with industry best practices and regulatory requirements. - Client Escalation Management: Managing client escalations, providing closure through data/trend analysis for client compliance concerns, and ensuring timely resolution of escalated issues. - Legal and Regulatory Compliance: Maintaining and updating the legal register, monitoring changes in legal and regulatory landscapes. - Third-Party Assessment (TPA): Managing client-initiated Third-Party Assessment processes, coordinating with internal teams for information gathering, and ensuring timely submission of TPA responses. - Contract Adherence: Collaborating with legal and business units to address contract-related issues. - Risk Register: Maintaining an enterprise-wide risk register, coordinating with risk owners for updates, generating risk reports, and supporting strategic decision-making. - Vendor Management: Monitoring contract adherence for facility management vendors, conducting audits, and vendor performance reviews. Qualifications required for this role include a Bachelor's degree, 3 to 4 years of relevant experience, strong knowledge of industry regulations, vendor management experience, and proven track record in audits and risk assessment processes. Key competencies for this role include knowledge of APAC/EMEA regulations, strategic thinking, attention to detail, negotiation skills, leadership, adaptability, and exposure to facility management business. If you resonate with this job description, we encourage you to apply as we are interested in getting to know you and what you bring to the table. JLL offers personalized benefits that prioritize mental, physical, and emotional health to support your overall well-being. Join us at JLL, a leading professional services and investment management firm specializing in real estate, and be a part of shaping the future of real estate for a better world.,

As part of the EY Financial Services Risk Management department, you will be involved in supporting major Portfolio Management Companies (SGPs) in their regulatory, transformation, and operational efficiency projects. This will include conducting impact studies, concrete operational implementation, program management, among other responsibilities. Your tasks within our team will include: - Defining, reviewing, or optimizing Target Operating Models - Managing transformation projects - Due Diligence Risk & Regulatory (vendor/buyer) - Identifying the impacts of new European regulations on clients" internal processes, overall organization, investment products, operational aspects - Providing actions/recommendations and implementation plans to address identified impacts, project management - Occasional internal audit missions of front-to-back processes of portfolio management companies - Various ad hoc missions within Asset Managers: updating AMF approval files (e.g. granting loans, credit approval, ELTIF, complex derivatives, etc.), studying the implementation of anti-dilutive mechanism (swing pricing), assisting in structuring OPC and implementing operational impacts within the SGP, etc. - Thinking about developing new EY offerings in asset management - Regulatory monitoring, tracking the work of Industry Groups (AFG, EFAMA, AFTI, AMAFI, IA, TISA, ALFI, etc.) Profile: Male/Female, Graduated from a Business School or a University Master's in Asset Management or Finance with a desire to work in the Asset Management sector, you have at least 2 years of experience in a Portfolio Management Company (Compliance, Risk, Operations, Transformation, Projects departments) or a consulting firm in the Asset Management sector or a Regulator (asset management department, inspection). Key Qualifications: - Knowledge of the Asset Management sector and related regulations - Strong understanding of internal processes of Portfolio Management Companies: distribution, management, middle office, etc. - Good knowledge of products offered by Asset Managers, all asset classes - Experience in transformation projects in the sector - Aptitude for reading and analysis - Interpersonal skills, autonomy, teamwork - Synthesis skills and oral and written communication skills (French and English) - Willingness to work in a cross-border EMEIA Financial Services environment (numerous cross-border projects) - Fluent in English. The recruitment process at EY involves 2-3 operational interviews and an HR interview. They can be conducted in person or remotely (via Teams). Experience EY, Join us! EY promotes diversity and welcomes all applications with equal qualifications, including those from people with disabilities. About EY: At EY, expertise and innovation come together to build a world of trust and transformation. Here, new technologies and exciting missions are at the heart of our professions. EY offers the opportunity to: - Work for international clients and leaders in their sectors, start-ups, or high-value-added family businesses - Evolve within an international team in a human-sized environment - Discover other cultures and benefit from our network with our Mobility4U program - Follow a comprehensive and personalized training program. A mentor will accompany you throughout your career with us! - Engage through our internal networks on topics related to ecology, inclusion, associative (EY Foundation) and participate in numerous events (Entrepreneur of the Year award, Women In, .) Additionally, EY provides: - SmartWorking: Our employees organize themselves flexibly, with trust and autonomy to choose the work methods that suit them best! At the office, at home, at the client's site: everyone has their own style! A flexible and agile work organization that better adapts to the needs of our clients and project teams. - Comprehensive package: annual discretionary bonus, profit-sharing bonuses, referral bonuses, RTT, advantageous health insurance, meal vouchers, 75% reimbursement of public transportation, discounted GymLib subscription, . - And many other things that make EY a great place to work: being able to visit the Louvre Museum for free whenever desired, having privileged seats for the Paris Opera, participating in organized trips via the Employee Committee, .,

Regulatory Monitoring & Analysis: Continuously monitor, track, and analyze new and evolving policies, regulations, rules, tariff orders, grid codes, and standards issued by central (e.g., MoP, MNRE, CEA, CERC) and state-level authorities. Required Candidate profile • Permits, Licenses & Approvals Management (Project Lifecycle): Manage the end-to-end process of obtaining all required licenses, permits, and approvals for solar, wind, and hybrid power projects.

ASSET AND WEALTH MANAGEMENT Bringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm s primary investment area, we provide investment and advisory services for some of the world s leading pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors and individuals, for which we oversee more than $2 trillion in assets under supervision. Working in a culture that values integrity and transparency, you will be part of a diverse team that is passionate about our craft, our clients, and building sustainable success. We are: Investors , spanning traditional and alternative markets offering products and services. Advisors , understanding our clients priorities and poised to help provide investment advice and strategies that make sense for their portfolios. Thought Leaders , providing timely insights across macro and secular themes to help inform our clients investment decisions. Innovators , using our suite of digital solutions to help our clients address complex challenges and meet their financial goals. OPERATIONS Operations is a dynamic, multi-faceted function that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow. YOUR IMPACT Are you looking to apply your client service and analytical skills while deepening your understanding of asset management Our Client operations team is seeking a professional who is looking to partner with our diversified client base and global business counterparts to provide best in-class client experience, define solutions and lead change across the operational infrastructure. Funds Oversight and Vendor Management team sits within Client Operations and has primary responsibility for all aspects of portfolio accounting, regulatory monitoring and reporting, service provider oversight and serves as the single point of contact for all operations related funds inquiries. These functions cover a wide range of funds structures including mutual funds and hedge funds in various jurisdictions like US registered 40 act funds/ Luxemburg/ Offshore funds and a complex product range, which include equities, fixed income, currency and derivatives, money markets, ETFs. The group supports portfolio managers, Fund Boards, Controllers, Sales and Client relationship professionals by providing accurate and timely client account information and overseeing all aspects of operational risk across portfolios. This involves extensive interaction with internal and external parties to ensure effective oversight for existing business. The group continues to focus on best in-class client experience and working closely with the business to maintain and enhance client relationships. JOB SUMMARY AND RESPONSIBILITIES Relationship management with service providers to ensure excellent service delivery to Goldman Sachs and Liaise with internal Teams (Valuation group, Controllers, Trade management etc) to provide comprehensive service feedback to Vendors Assisting with the evaluation, selection, negotiation and onboarding of new vendors and ongoing compliance with Firm vendor policies Comply with internal risk frameworks and industry regulations to reduce risk and extract maximum value from our global network, connecting with stakeholders to lobby for internal or market change Holistic ownership and understanding of funds from a GSAM Operations perspective by understanding various fund structures, coordinating client issues across all operations teams and business partners, and act as a single point of contact for GSAM Operations Ensure accounting data accuracy and provide accounting policy oversight in order to create controlled environment for investment management process Trading desk support to include ad-hoc queries as well as ongoing business initiatives Proactively review indicators of operational issues/concerns with the goal of resolving such issues before client impact Review account level metrics (i.e. reconciling items on cash/position reconciliations, daily corporate actions, NAV Reconciliations, failing trades, standard/non-standard reporting deliverables), guidelines and regulatory breaches as defined by operating standards and research, escalate, remediate exceptions as appropriate Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture Scalability analysis of workflow cost drivers and trends to help drive process improvements and efficiency, budgeting and cost allocation to various revenue producing desks BASIC QUALIFICATIONS Minimum of 4 years of professional experience Proficient in Microsoft Office, specifically Word, Excel, and PowerPoint Bachelor s degree required Be highly collaborative, team-oriented and strong consensus builder Demonstrate strong communication and interpersonal skills both written and oral PREFERRED QUALIFICATIONS Previous experience in Operations, Accounting and/or Financial Services industry Demonstrate ability to partner across product groups, regions and functional responsibilities Be a strategic thinker, possesses strong facilitation and data gathering skills Attention to detail and ability to work to tight deadlines under pressure and to provide practical solutions Risk management focus