5151 Regulatory Jobs - Page 25

We are looking for a skilled Accountant to join our team in the hospitality industry. The ideal candidate will have 3-6 years of experience and be based in [location to be specified]. Roles and Responsibility Managing financial transactions, including accounts payable and receivable. Preparing and reviewing financial statements, such as balance sheets and income statements. Analyzing financial data to identify trends and areas for improvement. Developing and implementing financial models to forecast revenue and expenses. Ensuring compliance with accounting standards and regulatory requirements. Maintaining accurate and up-to-date financial records. Job Requirements Bachelor's degree in Accou...

Roles and Responsibility Develop and implement operational strategies to achieve business objectives. Manage and supervise a team of professionals to ensure efficient operations. Analyze operational data to identify areas for improvement and optimize processes. Collaborate with cross-functional teams to align with organizational goals. Ensure compliance with regulatory requirements and industry standards. Foster a culture of continuous improvement and excellence within the team. Job Requirements Proven experience in operations management with a minimum of 8 years of experience. Strong leadership and management skills, with the ability to motivate and inspire teams. Excellent analytical and p...

Roles and Responsibility Develop and implement operational strategies to achieve business objectives. Manage and supervise a team of professionals to ensure efficient operations. Analyze operational data to identify areas for improvement and optimize processes. Coordinate with various departments to ensure seamless operations and resolve issues. Implement and maintain quality control measures to ensure high standards. Identify and mitigate risks to ensure compliance with regulatory requirements. Job Requirements Proven experience in operations management with a minimum of 5 years of experience. Strong knowledge of operational principles and practices. Excellent leadership, communication, and...

Key Responsibilities: Develop, implement, and maintain robust financial crime prevention policies and procedures, including anti-money laundering (AML), fraud, sanctions compliance, and counter-terrorism financing (CTF). Lead and manage financial crime risk assessments and due diligence processes. Oversee investigations related to suspicious activities, ensuring timely escalation and resolution. Ensure compliance with applicable laws, regulations, and industry standards. Coordinate with internal departments and external regulators on compliance issues. Monitor and report on regulatory changes and implement necessary adjustments. Provide training and awareness programs on financial crime and ...

We are looking for a skilled Accountant to join our team in the hospitality industry. The ideal candidate will have 3-6 years of experience and be based in [location to be specified]. Roles and Responsibility Manage financial transactions, including accounts payable and receivable. Prepare and review financial statements, such as balance sheets and income statements. Develop and implement financial models to forecast revenue and expenses. Analyze financial data to identify trends and areas for improvement. Ensure compliance with accounting standards and regulatory requirements. Maintain accurate and up-to-date financial records. Job Requirements Bachelor's degree in Accounting or related fie...

Educational Requirements Bachelor of Engineering,Bachelor Of Technology,Bachelor Of Comp. Applications,Bachelor of Pharmacy,Master of Pharmacy,Master Of Technology,Master Of Comp. Applications Service Line Application Development and Maintenance Responsibilities a.Essential Skills: 2-10 years of total IT industry experience, with at least 3 years in Clinical or Regulatory solutions for Life Sciences clients. Should be well familiar with Life Sciences Domain - Clinical Trials, Drug Safety, Pharmacovigilance Familiarity with the complete working of CSV tool Exposure to US Life Sciences market Experience of leading development team, working with client teams/SMEs and leading them through the pr...

Our Purpose Title and Summary Manager, Finance Business Partner, BillPay Engineering Overview: The Financial Planning & Analysis function manages all aspects of management reporting encompassing budgeting and forecasting, strategic and customer planning. This includes the management and execution of the corporate reporting and planning requirements Role Responsible for a broad range of finance related responsibilities and acts as a finance generalist Business Partnering for Bill Pay Engg business Partner with the Engg business to support objective delivery by providing relevant financial analytics, regular reporting and business insights to key stakeholders, while developing robust tracking ...

The Regulatory Controls Associate will be an integral member of the CB & IB Business Financial Crime Business Controls Oversight team, based in Mumbai or Bangalore. In this role, the Associate will support the business in meeting various Financial crime controls and Regulatory requirements. Key responsibilities include performing essential control activities, assessing and interpreting policy requirements, and conducting gap analysis through process mapping. The associate will also contribute to the design, implementation, and ongoing reporting of business controls, ensuring robust compliance and effective regulatory oversight within the organization. Your key responsibilities Perform gap an...

Department ISS Delivery Reports To Technical Analysis Subchapter Lead Level 6 About your team ISS Delivery provides the design and delivery of all changes in processes and/or technology solutions that support the growth for Fidelitys Global Investment Solutions & Services business (ISS). We support Investment Management, Asset Management Operations and Distribtion team primarily located in London, Hong Kong, Tokyo, Toronto, Australia, Singapore and China. About your role Fidelity ISS business is continually evolving in response to market demands, client expectations, and the increasing sophistication of investment strategies. This role sits within the ISS Delivery team, which partners closel...

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account ope...

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account ope...

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account ope...

Role Overview: As a Vice President, Investigator at JP Morgan's Global Security team, you will play a crucial role in leading investigations into internal employee matters and fraud events. Your responsibilities will include policy development, compliance, incident management, and global security operations, ensuring the highest standards of security and integrity are maintained. Your work will contribute to the protection of the firm's employees and assets worldwide. Key Responsibilities: - Investigating suspected violations of the Code of Conduct, firm policies, and procedures, as directed by management - Ensuring accurate quality control of documentation and recording of investigations - ...

As a Data Management Senior Associate - Privacy at JPMorgan Chase within the International Consumer Bank, you will play a crucial role in providing strategic advice and guidance to various stakeholders while managing Privacy risks associated with day-to-day operations. Your responsibilities will include executing Privacy governance activities in alignment with firmwide Privacy policies and standards to support the rapidly expanding business. This entails designing, operating, and implementing controls to ensure Privacy compliance. Key Responsibilities: - Provide Privacy advice and guidance to the business, including conducting Data Protection Impact Assessments and Privacy by Design and Defa...

As a Manager in the Taxation & Regulatory domain based in Noida, Uttar Pradesh, you will oversee and manage comprehensive tax and regulatory engagements across direct and indirect taxes for a diverse client base. Your role will require a strong technical understanding of tax laws, compliance requirements, and advisory capabilities, with exposure to both domestic and international taxation. You will work closely with clients across sectors to provide strategic tax guidance, ensure compliance, support regulatory filings, and manage tax audits, assessments, and proceedings. **Key Responsibilities:** - Lead and manage end-to-end tax compliance activities across direct and indirect taxes, ensurin...

Axis Bank Limited is looking for RP&F - Fees-CO:Digital Proposition, Product and Compliance - RFR to join our dynamic team and embark on a rewarding career journey Collaborate with cross-functional teams to achieve strategic outcomes Apply subject expertise to support operations, planning, and decision-making Utilize tools, analytics, or platforms relevant to the job domain Ensure compliance with policies while improving efficiency and outcomes

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financin...

Grade Level (for internal use): 09 The Team: The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to the organization on the design and execution of strategy, making riskbased decisions, and evaluating opportunities while ensuring adherence to S&P Globals policies and procedures. TheRole: The successful candidate will be supporting the implementation and monitoring of the Compliance Program for S&P Global Market Intelligence, with a focus on enhancement of data loss protection and compliance initiatives. The role involves a range of activities, including providing: (i) compliance advisory services, (ii)monitoring, investigation and dispo...

The Team: The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to the organization on the design and execution of strategy, making riskbased decisions, and evaluating opportunities while ensuring adherence to S&P Globals policies and procedures. TheRole: The successful candidate will be supporting the implementation and monitoring of the Compliance Program for S&P Global Market Intelligence, with a focus on enhancement of data loss protection initiatives and sanction compliance. The role involves a range of activities, including providing: (i) compliance advisory services, (ii)monitoring, investigation and disposition of compliance alert...

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account ope...

Job Title: KYC Associate Location: Jaipur, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements ...

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account ope...

Role & responsibilities Responsible for ensuring all HR policies, procedures, and practices align with healthcare regulations, labour laws, and internal governance. Conduct regular compliance audits and legal reviews to mitigate organisational risk. Develop, implement, and communicate new and updated HR policies. Understand and apply specific regulations relevant to the healthcare industry, such as those related to patient safety and product quality.. Preferred candidate profile Strong understanding of healthcare-specific regulations, hospital workforce dynamics, labour laws, and HR best practices. Education: MBA/ PGDM in HR Salary : Based in the industry

Regulatory Documentation Specialist focused on IVF buffer media and sterile life science products . The ideal candidate will have strong expertise in regulatory compliance, documentation, and quality systems aligned with DCGI, ISO 13485, CE (MDR/IVDR) , and WHO-GMP standards. Qualifications: Masters in Biology / Biotechnology / Life Sciences 3–5 years’ experience in regulatory documentation for sterile or IVF-related products Key Skills: DCGI submissions & Product/ Site Master Files ISO 13485:2016 QMS documentation CE marking, MDR/IVDR compliance Knowledge of Drugs & Cosmetics Act, Medical Device Rules (2017) Responsibilities: Prepare and maintain regulatory dossiers, technical files & SOPs ...

Acting as the academic & administrative head, responsible for curriculum development, faculty management, financial oversight, & ensuring compliance with regulatory standards. Must also oversee student development & welfare, manage college operations