3758 Regulatory Jobs - Page 29

About Company ReNew is a leading decarbonisation solutions provider and the first Indian clean energy company to list on Nasdaq (Nasdaq: RNW). With ~15.6 GW of commissioned and pipeline utility-scale projects, we are a global company with strong Indian roots. Founded in 2011, ReNew is at the forefront of fighting climate change by offering decarbonisation solutions through utility-scale wind and solar offerings, green hydrogen, carbon markets, and energy storage. ReNew has been a pioneer in leveraging digital technologies to accelerate the transition to green energy and address the unique requirements of the B2B segment in India, where we are the market leader. Our mission is to play a pivot...

Job Purpose Compliance testing Lead a team for Compliance testing of various products and processes Develop a compliance testing plan, determine scope & testing methodology, lead a team for execution, discuss & obtain responses with action plan and present the results to Senior Management Required Qualifications and Experience Educational Qualifications CA /MBA Fin with 0-3 years of experience Understanding of business processes and regulatory requirements Analytical and communicating s Ability to learn and implement at a fast pace

As the Head of Marine Operations at our company, your primary responsibility will be to lead and oversee all maritime operations, including chemical tankers, vessels, and barges. You will be based in Chennai, India, with oversight responsibilities for our subsidiary in Singapore. Reporting directly to the Managing Director, you will play a crucial role in ensuring the safe, compliant, and cost-efficient performance of our entire fleet. Your key responsibilities will include: 1. Strategic Oversight of Fleet Operations: - Overseeing operations and performance of vessels in Singapore subsidiary in coordination with local ship managers and chartering stakeholders. - Supervising operations of exi...

As a Technical Lead with 5 to 6 years of experience in Vmware administration and Windows administration, you will play a crucial role in ensuring the optimal performance and reliability of Vmware environments. Your responsibilities will include overseeing Windows administration tasks such as installation, configuration, and troubleshooting of Windows servers. You will also be required to provide technical support and guidance to team members on Vmware and Windows-related issues. Your expertise in Regulatory and Process Control Governance and Compliance will be essential as you implement and maintain compliance standards, ensuring all systems adhere to regulatory requirements and company poli...

The ideal candidate for this position is a qualified lawyer with 12-15 years of experience in platform regulations, online safety, or digital compliance. You will have the opportunity to be a part of a global platform that is influencing how millions of individuals connect, create, and engage. Your responsibilities will include providing advice on emerging regulations, establishing compliance frameworks, and collaborating with diverse teams to ensure sustainable growth within the rapidly changing legal landscape of India. If you are ready to take your career to the next level, we would like to hear from you. Please send your resume to Shweta Sheth & utkarsh@vahura.com for a confidential disc...

This role is for an experienced audit professional to join the Issue Validation Team. You must be a mature professional with an understanding of internal control systems within a financial institution. As an Issue Validation Audit Associate within the Internal Audit Team, you will be responsible for end-to-end execution of issue validations for different lines of business. You will perform audit work in accordance with departmental standards, evaluate the system of internal controls, and leading tollgates as the auditor in charge for the assigned validations. Your role will involve preparing detailed memo of audit findings, recommending changes in operational processes and practices, and ens...

Job Responsibilities: Timely, accurate, concise and effective documentation of audit reports on exceptions observed during the course of audit Ensure qualitative and effective performance in all areas of audits undertaken Critically review the existing process and procedures during the audit of respective areas and suggest areas of improvement which would enhance controls and simplify process flow Identify any operational risk areas and escalate to the team leader Review and follow up of rectification responses from the auditee for early rectification of audit comments and timely closure of audit files To scrutinizing transactions in compliance with the regulatory and statutory requirements ...

Job Description : Technical Excellence Develop and sell new solutions (managed services, distinct technology solutions etc.) for the Corporate tax & international tax practice as part of the GTM initiative Periodic monitoring and reporting of sales opportunities, pipeline and wins Contribute to generating profitable revenue through identifying follow-on engagement opportunities and developing lasting relationships with clients Lead project work streams from planning through to implementation - managing project resources and budgets effectively Experience in tax and regulatory support for Corporate tax & international tax

Experience in Internal Control, General Computer and Application Control Audit background. Knowledge and experience in various Information security standards / regulations / best practices (ISO-27001, COBIT, PCI-DSS, GDPR, HIPAA, SOC2, etc. Knowledge of efficient way to protect the system, networks, software, data and information systems against security threats. Experience collaborating with a team of security experts in a diverse set of security topics including, but not limited to, security architecture, financial controls and regulatory compliance, identity and access management, data loss prevention and privacy Required education Bachelor's Degree Preferred education Master's Degree Req...

Job Purpose Compliance testing Lead a team for Compliance testing of various products and processes. Develop a compliance testing plan, determine scope & testing methodology, lead a team for execution, discuss & obtain responses with action plan and present the results to Senior Management. Duties and Responsibilities Compliance testing and product reviewsCompliance Function plays a central role in identifying the level of Compliance risk in the organisation. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will principally be accountable to lead the CMT team.The CMT team is responsible for testin...

Job Title General Manager – Operations Department / Division Operations External Interface (Enlist external agencies/authorities that you are required to deal with while discharging your duty) - Retailers – Business Development/ Sales Head, Store Managers - Outsourced Agencies - Local municipal authorities/ government and other regulatory bodies Minimum Qualification (i.e education, training etc.) - Graduate, MBA Minimum Experience - 15+years of retail industry experience in Operations Special Skills/Attributes (required for performing the job effectively) - Sound Knowledge of Mall Management practices - Principles of building and maintaining retailer / customer relationship - Knowledge of b...

About The Role New or Never Normal Job Title: Internal Audit Team Member Corporate Grade: CA fresher"™s Kotak Overview Kotak Mahindra Bank Limited is an Indian banking and financial services company headquartered in Mumbai, India. It offers banking products and financial services for corporate and retail customers in the areas of personal finance, investment banking, life insurance, and wealth management. At Kotak, we expect more from ourselves, than what anyone else expects of us. This way, we are creating a rewarding and delightful experience every day for our customers. We are an equal opportunity employer and we are opposed to discrimination on any grounds. Overall purpose of role As Kot...

About The Role : -Understanding of insurance processes, operations standards, industry regulations. -Oversee daily operational activities and ensure smooth workflow across departments with a strong focus on excellence, quality management and audit compliance -Develop and drive continuous improvement initiatives to enhance operational performance in coordination with cross-functional teams – Like Projects, Underwriting, compliance, IT, sales to align operational goals -Conduct regular quality audits and implement corrective actions to address gaps -Lead internal and external audit activities, maintain detailed data, documentation and records. Ensure all operational processes are compliant wit...

About The Role New or Never Normal Job Title: Internal Audit Team Member Corporate Grade: CA fresher"™s Kotak Overview Kotak Mahindra Bank Limited is an Indian banking and financial services company headquartered in Mumbai, India. It offers banking products and financial services for corporate and retail customers in the areas of personal finance, investment banking, life insurance, and wealth management. At Kotak, we expect more from ourselves, than what anyone else expects of us. This way, we are creating a rewarding and delightful experience every day for our customers. We are an equal opportunity employer and we are opposed to discrimination on any grounds. Overall purpose of role As Kot...

JobDescription OBJECTIVE OF THE ROLE To ensure Returns filing compliances by way of timely submission after quality verification of IRDAI returns and review of advertisements KEY RESPONSIBILITIES Weightage Ensuring Filing of Regulatory Returns with the Authorities on/before time Maintenance of Regulatory filing calendar upto date Conducting quality verification checks and ensuring correction of identified errors before filing or regulatory returns Setting of processes of data receipt from depts and controls put in place to ensure quality of data for filing Preparation of analytical MIS for above activities and presentation to the management. Maintenance of records Attending to audits 3 0% Re...

Key Responsibilities: 1. Risk Monitoring and Analysis: Monitor gaming transactions, player activities, and financial data to identify potential risks and anomalies. Utilize advanced analytics tools and techniques to detect fraudulent or suspicious behaviour patterns. Conduct regular risk assessments and develop strategies to mitigate emerging risks specific to rummy games. Analyzing behaviour of new users and old users for identifying new patterns which may help inearly detection of risk Maintain a fair playing environment by ensuring proper implementation and execution of all riskmanagement systems and processes 2. Fraud Detection and Prevention: Identify and investigate instances of fraud,...

This internship provides an excellent opportunity for a law student to gain hands-on experience in legal research, document drafting, and exposure to real-world legal issues Conduct legal research and summarize findings Draft, review, and edit contracts, agreements, and internal policies Assist with case preparation and filings Attend meetings and take detailed notes Support in compliance and regulatory tasksPerform other legal administrative duties as needed

Position: Deputy Manager EHS (Environment, Health, Safety & Sustainability) Location: Fazilka, Punjab | Surendranagar & Banas Kantha, Gujarat Department: Environment, Health & Safety Job Purpose: The Deputy Manager EHS will be responsible for ensuring compliance with statutory requirements, corporate EHS standards, and industry best practices. The role involves implementing safety programs, driving risk management initiatives, conducting audits, and fostering a culture of health, safety, and environmental sustainability across operations. Key Responsibilities: Implement and oversee EHS policies, systems, and practices in alignment with regulatory standards and company guidelines. Conduct ris...

We are seeking a motivated and detail-orientedprofessional with a strong foundation in legal, compliance, financialgovernance. The ideal candidate will support day-to-day compliancerelated operations, regulatory audits, track and update internal databases withapplicable MCA regulatory changes, donor related compliance such as GST, FCRAand Income Tax and vendor MIS, document management and dashboard preparationwith a focus on contributing to compliance, financial reportingfunctions. This role demands a proactive approach to maintaining and enhancingorganisational compliance and governance standards. Principal Accountabilities / KeyDeliverable: Compliance Management Assist in conducting compli...

As an Engineer in the BF E&I WML department, you will be responsible for ensuring the smooth operation and maintenance of electrical systems. You will be expected to have a deep understanding of Regulatory Acts/Laws, Functional Knowhow-Process, Compliance & Safety, Preventive Maintenance, and Electrical maintenance & engineering.

Financial Due Diligence (FDD): Conduct end-to-end financial due diligence for M&A, PE, and strategic investments Analyze historical and projected financials, quality of earnings, working capital, debt & debt-like items Identify deal issues and value drivers Prepare diligence reports for clients (buy-side/sell-side) Valuation: Perform business and equity valuations using DCF, market comps, and transaction comps Support in preparing valuation reports for fundraising, M&A, compliance, and internal purposes Coordinate with external valuers and clients where required Transaction Advisory: Support in structuring deals and identifying potential risks Work with clients on investment strategy, busine...

Liaison with Internal Auditors for Planning and collation of related information and data for smooth execution of Internal Audit. Liaison with different internal and cross functional Teams for data / info gathering and collation. Liaison with Internal Teams to close all the observations from the Internal Audit. Developing a mechanism for Concurrent Audit in line with Internal (Operations) Audit for improvement of Quality of Internal Processes. Conducting this Concurrent Audit Create periodic (period to be decided) MIS for reporting the outcome of Concurrent Audit Helping Leadership Team for scheduled Regulatory Inspections. Good communication skills and ability to handle interactions with In...

Job responsibilities: Having experience in concurrent Audit Conducted Comprehensive audit for banks To ensure accuracy, authenticity, and compliance with the procedure and guidelinesof banks are followed. Working on regulatory returns of bank Should be presentable and have good communication skills

Ensure compliance with statutory and regulatory requirements. Oversee corporate governance practices and advise the board on legal matters. Prepare and maintain minutes of board meetings, AGM, and other corporate meetings. Handle the filing of necessary forms and returns with government authorities. Liaise with legal, financial, and regulatory bodies. Support the preparation of annual reports, legal documents, and company policies. Maintain and update company records, such as director details, share capital, etc.

Companies Act, 2013 Compliance: Ensure timely filings and maintenance of statutory registers and records. Organize Board and General Meetings and draft resolutions and minutes. Handle annual compliances including AOC-4, MGT-7, DIR-3 KYC, etc. Monitor compliance related to Directors, Auditors, and CSR obligations. Listing Compliances: Ensure compliance with SEBI (LODR) Regulations. Coordinate with stock exchanges (NSE/BSE) for disclosures and filings. Maintain updated records for shareholding patterns, investor grievances, etc. SEBI & Stock Exchange Compliances: Handle regulatory filings under SEBI PIT, SAST, and ICDR regulations. Monitor insider trading compliances and maintain Structured Di...