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XLIT Solutions
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Regulatory Executive (Trading Exchange)

Regulatory Executive (Trading Exchange)

1 - 6 years

|

2 - 6 Lacs

Mumbai

Posted:3 months ago| Platform:

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Skills Required

Client Management Membership exchange Member Activities SEBI Compliance Risk Assessment Broking Audit Compliance Inspection Depository Depository Operations Stock Broking Record Keeping member Stock Exchange Regulatory Compliance Supervision Sebi Regulations

Work Mode

Work from Office

Job Type

Full Time

Job Description

• Scrutiny of membership Applications and relevant documents • Coordination with SEBI and resolution of queries related to membership applications • Maintaining and updating member database • Activation of member • Maintaining membership records Required Candidate profile • Managing updates related to member category, clearing membership, and registered details. • Tracking and monitoring members' net worth compliance. • Coordination with the member and internal teams.

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XLIT Solutions

www.xlit-solutions.com

Information Technology

Tech City

50-100 Employees

11 Jobs

Key People

John Doe

CEO
Jane Smith

CTO
Emily Johnson

CFO

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