58 Depository Jobs

Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist. Draft the inspection report for the member. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager Prepare the inspection report Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager Conduct onsite inspection for vault & warehouse of commodities for the storage facilities and the goods stored therein. Collate data to cater to the request raised by external regulators like ...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

• DP Opts include demat, remat, pledge, unpledge • Reconcile daily DP reports • Coordinate with NSDL/CDSL, clearing members • Prepare, maintain MIS compliance reports as per SEBI & depository regulations. • Assist in audit & inspection process.

Job Description: Job Title: TAS Operations, AVP Location: Pune, India Role Description Trust Agency Services (TAS) have over 1,500 clients ranging from multi-national corporations to banks and financial institutions, hedge funds, asset managers and supranational agencies around the world. TAS Operations support all types of transactions in the debt capital markets from conventional to structured debt products, Project Finance, REITs and Islamic Finance and services for escrows, restructurings, exchanges, Loan Agency, Depository Receipts, Structured Finance and US Mortgage. This is a knowledge intensive role responsible for managing the Debt security lifecycle operations. The role will requir...

Job description Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Manager Operations Principal responsibilities Life Fund Accounting Team is required to provide the provision of monthly reports and da...

• DP Opts include demat, remat, pledge, unpledge • Reconcile daily DP reports • Coordinate with NSDL/CDSL, clearing members • Prepare, maintain MIS compliance reports as per SEBI & depository regulations. • Assist in audit & inspection process.

Key Skills Settlement Operations Expertise : Strong knowledge of end-to-end settlement processes across equity, derivatives, currency, debt, and mutual funds. Regulatory Compliance : Deep understanding of SEBI, NSE, BSE, NSDL, CDSL regulations and compliance requirements. Depository & Clearing Systems : Experience in NSDL/CDSL operations, clearing corporations (NCL/ICCL), and settlement systems. Risk Management & Controls : Ability to identify operational risks, implement SOPs/SLAs, and drive automation and process standardization. Audit & Reporting : Skilled in handling regulatory audits, inspections, and reporting requirements. Technology & Process Improvement : Proficiency in back-office ...

Job description If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Operations Principal responsibilities The role will require technical excellence to achieve target deliverables combined with the ability to get work do...

Job description Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Manager Operations Principal responsibilities The role will require technical excellence to achieve target deliverables combined with ...

Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure. Implement efficient processes for all depository activities and measure TAT. Maintain and reconcile Depository Records/Registers and safe keeping of records. Manage audit processes, including Concurrent, Internal, and External audits. Collaborate with back office vendors to resolve system-related issues. Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches. Analyze and report suspicious transactions and alerts daily to FIU after ...

Responsible for the day-to-day activities of Regulatory Correspondence Department Co-ordinate with regulators. Maintain updates of action take regarding various correspondence Keep track of various circulars / notifications/ correspondence Required Candidate profile 7+ Exp in Capital Market Exp in coordinating & communicating with regulators Prepare reports / MIS Arranging & drafting minutes of the meetings

1Mutul fund DRF, 2Normal Pledge, 3Account Closure 4DIS Scan in CDSL 5Holding file download Required Candidate profile Required only Male Candidate Have experience of Demat operations, DP registration Should be good in typing For further details connect on shweta.rajput@tradebulls.in or 9913274989

Hi, Greetings from SketchHR Manpower Solutions! We are excited to share some excellent career opportunities with one of our esteemed clients, a leading stock broking firm, currently looking to strengthen their Legal & Compliance team. Please find the details below: Legal & Compliance Roles - Capital Markets Location: Santacruz, Mumbai (multiple vacancies) | Chennai (2 vacancy) Open Roles: Senior Surveillance Lead (6+ years) Compliance Manager (2+ years) Surveillance Officer (3+ years) About the Company Join a reputed trading and investment firm with a strong foothold in capital markets. We are driven by innovation, growth, and client trustwhile prioritizing the highest ethical standards and ...

As a Manual Tester with 2+ years of experience in Capital Market/Depository, your role will involve ensuring the quality and functionality of our application. You will be responsible for documenting scenarios, test cases, executing them, and sharing reports with your Team Lead. Key Responsibilities: - Documenting scenarios and test cases - Executing test cases - Sharing reports with your Team Lead Qualifications Required: - 2+ years of experience in manual testing - Experience in Capital Market/Depository domain You will be expected to follow all the QA processes applicable for the client project and priorities.,

Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk Required Candidate profile (CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the t...

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

ThinkRoman n8n Automation Intern ????Remote (India preferred)| ?? 36 months | ???? Stipend: Competitive AtThinkRoman, we build bold solutions inhealthcare, AI, and automation Now were looking for ann8n Automation Internto help us streamline operations and create new automation offerings, What Youll Do Build & testn8n workflowsto cut manual work ConnectAPIs, apps, and AIinto smooth processes Document & sharereusable templates Suggest and buildnew automation use cases What Were Looking For Familiarity withn8n / Make / Zapier Basic grasp ofAPIs, JSON, webhooks Curious, problem-solving mindset familiarity or earlier experience with NextDot js, Tailwind CSS, MongoDB, Prisma, and APIs (like OpenAI...

As a Trade and Position Management Processor at HSBC, you will play a crucial role in ensuring technical excellence, efficient people management, and achieving target deliverables. Your responsibilities will include leading a team to drive excellent client service, promoting continuous process improvement, and identifying opportunities to increase efficiency. Multi-tasking and independently prioritizing workloads will be essential, without compromising on deliverables. You will provide support for seamless re-migration and onboarding of new business and funds in alignment with the Global Operating Model. It will be vital for you to maintain a flexible approach, working in shifts, responding ...

Location Mumbai Qualification : C.A , C.S & M.B.A Experience 10–13 years of experience. Job Description: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs). Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance. Coordinate with other Market Infrastructure Institutions (MIIs) for uniform implementation of regulatory directions and engage with SEBI on compliance-related matters, including amendments to the Bye-Laws and Business Rules of NSDL. Manage the end-to-end process of handling queries and...

You will be responsible for conducting manual testing in the Capital Market / Depository domain, utilizing your 2+ years of experience in the field. Your primary focus will be on ensuring the quality and functionality of our application by documenting scenarios, creating test cases, executing them, and sharing detailed reports with your Team Lead. Your role will involve following all the QA processes relevant to the client project and adhering to the established priorities. Your attention to detail and ability to effectively communicate test results will be crucial in the successful delivery of high-quality software solutions.,

locationsPune - West time typeFull time posted onPosted 30+ Days Ago time left to applyEnd DateApril 29, 2025 (10 hours left to apply) job requisition idJR-0007887 The Role & Key Responsibilities : Quality Governance on Global/Regional specific client KYC operational desks Act as a first point of contact for client issues relating to KYC matters. As part of the New Business Client KYC process, the candidate will be expected to provide regular status updates to new clients and internal stakeholders. Weekly Client KYC calls to held with stakeholders and project / remediation plans should be maintained to track the progress and its completion. Manage the internal review process across different...