45 Depository Jobs

As a Manual Tester with 2+ years of experience in Capital Market/Depository, your role will involve ensuring the quality and functionality of our application. You will be responsible for documenting scenarios, test cases, executing them, and sharing reports with your Team Lead. Key Responsibilities: - Documenting scenarios and test cases - Executing test cases - Sharing reports with your Team Lead Qualifications Required: - 2+ years of experience in manual testing - Experience in Capital Market/Depository domain You will be expected to follow all the QA processes applicable for the client project and priorities.,

Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk Required Candidate profile (CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the tools and insights they need to succeed in an increasingly digital world. At BDO India, we believe in the power of our people and foster a culture of collaboration, growth, and continuous learning. With a workforce of over 10,000* professionals, we operate from 19 offices across 14 key cities, including Ahmedabad, Bengaluru, Bhopal, Chandigarh, Chennai, Coimbatore, Delhi NCR, Goa, Hyderabad, Kochi, Kolkata, Mumbai, Pune and Vadodara. Our diverse team is united by a shared vision of delivering exceptional service and building lasting relationships with clients. We embrace new technologies and innovative approaches to ensure we meet the evolving needs of businesses, while also staying future-ready in a fast-paced world. About Ethics & Independence Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual as part of their evaluation will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues and Independence threats . Other responsibilities include diligently producing deliverables on timely manner and ensuring highest quality considering the work product may also be subject to review and scrutiny by outside regulators. Key Responsibilities Develops comprehensive knowledge of BDO local Ethics & Independence policies, regulatory requirements and apply them in the day to day assessment of conflict check evaluation. Apply fundamental understanding of the applicable ethics and independence rules and regulations in executing procedures that contribute to provide basic guidance to firm professionals on application of firm policy and regulatory requirements. Perform basic independence technical research and assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal. Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update of the same. Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement. Acts as a liaison between the client teams, other members of the Ethics & Independence team. Attention to detail and manage the tasks and activities in a timely manner. Uses analytical and project management methodology and tools. Learn the firm structure, business strategies and service lines of the firm. Create, update, and publish critical Ethics and Independence updates and messages using appropriate communication channels. Knowledge, skills, and experience requirements: Good analytical thinking / ability to take pro-active decisions. Good analytical skills with a logical mind-set. Strong data interpretations skills to analyse and document relevant findings. Highest standard of ethics, integrity, and values. Self-directed, adaptable to changes in the work environment/rules/directions. Must be flexible to work extra hours during peak volume period. Qualifications, certifications, and education requirements: Postgraduate (MBA Finance) degree from a reputed college 4+ years work experience Strong interpersonal and excellent communication skills, both written and verbal. Good in MS Excel

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

Exp-4-12yrs NP-Immediate-30days Skill: Java Full Stack Developer (Mandate -Capital Markets, Clearing,Settlement,Depository,Registry,Trading,Financial instruments or corporate actions) Java 11,ReactiveX,Swagger/OpenAPI,React/Redux,Gradle,Git,,Jenkins

ThinkRoman n8n Automation Intern ????Remote (India preferred)| ?? 36 months | ???? Stipend: Competitive AtThinkRoman, we build bold solutions inhealthcare, AI, and automation Now were looking for ann8n Automation Internto help us streamline operations and create new automation offerings, What Youll Do Build & testn8n workflowsto cut manual work ConnectAPIs, apps, and AIinto smooth processes Document & sharereusable templates Suggest and buildnew automation use cases What Were Looking For Familiarity withn8n / Make / Zapier Basic grasp ofAPIs, JSON, webhooks Curious, problem-solving mindset familiarity or earlier experience with NextDot js, Tailwind CSS, MongoDB, Prisma, and APIs (like OpenAI or WhatsApp), Bonus if youve tinkered with GitHub, Vercel, Perks Direct mentorship from ThinkRoman team Your automations golive, not sandbox Certificate + LoR Possible full-time role ThinkRoman Offerings: Automation Use Cases We also help organizations unlock efficiency with automation + AI, Healthcare: intake, reminders, claims Education: webinar sign-ups, certificates Corporate health: wearable ? dashboard ? HR Internal Ops: SOP converters, document workflows AI Boosts: GPT/Gemini for reporting & insights ?Join us and build automations that matter,

As a Trade and Position Management Processor at HSBC, you will play a crucial role in ensuring technical excellence, efficient people management, and achieving target deliverables. Your responsibilities will include leading a team to drive excellent client service, promoting continuous process improvement, and identifying opportunities to increase efficiency. Multi-tasking and independently prioritizing workloads will be essential, without compromising on deliverables. You will provide support for seamless re-migration and onboarding of new business and funds in alignment with the Global Operating Model. It will be vital for you to maintain a flexible approach, working in shifts, responding to additional business needs, and collaborating across different jurisdictions and cultures. Building and maintaining strong working relationships with internal and external stakeholders, as well as peers in other processes and business partners, will be key aspects of your role. Your professional conduct within the critical process environment is paramount, requiring strict adherence to process and FIM guidelines to ensure zero impact on the business. Continuous process training and necessary guidance will be provided by your Line Manager to help you meet work-related challenges effectively. Your role will align with the Trade Processing and settlements of Funds services strategic plan, contributing to the overall success of the team. To excel in this role, you should hold a Bachelors/Masters degree in Finance/Accounting, with 3-5 years of relevant trade processing experience. An understanding of Accounting & Valuation, experience with the Aladdin platform, and knowledge of trade platforms like Calypso, MARKIT, Geneva, Trade Flow, and Multifonds will be advantageous. Familiarity with investment accounting, valuations, funds, and the use of Bloomberg and/or Reuters is preferred. Strong accounting concepts, financial statement comprehension, and basic knowledge of custody, brokerage, depository, Clearing agent, and reconciliations are essential. Join HSBC to make a real impact and discover the value of your contributions. Your dedication and expertise will drive service excellence and process efficiency, ultimately enhancing the team's productivity and quality. Be prepared to embrace challenges with professionalism and enthusiasm, as you work collaboratively to achieve success within the dynamic environment of trade processing and settlements of Funds services at HSBC.,

Location Mumbai Qualification : C.A , C.S & M.B.A Experience 10–13 years of experience. Job Description: Understand SEBI/NSDL guidelines and oversee the preparation and issuance of circulars, operating guidelines, and regulatory directions to Depository Participants (DPs). Regularly review and update Master Circulars, Standard Operating Procedures (SOPs), manuals, and FAQs to ensure consistency and compliance. Coordinate with other Market Infrastructure Institutions (MIIs) for uniform implementation of regulatory directions and engage with SEBI on compliance-related matters, including amendments to the Bye-Laws and Business Rules of NSDL. Manage the end-to-end process of handling queries and clarification requests received from Participants, ensuring timely and consistent responses. Supervise activities related to the transfer of depository business, onboarding of accounts into NSDL’s OMNIBUS system, and transfer/transmission of securities from the OMNIBUS system to client accounts. Oversee the update and maintenance of DP master details and related records in accordance with regulatory and operational requirements. Monitor and analyze new regulatory developments, including review of concept notes, business requirement documents (BRDs), system testing, and impact analysis, ensuring adherence to SEBI-prescribed timelines. Organize and lead periodic meetings with internal departments and external stakeholders to track the progress of key initiatives and ensure regulatory compliance. Conduct training sessions for Business Partners/Participants on Depository Operations, Electronic Gold Receipts (EGR), Stamp Duty, and other regulatory topics. Coordinate with International Central Securities Depositories (ICSDs) and global working groups/forums regarding NSDL’s participation and regulatory alignment. Oversee the process for collection, verification, and submission of Annual Membership Fees and Renewal Fees of Participants to SEBI and ensure compliance. Support concurrent and internal audits, SEBI inspections, and regulatory reviews by providing necessary data, responses, and follow-up on action items. Track and report Key Risk Indicators (KRIs) and operational metrics related to regulatory compliance and participant servicing to senior management. Provide guidance and leadership to team members, ensure timely resolution of escalated matters, and operational excellence.

You will be responsible for conducting manual testing in the Capital Market / Depository domain, utilizing your 2+ years of experience in the field. Your primary focus will be on ensuring the quality and functionality of our application by documenting scenarios, creating test cases, executing them, and sharing detailed reports with your Team Lead. Your role will involve following all the QA processes relevant to the client project and adhering to the established priorities. Your attention to detail and ability to effectively communicate test results will be crucial in the successful delivery of high-quality software solutions.,

locationsPune - West time typeFull time posted onPosted 30+ Days Ago time left to applyEnd DateApril 29, 2025 (10 hours left to apply) job requisition idJR-0007887 The Role & Key Responsibilities : Quality Governance on Global/Regional specific client KYC operational desks Act as a first point of contact for client issues relating to KYC matters. As part of the New Business Client KYC process, the candidate will be expected to provide regular status updates to new clients and internal stakeholders. Weekly Client KYC calls to held with stakeholders and project / remediation plans should be maintained to track the progress and its completion. Manage the internal review process across different products and services within the fund administration, depository and other product lines. Provide day to day client KYC onboarding advice across all Apex Group business lines to the best meet their business needs and maintaining good working relationships through active communication, facilitation and teamwork. Support the wider onboarding team where required. Provide technical guidance to the team in their assigned job duties Ensure quality and timely delivery of work, escalate to KYC Head where appropriate Effective utilization of FTs (full time employees), publish the MIS on user productivity and Quality to the management Ensure the teams are kept up to date with changes to the Company Applications. Preparation of MIS/KPI regarding Client deliverables. Preparation of specific MIS/KPI upon management request. Analysis of MIS/KPI and provide comments/conclusion. Send out MIS/KPI for review and follow up for comments Participate as end user in KYC Tool Development projects Make recommendations and ensure incorporation of process improvements Ensure reporting deliverables are produced and reviewed to a high standard and delivered in a timely manner. Weekly/Monthly Connects with regional Compliance to ensure the CDD guidances are maintained and followed UpToDate Train the team on subject matter and run the assigned function/region smoothly Any other tasks may be assigned by the Head of Client KYC Operations. Qualifications and skills required An individual with a bachelor/masters degree qualification or equivalent. A minimum of 10-15 years of Client KYC experience within the investment fund industry or equivalent A good knowledge of the funds industry, experience of different fund structures, domiciles and regulatory requirements ' Excellent communication, interpersonal and problem-solving skills Excellent time management and planning skills to deliver against agreed deadlines and objectives. Knowledge of Global/regional specific Due Diligence, Compliance and Financial Structures High attention to detail, accuracy, analytical, technical, organizational, and problem-solving skills. Proactive and have the knowledge and skills to use own initiative in handling clients queries and escalate to management when required. Ability to run and deliver on multiple projects and assignments. High level of Client KYC technical skills is a must Adaptable and flexible to changes What you will get in return: A genuinely unique opportunity to be part of an expanding large global business Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly To be successful in these roles, it is envisaged that you are a motivated and self-driven individual eager to contribute and grow with the organization.Knowledge of financial products and environments along with prior fund experience will ensure your success. Critical to your ability to perform these roles will be your customer focus, attention to detail and team focus. We offer a modern and progressive work environment.You can expect to be challenged and offered a path towards future career growth. Additional Information: We are an equal opportunity employer and ensure that no applicant is subject to less favorable treatment on the grounds of gender, gender identity, marital status, race, color, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependents, physical or mental disability. Any hiring decision are made based on the skills, qualifications, and experiences. We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet. For more information on our commitment to Corporate Social Responsibility (CSR)) please visit https://theapexgroup.com/csr-policy/

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the tools and insights they need to succeed in an increasingly digital world. At BDO India, we believe in the power of our people and foster a culture of collaboration, growth, and continuous learning. With a workforce of over 10,000* professionals, we operate from 19 offices across 14 key cities, including Ahmedabad, Bengaluru, Bhopal, Chandigarh, Chennai, Coimbatore, Delhi NCR, Goa, Hyderabad, Kochi, Kolkata, Mumbai, Pune and Vadodara. Our diverse team is united by a shared vision of delivering exceptional service and building lasting relationships with clients. We embrace new technologies and innovative approaches to ensure we meet the evolving needs of businesses, while also staying future-ready in a fast-paced world. About Ethics & Independence Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual as part of their evaluation will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues and Independence threats . Other responsibilities include diligently producing deliverables on timely manner and ensuring highest quality considering the work product may also be subject to review and scrutiny by outside regulators. Key Responsibilities Develops comprehensive knowledge of BDO local Ethics & Independence policies, regulatory requirements and apply them in the day to day assessment of conflict check evaluation. Apply fundamental understanding of the applicable ethics and independence rules and regulations in executing procedures that contribute to provide basic guidance to firm professionals on application of firm policy and regulatory requirements. Perform basic independence technical research and assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal. Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update of the same. Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement. Acts as a liaison between the client teams, other members of the Ethics & Independence team. Attention to detail and manage the tasks and activities in a timely manner. Uses analytical and project management methodology and tools. Learn the firm structure, business strategies and service lines of the firm. Create, update, and publish critical Ethics and Independence updates and messages using appropriate communication channels. Knowledge, skills, and experience requirements: Good analytical thinking / ability to take pro-active decisions. Good analytical skills with a logical mind-set. Strong data interpretations skills to analyse and document relevant findings. Highest standard of ethics, integrity, and values. Self-directed, adaptable to changes in the work environment/rules/directions. Must be flexible to work extra hours during peak volume period. Qualifications, certifications, and education requirements: Postgraduate (MBA Finance) degree from a reputed college 0 1 years’ work experience (preferably in a research background). Fresher’s may be considered. Strong interpersonal and excellent communication skills, both written and verbal. Good in MS Excel

We are seeking a highly skilled Manual Tester having 2+ years of experience in Capital Market / Depository. You will play an important role in ensuring the quality and functionality of our application by documentiong scenarios , test cases, execxuting them and sharing reports with your TL. Following all the QA processess applicable for the client project and priorities. Roles and Responsibilities Total 2+ yrs exp in Manual Testing (2 yr in lending, depository operations, Banking operation or backoffice "front end" is preferrable) Document scenarios and test cases for the change request or application (in case of a new application) Execute manual test cases as required by the project Defect reporting and tracking till closure Compliance of all required documentation Should have Knowledge of Manual Testing concepts like Black Box Testing , White Box testing, Integration testing, System testing, Defect life cycle and its stages, Smoke testing, Sanity testing, Testing principles. Manual Testing of applications that fall under the purview of the project SQL (Till Join) Unix basics Ensuring Client Compliance Availability for Releases / Production testing as required

At EY, youll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself and a better working world for all. As a T24 BA_Equities - Manager at EY, you will be responsible for analysing business requirements, preparing Business Requirement Documents, Functional Specification Documents, User Stories, Business Processes, and models via PLW sessions. Your role involves defining test cases and conducting testing activities to ensure the successful implementation and functionality of Securities trading lifecycle. This includes order, execution, settlement, and transfers for equities, bonds, mutual funds, and digital assets. You will collaborate closely with stakeholders, developers, and end-users to optimize trading operations and ensure compliance with regulatory standards. Selected candidates for this role should be willing to work out of the client location in Chennai for 5 days a week and must have working experience in T24 Securities module. Key Responsibilities: - Work with business stakeholders to understand and document requirements for Securities trading lifecycle for Equities, Bonds, and Mutual fund asset classes, including digital assets. - Analyse and model business processes, recommending improvements to enhance efficiency and compliance. - Translate business requirements into BRDs, FSDs, and User Stories for the T24 system. - Create Business Process maps using tools such as Camunda, Visio etc. - Assist in configuring and setting up the T24 SC module. - Provide support during the implementation phase, including data migration and system integration. - Coordinate with the technical team to ensure proper system setup and performance. - Create and maintain comprehensive documentation related to the T24 Capital markets and treasury modules. - Train end-users on the functionalities and best practices of the system. - Develop and execute test plans, test cases, and scripts. - Perform functional, regression, integration, and user acceptance testing. - Identify, record, and track defects through to resolution. - Communicate project statuses, issues, and risks to stakeholders in a timely manner. Qualifications: - 9 to 13 years of experience with a bachelor's or master's degree in finance, Business Administration, Information Technology, or a related field. - Proven experience as a Business Analyst or Tester within the banking and capital markets industry, focusing on Equities, Fixed Income, and Mutual funds. - Strong knowledge of Securities trading lifecycle with an understanding of brokerage and custody services. - Experience with configuration, testing, and implementation of the latest release of T24. - Excellent analytical, problem-solving, and documentation skills. - Strong communication and interpersonal skills, with the ability to engage effectively with various stakeholders. - Knowledge of software development life cycle (SDLC) and testing methodologies. Preferred Skills: - TCCP Certifications in T24. - Certifications such as CFA, FRM, or similar qualifications relevant to Equities, Bonds, and Mutual funds. - Proficiency with automated testing tools, test management tools, and defect tracking systems. - Knowledge of additional T24 modules, Private banking modules, or banking operations. - Experience working with T24 EMEIA clients. EY exists to build a better working world, helping to create long-term value for clients, people, and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform, and operate. Working across assurance, consulting, law, strategy, tax, and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.,

About the Company - PlusWealth Capital Management , a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading. Responsibilities - Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3) Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendors, Consultants Looking after Daily/ Monthly/ Quarterly/ Half yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to for detailed tasks alongside monthly compliance calendars issued by consultant for AIF) Ensuring smooth functioning and conduct of all kinds of Audits, Inspections & Investigations of the organization conducted by SEBI, IFSCA, Exchanges, Depositories etc scheduled on regular or ad-hoc basis Handling Ad hoc queries from the Regulators (SEBI / IFSCA / GIFT Authority), Investigation / Surveillance Divisions of Exchanges / Depository, KRA, CERSAI, CKYC, FIU including Clients / Investors and RMS/Trading/Accounts division of the organization etc Reviewing E-mail boxes of all the entities mentioned above on daily basis to ensure every important communication gets addressed by the authorities Dealing with auditors, inspecting officials, stake holders, vendors, consultants on regular basis In addition to the above roles and responsibilities, the person will also overlooking / supervising / performing daily tasks as mentioned in attached tasks list of Compliance and DP departments Show more Show less

As India's leading financial services and broking company with over 900 investment centers nationwide, Arihant Capital is dedicated to making investments and financial services more understandable and accessible to all. We prioritize customer focus and aim to cultivate an inclusive environment where our employees can excel and make a meaningful impact. You will be responsible for overseeing the entire online sales team to ensure optimal performance. This includes servicing existing retail clients and sub brokers, as well as generating leads through established client relationships. Managing queries, limits, and risk management of online clients will be a key aspect of your role. Additionally, you will play a crucial part in brand promotion to drive sales and cross-selling various products such as equity, depository, mutual fund, IPO, Bonds, currency, commodity, and financial planning services to clients. To excel in this role, you should hold a Graduate/MBA qualification with at least 4-5 years of experience in the broking or finance sector. Previous experience in leading teams in customer-facing roles with a strong focus on achieving results is essential. Your ability to empower and motivate others to deliver exceptional client service and operational performance will be crucial. Demonstrated commitment to ethical, empathetic, and proactive client interactions is highly valued. Candidates with an established client base and proven revenue generation capabilities are preferred. Excellent communication skills in English and Hindi are required, with proficiency in local languages considered advantageous. Additionally, providing or arranging regular product training for staff members is part of the role to ensure continuous development and growth.,

Assist Compliance Officer in compliance duties for regulations & rules issued by SEBI Monitor the resolution of client grievances for all projects Support the Compliance Officer in monitoring the compliance of Operations Provide regular reports Required Candidate profile Understanding of compliance regulations Compliance-related duties for regulations and rules issued by SEBI under KRA Regulation, UIDAI, CCA, GSTN, or the Central Government. Contact-Ankit-8104808547

To be responsible for supporting all middle/back office operational activities in Mumbai office for listed derivatives Cash Equity products. Main Responsibilities: Operational Excellence: Sound understanding of Indian capital market, Clearing House, Custody, Depository SEBI regulatory framework. Role entails KYC/KRA, responding to clients process related queries, trade processing, contracting, sending STP to custodians, bank reconciliations, and any other related activities for Cash Equity Derivative markets. Perform operational activities. Perform EOD related activities proactively escalate if any issues encountered. Ensure strict adherence to internal and external process guidelines. Would also be required to liaise with Exchange for debit notes, circulars, etc. work with custody, settlement, Client fund management, regulatory reporting etc. Work closely with Compliance to ensure legal, regulatory and audit requirements are complied with. Manage monthly MIS and other reports from time to time. Interfaces with regional team on all operations related matters Need to take corrective actions, when necessary, take ownership of issues in hand to see through till closure. Client and Relational Excellence: Maintain and establish good relationship with Business line (MARK), Regional Management, Clients, Vendors. Collaborate to deliver noticeable result. Manage escalations with a sense of client centricity commitment. Demonstrate responsibility, trustworthy agility. Participate in projects, NPCs new client onboarding initiatives People and Culture: Participate in team meetings/White board. Instill team work culture towards achieving goals at a team level. Demonstrate SG core values: Team Spirit, Innovation, Responsibility commitment with client centric approach as a core element. Digital Innovation: Think innovatively on the BAU area assigned to come up with process improvement ideas. Help team manager in various efficiency initiatives. Profile required Academic Background (degree and major): Post-Graduation Relevant Working Experience in number of years: Minimum 5 years of experience working for Indian Market Skills Competencies required: Candidate from broking experience with independent client servicing skills preferred (Preferred) Working knowledge of industry related systems including Bancs is desired (Preferred) Working knowledge and understanding in brokerage operations and local regulations of NSE and BSE including KYC matters Product knowledge on financial futures and options products and other investment vehicles is essential Proactive, self-motivated and team player mentality (with hands-on approach); Effective verbal written communication and presentation skills. Need to have knowledge to manage treasury accounting activities on daily basis

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .

We are hiring for a Depository Executive role and are looking for candidates with the following skill set Depository Participant operations, SEBI, Depository guidelines in NSDL/CDLS, DP regulations, Internal audit .