Regulatory Compliance Manager - SEBI & Financial Regulations

Key Responsibilities:

Audit & Regulatory Liaison:

• Act as the primary point of contact for internal auditors, NSE, BSE, and other regulatory bodies.
• Coordinate and support all exchange and internal audits, including pre-audit preparation and post-audit follow-ups.
• Provide data and documentation to auditors and regulators in a timely and accurate manner.

Compliance & Reporting:

• Ensure timely and error-free submission of all compliance and operational reports to NSE/BSE and SEBI.
• Maintain up-to-date knowledge of relevant circulars, notifications, and compliance requirements.
• Monitor daily regulatory filings, risk-based supervision (RBS) reporting, and other compliance tasks.
• Retrieve and prepare data reports as required by auditors or regulatory authorities.

Operations Management:

• Coordinate with back-office and front-office software providers for system requirements, updates, and issue resolutions.
• Monitor and manage operational aspects of Capital Market, IPO, and OBPP segments.
• Handle related documentation and compliance procedures

Key Skills & Competencies:

• In-depth knowledge of stock exchange operations and compliance.
• Familiarity with SEBI and stock exchange regulations.
• Strong coordination and communication skills to deal with auditors, regulators, and IT vendors.
• Excellent MS Excel and report generation skills.
• Attention to detail and a proactive compliance mindset.

Job Types: Full-time, Permanent

Pay: ₹60,000.00 - ₹80,000.00 per month

Benefits:

• Flexible schedule
• Health insurance
• Leave encashment
• Life insurance
• Provident Fund

Work Location: In person