Regulatory Compliance Consultant

About the Role:

Regulatory Compliance Consultant

Key Responsibilities:

Part time advisory on regulatory compliance for lending software suite covering LOS and LMS in order to safeguard interest for Banks and NBFC’s.

Keep constantly updated on the latest set of regulatory guidelines that needs to conform with by NBFC’s and banks in their lending process and practices across all types of loans provided by them with focus on HOME, SME, LAP, Vehicles, Gold, --

Validate compliance on all guidelines in the application software products being provided to financial institution and constantly update the team on any change or new regulations announced to ensure ongoing compliance.

Product & Technology Advisory

• Review new lending products, credit scoring models, and digital platforms for

  regulatory risk

  .
• Providing product roadmap suggestions towards compliance with other RBI standards

Mentorship & Team Enablement

• Coach internal compliance, credit, and risk teams on

  lending compliance best practices

  .
• Conduct board and senior leadership workshops on

  responsible lending and compliance governance

  .

Engagement Model

• Consulting/advisory role (retainer)

Value Proposition

• Advise on building/improving a

  robust, RBI-compliant lending suite

  .

Qualifications:

• 10+ years’ experience

  in regulatory compliance / risk management roles with

  banks/NBFCs

• Deep knowledge of

  RBI’s regulatory Guidelines and specifically for software usage, Data Protection Act, and NBFC regulations

  .
• Exposure to engaging with

  RBI Inspections & Compliance

• Experience in working with a technology company on banking product regulatory compliance initiatives.

About Uncia

We are a young enterprise application software product company addressing NBFCs and Banks with a suite of pureplay SaaS products in the Lending space. www.uncia.ai

UNCIA

Established in Oct '2020, we offer comprehensive suite designed to meet the ever- changing customer requirements focused primarily on Lending, which are: SME Lending, Home Finance& Supply Chain Finance. We have clientele comprising more than 20 Banks & NBFCs, with a track record of delivering significant results and implementing go-to- market strategies.