Manager Compliance (From NBFCs Only)

Regulatory Compliance: Ensure that the Company’s operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. Stay updated on changes in regulatory requirements and disseminate relevant information to the organization. Assist in implementation and maintenance of compliance policies and procedures. Monitor and report on compliance risks. PMLA/KYC Compliance: Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of suspicious transactions. Identify and report compliance gaps and recommend corrective actions. Monitor the implementation of corrective actions and track their effectiveness. Assistance in preparation of compliance related reports to the RBI and internal management. Automation, Training and Awareness: Assistance in automating systems and processes through a compliance tool Assistance in developing compliance training programs. Regulatory Liaison: Assistance in liasioning with regulatory authorities, including the RBI and others Preparing response to regulatory inquiries and requests for information Facilitate regulatory inspections and audits Maintain records of regulatory communications Qualifications and Skills: Bachelor's degree in finance, law, business administration, or a related field from a reputed university Qualified Company Secretary or Chartered Accountant with a minimum of post qualification experience of 6+ years preferably in the financial services industry, with a focus on NBFC regulations. Good understanding of RBI regulations, PMLA, KYC, and other relevant statutory requirements. Expert analytical, problem-solving, and communication skills. Ability to work independently and as part of a team. Strong ethical standards and integrity. Proficient in MS Office Suite. Key Competencies: Attention to detail Strong organizational skills Ability to work under pressure Decision-making ability Interpersonal skills Show more Show less