KYC/AML Compliance

We are #hiring for out #esteemed #client a leading Indian financial services firm offers a diverse range of solutions, including investment banking, asset management, insurance, and wealth management. Established in 1995, it caters to both institutional and individual clients across retail finance, corporate credit, and distressed assets. Known for its innovative and customer-focused strategies, the firm provides tailored advisory services to high-net-worth individuals (HNIs) and institutions. With a strong domestic presence and expanding global reach, it continues to drive success through cutting-edge financial solutions.

Detailed JD:

Job Role: KYC/AML Compliance

Exp: 5+ Years

Location: Mumbai

Functional Responsibilities:

· The role focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions.

· The person provides regular communication to senior stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any required modifications are implemented with minimum disruptions.

· Performing due diligence on customers on screening system and media adverse search on the internet.

· Identifying Beneficial Owners in case of Companies/ Partnership/ Trusts/ Funds etc.

· Document the investigations thoroughly by recording the details of the alert, the data considered, the basis of the conclusion, and any evidence gathered that supports the conclusion.

· Ensure that the KYC policy is being adhered to and the same is being updated as per the regulatory changes.

· Be the first point of contact for periodic KYC reviews.

· Arrange weekly, bi-weekly, monthly, quarterly, and annual reports

Job Requirements:

· ICA Diploma in KYC and CDD and/or CAMS is a plus

· Have a good understanding of AML/ KYC requirements, FIU reporting, FATF Recommendations, Beneficial Owners, identification of Politically Exposed Persons, Adverse Media screening etc.

· Understanding of relevant regulations, databases and proper documents needed to perform KYC/AML screening.

Experience:

· Minimum 5 years of experience in handling KYC/AML in NBFC/ Banks/Wealth Management/Asset Management.

· Experience in systems like Track Wizz, MS Office.

Interested candidates can email their updated resumes to me at sadhana@prosapiens.in