Hiring For Regulatory Compliance Officer- NBFC- Mumbai

This is regarding opening with a Leading NBFC as a Regulatory Compliance Officer

Designation: Regulatory Compliance Officer

Experience: –7 to 13 years of experience in regulatory compliance, preferably in banking or NBFC sector.

Industry: Banking/NBFC

Location: Mumbai

Job Role:

• Monitoring and Implementation of Regulations
• Analyze RBI returns and react to requests for ad hoc data.
• Serve as the exclusive point of contact for questions and clarifications pertaining to regulations.
• Communicate with group companies regarding compliance issues and provide the necessary information. Review and Testing
• Create and carry out the plan for annual compliance testing.
• Inform Senior Management and the Audit Committee of significant noncompliance.
• Perform internal control test inspections and departmental compliance reviews.
• Management of Audits and Inspections
• Oversee statutory audits, internal audits, annual RBI inspections, and other regulatory evaluations. Assure prompt resolution of audit observations and audit readiness
• Managing legal issues pertaining to contracts, operations, compliance, litigation, and regulatory affairs for the business

If this excites you kindly mail me on shivani@thepremierconsultants.com

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