Head of Internal Control

Our client is leading fund management company with presence in UAE, India and Mauritius.

Location: Mumbai

Role: Internal Control Unit

GIFT City Fund Administration

Key Responsibilities:

• Develop and implement robust internal control systems in accordance with both local and international regulatory requirements.
• Drive the organization’s efforts to secure third-party certifications such as SAS 70 (SOC 1), ensuring alignment with internal policies and highlighting potential risk areas.
• Actively identify and assess risks, and design effective mitigation strategies.
• Continuously enhance the company’s enterprise risk management framework.
• Oversee regular SOC 1 audit processes and ensure strict operational controls are in place.
• Provide training and guidance to staff on internal controls and risk management best practices.
• Conduct periodic internal audits across departments to ensure consistent compliance with regulatory and policy standards.
• Prepare detailed reports on control effectiveness and risk status for senior leadership.
• Play a key role in establishing and expanding the ICU team.

Key Qualifications:

• Chartered Accountant (C.A.) or MBA
• Experience in internal control, risk, or audit functions
• Deep knowledge of capital markets operations and relevant regulations
• Strong analytical and problem-solving abilities
• Proven ability to work independently and as part of a team

If interested kindly share your Updated CV at: dhara@thepremierconsultants.com

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